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Australian Research Council
Industry Fellowships Program (IFP) Grant Guidelines (2024 edition)

Early Career Industry Fellowships

Mid-Career Industry Fellowships

Industry Laureate Fellowships

 

Opening date:

Available on GrantConnect

Closing date and time:

Available on GrantConnect

Commonwealth policy entity

Australian Research Council

Enquiries:

Researchers are required to direct requests for information to the Research Office within the Administering Organisation.

ARC Contacts are on the ARC website.

Date guidelines released:

 

Type of grant opportunity:

Restricted competitive

 

Australian Research Council Act 2001

I, Jason Clare, Minister for Education, having satisfied myself of the matters set out in section 58 of the Australian Research Council Act 2001, approve these grant guidelines under section 59 of that Act.

 

Dated

29 July 2024

 

Jason Clare

Minister for Education

Contents

1 Linkage Program: Industry Fellowships Program processes...............4

2 About the Linkage Program........................................5

3 Grant amount and period..........................................6

4 Eligibility criteria................................................7

5 What the grant money can be used for................................8

What grant funds can be used for.....................................8

What grant funds cannot be used for...................................9

6 How to apply...................................................10

Application process..............................................10

Timing of the grant opportunities.....................................10

7 The grant selection process.......................................10

Eligibility and assessment..........................................10

National Interest Test Statement.....................................10

Who will approve grants?..........................................11

Requests not to assess process.....................................11

Rejoinder process...............................................11

8 Successful grant applications.....................................11

Advice and Announcement.........................................11

Grant Agreements...............................................12

Responsibilities.................................................12

Specific research policies and practices................................13

Monitoring and Reporting..........................................14

9 Probity.......................................................14

Appeals process................................................14

Conflicts of interest...............................................14

Privacy and protection of personal information...........................15

Confidential information...........................................15

Freedom of information............................................15

Part A Early Career Industry Fellowships...............................16

Part B Mid-Career Industry Fellowships................................18

Part C Industry Laureate Fellowships..................................20

Appendix A: Glossary...............................................22

Appendix B: Eligible Organisations....................................26

1         Linkage Program: Industry Fellowships Program processes

The Linkage Program supports the Australian Government’s objectives for research and innovation.

This grant program contributes to the ARC’s Outcome 1, which is to grow knowledge and innovation through managing research grants, measuring research excellence and providing advice. The Early Career Industry Fellowship, Mid-Career Industry Fellowship and Industry Laureate Fellowship grants are funded within the Linkage Program.

The grant opportunity opens.

We (the ARC) publish the grant guidelines and advertise on GrantConnect.

You (the Administering Organisation) complete and submit an application.

You work with Industry Partners to complete an application on the ARC’s Research Management System (RMS), addressing eligibility and the assessment criteria.

We manage the assessment of all applications.

We manage the assessment of applications against eligibility criteria and assessment criteria.

Your application may be assigned to Detailed Assessors to undertake in-depth assessments. You will have an opportunity to respond to any Detailed Assessor’s written comments through a rejoinder.

Selection Advisory Committee (SAC) members will then assess Your application, consider any Detailed Assessors’ ratings and comments and Your rejoinder and assign a final score.

We make grant recommendations.

The Selection Advisory Committee considers applications and recommends those to be funded, and the level and duration of funding for each project, to the ARC Accountable Authority.

The ARC Accountable Authority then makes an assessment, considering the SAC’s advice, alignment with Australian Government priorities and any other due diligence matters. The ARC Accountable Authority may consider advice from other Commonwealth agencies.

Grant decisions are made.

The ARC Accountable Authority decides which applications are approved and the level and duration of funding for each approved project.

If the Minister decides not to fund a project for reasons relevant to security, defence or international relations of Australia, the Minister must notify the ARC Accountable Authority, advise the Parliamentary Joint Committee on Intelligence and Security and take any other steps required under the ARC Act.

We notify You of the outcome.
We advise You if Your application was successful or not through RMS.

We enter into a grant agreement with You.

We enter into a grant agreement with You through RMS, if You are successful.

Delivery of the grant

You undertake the grant activity and report to Us as set out in Your grant agreement. We manage the grant, monitor Your progress and make payments. 

Evaluation of the grant opportunity.

We evaluate the specific grant activity and the grant opportunity as a whole. We will use information You provide to Us through Your reports to inform evaluations. 

2         About the Linkage Program

2.                    

