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ASIC Corporations (Professional Standards—Transitional) Instrument 2018/894
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Administered by
Department of the Treasury
This item is authorised by the following title:
Corporations Act 2001
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F2019C00904 C01
15 November 2019
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Part 1—Preliminary
1 Name of legislative instrument
2 Commencement
3 Authority
4 Definitions
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Part 2—Declaration
5 Notifying ASIC about provisional relevant providers
6 Notifying ASIC about continuing professional development
7 Notifying ASIC about the start date of a licensee’s CPD year
8 Notifying ASIC about the passing of the exam by existing providers
9 Notifying ASIC about principal place of business and compliance scheme
10 Application of professional standards to banned or prohibited advisers
11 Application of professional standards—other scenarios
12 Notifying ASIC of certain information after banning or prohibition
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Part 3—Exemption
13 Suspension of compliance scheme framework
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Endnotes
Endnote 1—Instrument history
Endnote 2—Amendment history
