Australian Securities and Investments Commission Regulations 2001

In force

Administered by

Department of the Treasury

This item is authorised by the following title:

Australian Securities and Investments Commission Act 2001

Superseded version

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F2001B00273

12 July 2001 - 10 March 2002

This instrument was backcaptured in accordance with Section 36 of the Legislative Instruments Act 2003

Table of contents

1 Name of Regulations
1A Commencement
2 Definitions
3 Prescribed agencies (Act s 18 (2) (d))
4 Form of notice requiring assistance and appearance for examination
5 Notice to produce books
6 Evidence of authority
7 Summons to witnesses to appear before Commission
8 Allowances and expenses payable to examinees and witnesses
8A Commission may disclose confidential information to certain bodies corporate
11 Summons to witnesses to appear before Disciplinary Board
12 Allowances and expenses payable for attendance at hearings of Disciplinary Board
13 Objects of this Part
14 Application of this Part
15 Definitions for Part 3
16 Powers of Panel
18 Reference of matters to the Commission by the Panel
19 Making of applications
20 Consideration of applications
21 Notice of decision
22 Decision to hold inquiry
23 Expressions of interest by non-parties
24 Panel may accept submissions from persons expressing interest
25 Submissions
26 Disregard of certain submissions
27 Abuse of Panel procedures to be noted
28 Lodgment and distribution of submissions
30 Panel may invite further submissions
34 Submissions that are not lodged in time
35 Purpose of conferences
37 Conduct of conferences
38 Procedures at conferences
39 Addresses to the Panel at conferences
40 Witnesses
41 Misbehaviour at conferences
42 Summons to witnesses by the Panel
43 Allowances and expenses payable for attendances
44 Repeal of the Australian Securities and Investments Commissions Regulations 1990
- Schedule 1 Forms
- Form 1 Notice requiring appearance at an examination or reasonable assistance in connection with an investigation
- Form 2 Notice requiring the production of books
- Form 3 Summons to witness
- Schedule 2 Witnesses fees and allowances for expenses
- Schedule 3 Bodies corporate to which information may be disclosed

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Australian Securities and Investments Commission Regulations 2001

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Australian Securities and Investments Commission Regulations 2001

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