2.1.         The Linkage Program is one of two Programs under the ARC National Competitive Grants Program (NCGP). Information about the Linkage Program is on the ARC website.

2.2.         The Industry Fellowships Program (IFP) is funded under the Linkage Program.

2.3.         The IFP objectives are to support:

  1. outstanding academic researchers with demonstrated capacity for high-quality research and capability in research collaboration, to develop industry-focused or industry-based careers;
  2. outstanding industry-based researchers with demonstrated capacity for high-quality research and capability in research collaboration, and with distinctive industry knowledge and skills, to work in university settings; and
  3. increased two-way mobility and skill-development to drive research collaboration, translation and commercialisation outcomes across a range of industry settings, including private sector, not-for-profits, community groups, and/or government and government agencies.

2.4.         There are three levels in the IFP. All levels seek to:

2.5.         Specific aims at each of the levels are:

Early Career Industry Fellowships

  • develop the industry collaboration skills of early career researchers;
  • support early career researchers to achieve translatable and/or commercialisable outcomes for industry; and
  • deliver actionable outcomes for industry partners and research end-users.

Mid-Career Industry Fellowships

  • strengthen the industry collaboration skills of mid-career researchers;
  • develop and supervise research, which may include the participation of Higher Degree by Research (HDR) students and early-career researchers (ECRs), that fosters the development of industry collaboration, commercialisation and translation skills; and
  • deliver significant, actionable outcomes for industry partners and research end-users.

Industry Laureate Fellowships

  • attract and retain, within Australia, outstanding researchers and research leaders of international reputation with demonstrated capacity for industry-focused and industry-based collaboration, translation and commercialisation;
  • deliver significant programs of research that create step-change across a variety of industry settings;
  • provide leadership in the development of high quality and impactful collaborations between university and industry personnel; and
  • provide an excellent research training environment and exemplary mentorship to nurture the development of industry-focused and industry-based collaboration, translation and/or commercialisation skills among ECRs and HDR students.

2.6.         The grant commencement date and active project date for each grant opportunity under the Industry Fellowships Program will be available on the ARC website.

3         Grant amount and period

3.                    

3.1.         We may provide funding for salary and project costs as detailed in Table 1. Further details are provided in the scheme specific parts (Parts A to C) of these grant guidelines.

3.2.         We provide salary, salary-related (on-cost) support and project funding as detailed below. Salary and/or project contributions will not be awarded separately.

Table 1: Industry Fellowships Program funding and grant duration.

Grant Opportunity

Funding for each grant:

Early Career Industry Fellowships (Part A)

  • up to 50 Early Career Industry Fellowships may be awarded funding in a grant opportunity
  • salary and salary related (including on-costs) support as specified on the ‘Salaries and Stipends’ page of the ARC website for 1–3 consecutive years on a full-time basis
  • project costs of up to $150,000 over the duration of the grant

Mid-Career Industry Fellowships (Part B)

  • up to 25 Mid-Career Industry Fellowships may be awarded funding in a grant opportunity
  • salary and salary related (including on-costs) support as specified on the ‘Salaries and Stipends’ page of the ARC website for 2–4 consecutive years on a full-time basis
  •   project costs of up to $290,000 over the duration of the grant

Industry Laureate Fellowships (Part C)

  • up to 8 Industry Laureate Fellowships may be awarded funding in a grant opportunity
  • salary and salary related (including on-costs) support as specified on the ‘Salaries and Stipends’ page of the ARC website for 4–5 consecutive years on a full-time basis
  • salary support as specified on the ‘Salaries and Stipends’ page of the ARC website for two Postdoctoral Research Associates (PDRA)  for 4–5 years each
  • stipend support as specified on the ‘Salaries and Stipends’ page of the ARC website for two Postgraduate Researchers (PGR) for 4 years each
  • project costs of up to $1.5 million over the duration of the grant
  • additional funding of up to $20,000 per year to support ambassadorial work promoting industry-university collaboration

 

These figures are based on 2024 funding levels and may be subject to variation (for example, due to annual indexation). Updated levels will be listed on the ‘Salaries and Stipends’ page of the ARC website.

4         Eligibility criteria

4.                    

4.1.         We will only accept applications from Eligible Organisations as identified in Appendix B. An Eligible Organisation that applies will be the ‘Administering Organisation’ (henceforth, ‘You’).

4.2.         Applications must:

  1. include one IFP candidate; and
  2. include one Key Industry Partner.

