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ASIC Corporations (Application Form Requirements) Instrument 2017/241
In force
Administered by
Department of the Treasury
This item is authorised by the following title:
Corporations Act 2001
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F2018C00734 C01
18 September 2018
-
14 November 2022
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Part 1—Preliminary
1 Name of legislative instrument
3 Authority
4 Definitions
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Part 2—Exemption
5 Applications to switch between schemes operated by the same responsible entity or its related bodies corporate
5A Applications to switch between notified foreign passport funds operated by the same operator or its related bodies corporate Exemption (1) An operator of a notified foreign passport fund does not have to comply with section 1016A of the Act in relation to the issue of an interest (new interest) in the fund that is made in accordance with a voluntary switch arrangement or a member approved switch arrangement. Where exemption is available (2) The exemption in subsection (1) is available to an operator of a notified foreign passport fund where the operator has taken reasonable steps to ensure that: (a) in the case of a voluntary switch arrangement—before the time (relevant time) of the switch application in relation to the new interest; and (b) in the case of a member approved switch arrangement—before the time (relevant time) of the vote on the resolution to approve the arrangement; it gave, or made available by a nominated electronic means, to the member: (c) a Product Disclosure Statement for the new interest that was not defective at the relevant time; and (d) information which describes the switch arrangement. 6 Application forms for reconstructions and capital reductions
7 Bonus issues of options
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Part 3—Declaration
8 Advertising and publicity for reconstructions and capital reductions
9 Application forms created by licensees
10 Requirement to include applicant’s date of birth in the application form
11 Application forms where no PDS required
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Endnotes
Endnote 1—Instrument history
Endnote 2—Amendment history
