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ASIC Market Integrity Rules (Chi-X Australia Market) 2011
No longer in force
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Administered by
Department of the Treasury
This item is authorised by the following title:
Corporations Act 2001
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F2017C01083 C13
14 November 2017
-
06 May 2018
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Chapter 1: Introduction
Part 1.1 Preliminary
Part 1.2 Waiver
Part 1.3 Notice, notification and service of documents
Part 1.4 Interpretation
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Chapter 2: Participants and Representatives
Part 2.1 Management requirements
Part 2.2 Insurance and information requirements
Part 2.3 Responsible Executives
Part 2.4 Retail Client Adviser Accreditation
Part 2.5 Designated Trading Representatives (DTRs)
Part 2.6 Foreign Participants
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Chapter 3: Client relationships
Part 3.1 Clients trading in products for first time
Part 3.2 Trading as Principal
Part 3.3 Client instructions
Part 3.4 Reporting to Clients
Part 3.5 Client Money and Property
Part 3.6 Prohibition of advice to Client
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Chapter 4: Records
Part 4.1 Trading records
Part 4.2 Records—General
Part 4.3 Access to records
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Chapter 5: Trading
Part 5.1 Client order priority
Part 5.4 Transactions by connected persons (including persons connected with other Market Participants)
Part 5.5 Participant’s trading infrastructure
Part 5.6 Automated Order Processing—Filters, conduct, and infrastructure
Part 5.7 Manipulative trading
Part 5.9 Fair and orderly markets
Part 5.10 Dealing in Equity Market Products
Part 5.11 Suspicious activity reporting
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Chapter 6: Takeovers
Part 6.1 Market Bid—Announcements by Market Participant
Part 6.2 Acquisition of Equity Market Products during the Bid Period
Part 6.3 Market Participant acting for Bidder or Issuer
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Chapter 7: Rules applying to Market Operators
Part 7.1 Data feeds
Part 7.2 Information
Endnotes