4.3.         An IFP candidate can only be named on only one IFP application (at any level) in a program round.

4.4.         You must ensure that any additional certification requirements, applied by the ARC as a result of findings of breaches of the Australian Code for the Responsible Conduct of Research (2018), are provided at the grant opportunity closing date for any named participant on an application.

4.5.         Your application must not include medical research as detailed in the ARC Medical Research Policy (2020 version) on the ARC website.

4.6.         The IFP candidate must satisfy eligibility criteria for the role they are to perform (including criteria outlined in this section as well as scheme-specific criteria in Part A, Part B or Part C).

4.7.         An ARC Fellow or Award recipient cannot concurrently hold more than one ARC Fellowship or Award.  

4.8.         The IFP candidate must not undertake a HDR during the project activity period.

4.9.         The IFP candidate must have met their obligations on previously funded ARC projects, including submission of satisfactory final reports, before the commencement date of their IFP.

4.10.      The Key Industry Partner must be one of the following:

  1. an organisation with an Australian Company Number (ACN);
  2. an Australian government entity (Commonwealth, State/Territory or Local); or
  3. an Australian not-for-profit/charity registered on the Australian Government’s Australian Charities and Not-for-profits Commission Charity Register.

4.11.      Other Industry Partners are Australian or international organisations that provide Industry Fellows with additional or complementary support, facilities and/or networking opportunities.

4.12.      To be eligible as the Key Industry Partner or an Other Industry Partner, an organisation cannot be:

  1. included on the National Redress Scheme’s website on the list of ‘Institutions that have not joined or signified their intent to join the Scheme’ (www.nationalredress.gov.au);
  2. an Eligible Organisation;
  3. a controlled entity of any Eligible Organisation; or
  4. an entity (for example a joint venture) where more than 50 per cent is owned by one or more Eligible Organisations.

4.13.      An IFP candidate currently employed by an Eligible Organisation must not simultaneously be an owner or Director, or hold any other paid position, within the Key Industry Partner or Other Industry Partner.

4.14.      Key Industry Partner and Other Industry Partner cash contributions cannot be sourced from funds awarded or appropriated by the Commonwealth or an Australian State or Territory or Local Government for the purposes of research, nor funds used to leverage any other government research or research infrastructure funding.

4.15.      These limits only apply to candidates and are designed to ensure that named participants have the capacity to undertake each project. 

4.16.      A named participant can be concurrently funded through the Linkage Program for a maximum of: 

  1. four projects as a Chief Investigator (CI); or 

b.      one ARC Fellowship and three Linkage Projects, ITRP and ARC Centres of Excellence projects as a CI; or 

c.       one ARC Fellowship and two Linkage Projects, ITRP and ARC Centres of Excellence projects as a CI if the individual is also a Director on an active ARC Centre of Excellence and/or a Special Research Initiative project. 

4.17.      Applications to the Industry Fellowship Program do not need to meet the project limit requirements at the grant opportunity closing date. If an Industry Fellowship Program application is successful, named participants must meet the project limits under section 4.16 before the project can start. Project limits can be met by relinquishing existing active project(s), or relinquishing role(s) on existing active projects, or withdrawing application(s) that would exceed the project limits. This may not need to occur until all applications are announced. 

4.18.      It is Your responsibility to determine if applying for, or holding, a project under these grant guidelines will affect an individual researcher’s eligibility for other ARC grant opportunities as other ARC grant opportunities may have different project limits. We reserve the right to change project and application limits in future grant opportunities. 

5         What the grant money can be used for

5.                    

5.1.         The Linkage Program supports research activities that meet the definition of ‘research’ in the Glossary.

5.2.         You can only spend the grant on eligible expenditure items that directly support the project and in accordance with any additional special conditions in the grant agreement.

5.3.         Eligible expenditure items may include:

  1. salary support for other personnel, for example, research associates and assistants, technicians and laboratory attendants must be at an appropriate salary level and include the relevant on-costs as specified at the employing organisation;

b.              stipends for HDR students, at an appropriate level for the Administering Organisation;

c.              equipment (and its maintenance) and consumables, including specialised computer equipment and software essential to the project;

d.              travel costs essential to the project.

