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ASIC Corporations (Foreign Financial Services Providers—Foreign AFS Licensees) Instrument 2020/198
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Administered by
Department of the Treasury
This item is authorised by the following title:
Corporations Act 2001
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F2023C00827 (C01)
01 September 2023
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Part 1—Preliminary
1 Name of legislative instrument
3 Authority
4 Definitions
5 Meaning of US SEC regulated financial service provider
6 Meaning of US Federal Reserve and OCC regulated financial service provider
7 Meaning of US CFTC regulated financial services provider
8 Meaning of Singapore MAS regulated financial service provider
9 Meaning of Hong Kong SFC regulated financial service provider
10 Meaning of German BaFin regulated financial service provider
11 Meaning of Luxembourg CSSF regulated financial services provider
12 Meaning of UK regulated financial service provider
13 Meaning of Danish FSA regulated financial service provider
14 Meaning of Swedish FI regulated financial service provider
15 Meaning of French AMF regulated financial service provider
16 Meaning of French ACPR regulated financial service provider
17 Meaning of Ontario OSC regulated financial service provider
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Part 2—Exemption
18 Exemption from certain requirements of Chapter 7 of the Act
19 Conditions
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Part 3—Declaration
20 Modification of Part 7.8
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Schedule 1—Meaning of home jurisdiction and wholesale financial service
1 Interpretation
2 Meaning of home jurisdiction and wholesale financial service
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Endnotes
Endnote 1—Instrument history
Endnote 2—Amendment history