5.4          You cannot request or use grant funds for:

a.              research activities, infrastructure or projects previously funded or currently being funded through any other Commonwealth grant;

b.              medical research as detailed in the ARC Medical Research Policy (2020 version) on the ARC website;

c.              experimental development, as defined in the Glossary;

d.              activities leading solely to the creation or performance of a work of art, including visual art, musical compositions, drama, dance, film, broadcasts, designs and literary works, unless those works are directly related to the project activities and demonstrably research based;

e.              contracted research or consultancy arrangements where one or more Organisation(s) is seeking expert external assistance, not available within their own organisation, to develop specific applications or outputs that involve little innovation or are low risk;

f.               production of computer programs, research aids and tools; data warehouses, catalogues or bibliographies; or teaching materials, unless these meet the definition of ‘research’;

g.              basic facilities that must be provided (where relevant) and funded by You and are not funded by the grant:

  1. bench fees or similar laboratory access fees;
  2. access to a basic library collection;
  3. access to film or music editing facilities;
  4. work accommodation (for example, laboratory and office space, suitably equipped and furnished);
  5. basic computer facilities such as desktop computers, portable computer devices, printers, word processing, and other standard software; and
  6. standard reference materials or funds for abstracting services;

h.              capital works and general infrastructure costs;

i.                costs not directly related to the project, including but not limited to professional membership fees, professional development courses, fees for patent application and maintenance, equipment for live music or drama performances, equipment for gallery and museum exhibitions, visas, relocation costs, entertainment costs, purchase of alcohol, insurance, mobile phones (purchase or call charges) and other indirect costs; and

j.                fees for international students or the Higher Education Contribution Scheme (HECS) and Higher Education Loan Program (HELP) liabilities for students. Salary top ups for personnel above the salary level specified in these grant guidelines or published on the ‘Salaries and Stipends’ page of the ARC website (any top-up salary or stipend support required in order to comply with institutional levels may be provided by funds other than ARC funds).

6         How to apply

6.                    

6.1.         Instructions To Applicants will be issued on the opening of the grant opportunity and applicants must follow the processes described in those Instructions, including regarding attachments to the application.

6.2.         Your application must be completed in RMS. We will not accept late applications, other than in exceptional circumstances (such as due to natural disasters) in which case We will discuss this with You, and if We agree, invite You to make a late application.

6.3.         You cannot change Your application after the closing date and time, unless invited to by the ARC.

6.4.         We reserve the right to seek evidence to support the certification of applications at any point.

6.5.         Questions during the application period should be directed to the Administering Organisation’s Research Office. Answers to Frequently Asked Questions will be posted on GrantConnect.

6.6.         If You wish to withdraw Your application, You must inform Us in writing.

6.7.         Schemes under these guidelines typically accept one round of applications each year.

6.8.         You must submit Your application between the round opening and closing dates and times specified on GrantConnect.

7         The grant selection process

7.1.         All applications will be considered through a competitive peer process, based on:

  1. how well it meets the weighted assessment criteria;

b.      how it is ranked against other applications; and

c.       whether it provides value for money (as defined in the Glossary).

7.2.         Applications will undergo peer review assessment and recommendations will be made to the ARC Accountable Authority from a Selection Advisory Committee, which will include Industry Assessors.

7.3.         In Our absolute discretion, We may recommend an application not be approved if we consider it (a) incomplete, (b) inaccurate or contains false or misleading information, or (c) is otherwise in breach of the Australian Code for the Responsible Conduct of Research.

7.4.         We may seek advice on security or other matters from Commonwealth agencies at any time during the process. We may seek information from You about activities and protections in line with that advice.

7.5.         During the assessment, We may request additional information, which does not change the nature of Your application.

7.6.         Applicants must provide a National Interest Test statement: a brief response that articulates the benefits of the proposed research in plain English in general terms beyond the period of the grant.

7.7.         The ARC Accountable Authority will decide which grants to fund, after considering the advice from peer review, and alignment with Australian Government priorities. The ARC Accountable Authority’s decision is final in all matters.

7.8.         The outcome of all applications will be published in RMS.

7.9.         The Minister may at any time decide that, for reasons relevant to the security, defence or international relations of Australia, the ARC Accountable Authority should not approve a grant. The ARC Accountable Authority must comply with the Minister’s decision.

7.10.      You may name up to three persons whom You do not wish to assess an application by submitting a ‘Request Not to Assess’ form in RMS as detailed on GrantConnect and on the ARC website. This form must be received by Us two weeks prior to the grant opportunity closing date.

7.11.      Only one request containing the names of up to three individual assessors may be submitted per application.

7.12.      If a request includes the name of a current ARC College of Experts member, as listed on the ARC website or in RMS at the time of submitting the ‘Request Not to Assess’ form, the request must be accompanied by comprehensive evidence justifying the request for the ARC College of Experts member or members named. If We consider the evidence is not sufficient for the named ARC College of Experts member or members, We will reject part, or all of the request.

7.13.      We have discretion about whether We accept or refuse a ‘Request Not to Assess’. We will not notify You of the outcome.

7.14.      You will be given the opportunity to respond to assessors’ written comments through a rejoinder. Names of assessors will not be provided. Further information on the rejoinder process is available on the ARC website.

8         Successful grant applications

8.                    

8.1.         If your grant application is successful, We:

  1. will give You a copy of the ARC’s Accountable Authority’s approval no more that 21 days after the ARC’s Accountable Authority’s decision;
  2. may give you earlier notice of the ARC Accountable Authority’s approval and may impose a short embargo on announcements in order to enable parties to co-ordinate announcements; and
  3. will list Your grant on GrantConnect no more than 21 calendar days after the day of effect.

8.2.         We will publicise offers and grants awarded, which may include the following information:

  1. Your name and any other parties involved in or associated with the project;

b.      Industry Fellows and their organisations;

c.       the project description (the title and summary description);

d.      Your National Interest Test statement;

e.       classifications and international collaboration country names; and

f.        the ARC grant funding amount.

8.3.         You should ensure information contained in the project title, summary descriptions and National Interest Test statement will not compromise Your requirements for confidentiality (such as protection of Intellectual Property).

8.4.         We may publish a project description, including title and summary, which differs from that provided in the application.

8.5.         You must enter into a grant agreement with Us to receive a grant.

8.6.         We use the ARC Linkage Program IFP grant agreement which contains standard terms and conditions that cannot be changed. A sample grant agreement is available on GrantConnect. Any special conditions will be identified in the grant offer.

8.7.         You will have 30 calendar days from the date of offer to execute the grant agreement.

8.8.         We must execute a grant agreement with You before We can make payment. We are not responsible for any of Your project expenditure until a grant agreement is executed. You must not start any activities until all third-party agreements are executed.

8.9.         Payments will be made as set out in the grant agreement. Grant funding will typically be paid monthly through Our payment system to You.

8.10.      The grant offer will specify the approved grant amount. We will not pay more than the approved grant amount under any circumstances. If you incur extra costs, You must meet them.

8.11.       Grant funding may be subject to indexation.

8.12.      All amounts referred to in these grant guidelines are exclusive of the Goods and Services Tax (GST), unless expressly stated otherwise.

8.13.      Any grant awarded will be subject to sufficient funds being available for the project, the provisions of the ARC Act and the continued satisfactory progress of the project.

8.14.      The grant agreement outlines the circumstances in which Variations must be submitted. Variations are subject to ARC approval and further information can be found in the Grant Agreement.

8.15.      The Fellow must:

  1. take responsibility for the authorship and intellectual content of the application, appropriately citing sources and acknowledging all significant contributions, including from third parties;

b.      obtain a legal right to work and reside in Australia, prior to the commencement of the project if the candidate is not an Australian citizen;

c.       reside for more than 50% of the project activity period in Australia;

d.      work a minimum 80% (0.8 FTE) of their time on research activities related to the Fellowship or Award, including time spent in the Key Industry Partner setting;

e.       not spend more than 20% (0.2 FTE) of their time on activities not related to the Fellowships or Award, such as teaching. The Fellowship or Award will not be extended to cover periods of teaching;

f.        meet relinquishment requirements as specified in the grant agreement; and

g.       meet the additional requirements in the relevant sections of these guidelines (Part A-C).

8.16.      You must ensure the Industry Fellow is supported to spend time working in the Key Industry Partner setting and Administering Organisation. You must provide appropriate facilities for project-related activities, and have arrangements in place with the Key Industry Partner to ensure the Fellow’s access to their facilities.

8.17.      The salary component of a grant is a contribution to assist You employing the Industry Fellow to conduct research. An Industry Fellow’s total salary must be agreed between You and the Industry Fellow, and may include top-ups provided by funds other than ARC funds.

8.18.      You must ensure the Industry Fellow has access to the following leave entitlements in line with Your normal practice:

  1. parental leave;
  2. recreation leave;
  3. sick leave; and
  4. additional leave of up to twelve months using accrued leave or leave without pay.

8.19.      You must meet the additional requirements in the relevant sections of these guidelines (Part A-C).

8.20.      The Key Industry Partner will be required to certify their commitment to the successful completion of the project, including any financial contributions they will make and that they have appropriate governance arrangements in place.

8.21.      The Key Industry Partner must ensure the Industry Fellow is supported to spend time working in an industry setting as well as in the Administering Organisation. The Key Industry Partner must provide appropriate facilities for project-related activities.

8.22.      All applications and ARC-funded research projects must comply with the requirements for responsible and ethical research practice specified in the Australian Code for the Responsible Conduct of Research (2018) and the codes, guidelines, practices and policies on the ARC website, including the ARC Conflict of Interest and Confidentiality Policy (2024) and any actions that have been applied under the ARC Research Integrity Policy (2023 version).

8.23.      An ethics plan must be in place before commencement of the Fellowship.

8.24.      Intellectual Property arrangements should be negotiated between You, the Key Industry Partner and Other Industry Partners. Key Industry Partners or Other Industry Partners may have access to Intellectual Property arising from the project. We do not claim ownership of any IP arising from the project.

8.25.      All research projects must comply with the ARC Open Access Policy (2021 version) on the dissemination of findings on the ARC website.

8.26.      A data management plan must be in place before the project commences, in line with the grant agreement, and ARC expectations on the ARC website.

8.27.      All Industry Fellow candidates applying for grants are strongly encouraged to have a persistent digital identifier such as Open Researcher and Contributor Identifier (ORCID) in their RMS Profile.

8.28.      You must inform us of any changes to Your:

  1. name;

b.      addresses;

c.       nominated contact details; or

d.      bank account details.

8.29.      You must submit reports in line with the grant agreement. Reports must be submitted through RMS, unless otherwise advised by Us. Reporting includes:

  1. End of year reports;

b.      Final reports; and

c.       Post-project reporting.

8.30.      We will monitor progress by assessing Your reports and may conduct site visits or request records to confirm details of Your reports if necessary. We may re-examine claims, seek further information or request an independent audit of claims and payments.

8.31.      We may evaluate the project to measure how well the outcomes and objectives were achieved. We may use information from Your application and reports or may contact You after grant completion to assist evaluation.

9         Probity

9.                    

9.1.         The Australian Government will make sure that the grant opportunity process is fair, according to the published guidelines, incorporates appropriate safeguards against fraud, unlawful activities and other inappropriate conduct and is consistent with the CGRGs and the ARC Act.

9.2.         We will only consider appeals against the NCGP administrative process and not against committee decisions, assessor ratings and comments, or the assessment outcome. Appellants must identify the specific guideline/legislative instrument clause, policy or procedure which they believe has been incorrectly applied.

9.3.         You must submit an appeal using the Form on the ARC website and have it authorised by the Administering Organisation’s Deputy Vice-Chancellor (Research) or equivalent.

9.4.         The appeals process is set out on the ARC website.

9.5.         You will be asked to certify as part of Your application that any perceived, potential or existing conflicts of interests have been declared to You or that, to the best of Your knowledge, there is no conflict of interest in Your application. Each named individual or organisation must make this declaration about any aspect of the application or project to You at the date of submission.

9.6.         If a conflict of interest exists or arises, You must have documented processes in place to manage that conflict of interest for the duration of the project. Processes must comply with the Australian Code for the Responsible Conduct of Research (2018), the ARC Conflict of Interest and Confidentiality Policy (2024) and any relevant documents.

9.7.         We will handle any conflicts of interest as set out in Australian Government policies and procedures. Refer to the ARC Conflict of Interest and Confidentiality Policy (2024) on the ARC website.

9.8.         We treat Your personal information according to the Australian Privacy Principles and the Privacy Act 1988 (Cth).

9.9.         You are required, as part of Your application, to certify Your compliance with the Privacy Act 1988 (Cth), including the Australian Privacy Principles and impose the same privacy obligations on any subcontractors You engage to assist with the activity. You must ask for the Australian Government’s consent in writing before disclosing confidential information.

9.10.      Information about privacy and personal information is set out on the ARC website.

9.11.      The Australian Government may use and disclose confidential information about grant applicants and grant recipients under the NCGP in any other Australian Government business or function.

9.12.      We will treat the information You give Us as confidential if it meets one of the four conditions below:

  1. You clearly identify the information as confidential and explain why We should treat it as confidential;

b.      the information is commercial in confidence;

c.       revealing the information would cause unreasonable harm to You or someone else; or

d.      You provide the information with an understanding that it will stay confidential.

9.13.      All documents in the possession of the Australian Government, including those about this program, are subject to the Freedom of Information Act 1982 (Cth) (FOI Act).

9.14.      The Freedom of Information process is set out on the ARC website.


Part A       Early Career Industry Fellowships

A1.1       The requirements for the Early Career Industry Fellowship scheme set out here must be read with the IFP requirements in Sections 1–9 of these grant guidelines.

A1.2       An individual must not be nominated for more than one Early Career Industry Fellowship in a grant opportunity.

A1.3       A previous recipient of an Early Career Industry Fellowship is not eligible to apply for another Early Career Industry Fellowship but may apply for a Mid-Career Industry Fellowship or Industry Laureate Fellowship.

A1.4       An individual who has been nominated for an Early Career Industry Fellowship on two previous occasions, over the period in which the candidate is eligible, is not eligible to apply for another Early Career Industry Fellowship. This includes applications that were withdrawn after the grant opportunity closing date and applications that We deemed ineligible.

A1.5       To be eligible, the candidate must, as at the grant opportunity closing date:

  1. have an award of PhD dated on, or after, the grant opportunity eligibility dates listed on the ARC website; or

b.      have an award of PhD date together with an allowable period of career interruption that would be commensurate with an award of PhD date on or after the grant opportunity eligibility dates listed on the ARC website. More information on allowable career interruptions, and the period allowed for each, is available in the Instructions to Applicants and the ‘Eligibility and Career Interruptions Statement' on the ARC website.

A1.6       If the candidate has more than one PhD, the earliest awarded PhD must fall within this timeframe.

A1.7       Where the candidate holds a higher research degree that is not a PhD, the Deputy Vice-Chancellor (Research) or equivalent must certify that the qualification meets the level 10 criteria of the Australian Qualifications Framework Second Edition.

A1.8       Where the candidate holds a professional equivalent to a PhD which is relied upon as the relevant qualification, this must be certified by the Deputy Vice-Chancellor (Research) or equivalent.

A1.9       Your application must address all assessment criteria. We will assess Your application based on the weighting given to each criterion. The assessment criteria for the Early Career Industry Fellowship grant opportunity are:

  1. Investigator/Capability 35%

b.         Project Quality and Innovation 35%

If the project involves Aboriginal and/or Torres Strait Islander research, additional criteria include:

c.         Feasibility and Strategic Alignment 15%

d.         Benefit 15%

A1.10   The Early Career Industry Fellowship may be undertaken full-time or parttime subject to Your employment conditions and provided it does not exceed 6 years (excluding any approved suspensions).

A1.11   You must employ the Early Career Industry Fellow at a minimum of academic level A (or equivalent) for the entire project activity period.


Part B       Mid-Career Industry Fellowships

B1.1       The requirements for the Mid-Career Industry Fellowship scheme set out here must be read with the IFP requirements in Sections 1–9.

B1.2       An individual must not be nominated for more than one Mid-Career Industry Fellowship application in a grant opportunity.

B1.3       A previous recipient of a Mid-Career Industry Fellowship is not eligible to apply for another Mid-Career Industry Fellowship or an Early Career Industry Fellowship, but may apply for an Industry Laureate Fellowship.

B1.4       An individual who has been nominated for a Mid-Career Industry Fellowships on three previous occasions, over the period in which the candidate is eligible, is not eligible to apply for another Mid-Career Industry Fellowships. This includes applications that were withdrawn after the grant opportunity closing date and applications that We deemed ineligible.

B1.5       To be eligible, the candidate must, as at the grant opportunity closing date:

  1. have an award of PhD date on, or after, the grant opportunity eligibility dates listed on the ARC website; or

b.      have an award of PhD date together with an allowable period of career interruption that would be commensurate with an award of PhD date on or after the grant opportunity eligibility dates listed on the ARC website. More information on allowable career interruptions, and the period allowed for each, is available in the Instructions to Applicants and the ‘Eligibility and Career Interruptions Statement' on the ARC website.

B1.6       If the candidate has more than one PhD, the earliest awarded PhD must fall within this timeframe.

B1.7       Where the candidate holds a higher research degree that is not a PhD, the Deputy Vice-Chancellor (Research) or equivalent must certify that the qualification meets the level 10 criteria of the Australian Qualifications Framework Second Edition.

B1.8       Where the candidate holds a professional equivalent to a PhD which is relied upon as the relevant qualification, this must be certified by the Deputy Vice-Chancellor (Research) or equivalent.

B1.9       Your application must address all assessment criteria. We will assess your application based on the weighting given to each criterion. The assessment criteria for the Mid-Career Industry Fellowship grant opportunity are:

  1. Investigator/Capability 50%

b.         Project Quality and Innovation 20%

If the project involves Aboriginal and/or Torres Strait Islander research, additional criteria include:

c.         Feasibility and Strategic Alignment 15%

d.         Benefit 15%

B1.10    The Mid-Career Industry Fellowship may be undertaken full-time or part-time subject to Your employment conditions and provided that it does not exceed 8 years (excluding any approved periods of suspension).

B1.11    You must employ the Mid-Career Industry Fellow at a minimum of Academic Level C (or equivalent) for the project activity period.

Part C       Industry Laureate Fellowships

C1.1       The requirements for the Industry Laureate Fellowships scheme set out here must be read with the general IFP requirements in Sections 1–9.

C1.2       An individual must not be nominated for more than one Industry Laureate Fellowship application in a grant opportunity.

C1.3       Your Industry Laureate Fellowship application must:

  1. nominate an Industry Laureate Fellowship candidate;

b.      request funding for a minimum of two PDRAs and two PGRs; and

c.       nominate a Key Industry Partner.

C1.4       A previous recipient of an Industry Laureate Fellowship is not eligible to apply for another grant under the Industry Fellowship Program.

C1.5       Your application must address all the assessment criteria. We will assess your application based on the weighting given to each criterion. The assessment criteria for the Industry Laureate Fellowship grant opportunity are:

  1. Investigator/Capability 40%

b.         Project Quality and Innovation 25%

If the project involves Aboriginal and/or Torres Strait Islander research, additional criteria include:

c.         Benefit 10%

d.         Mentoring and Capacity Building 25%

C1.6       The Industry Laureate Fellowship may be undertaken on either a full-time, or a parttime basis subject to Your organisation’s employment conditions and provided that the Industry Laureate Fellowship does not exceed 8 years from the project start date (excluding any approved periods of suspension).

C1.7       You must employ the Industry Laureate Fellow at a minimum of academic level E (or equivalent) for the project activity period.


Appendix A: Glossary

Acronym

Description

ACN

Australian Company Number

ARC

Australian Research Council

ARC Act

Australian Research Council Act 2001

CGRGs

Commonwealth Grants Rules and Guidelines 2017

ECR

Early career researcher

FTE

Full Time Equivalent

FOI Act

Freedom of Information Act

GST

Goods and Services Tax

HDR

Higher Degree by Research

Acronym

Description

HECS

Higher Education Contribution Scheme

HELP

Higher Education Loan Program

IFP

Industry Fellowships Program

NCGP

National Competitive Grants Program

ORCID

Open Researcher and Contributor Identifier

PDRA

Postdoctoral Research Associate

PGR

Postgraduate Researcher

RMS

Research Management System

SAC

Selection Advisory Committee

Term

Definition

Aboriginal and/or Torres Strait Islander person

a person of Australian Aboriginal and/or Torres Strait Islander descent who identifies as an Australian Aboriginal and/or Torres Strait Islander person and is accepted as an Australian Aboriginal and/or Torres Strait Islander person by the community in which they live or have lived.

Accountable Authority

Members of the ARC Board are the Accountable Authority of the ARC as defined in section 5 of the ARC Act.

active project

a project receiving funding under an existing Funding Agreement or grant agreement, with carryover funds approved by the ARC, or an approved variation to the project end date.

academic level

The system of academic titles and ranks in Australia (although titles may differ between institutions):

  • Level A — Tutor/Associate Lecturer/Research Associate
  • Level B — Lecturer/Research Fellow
  • Level C — Senior Lecturer/Senior Research Fellow
  • Level D — Associate Professor
  • Level E — Professor.

Administering Organisation

an Eligible Organisation which submits a grant application and which will be responsible for the administration of the grant if it is approved for funding.

applicant

the Administering Organisation.

application

a request for funding under an ARC grant program submitted by an Administering Organisation through RMS. It specifies the proposed grant activity and administrative information required to determine eligibility.

ARC Board

the ARC Board is appointed by the Minister and consists of the Chair, Deputy Chair and up to seven other members. The ARC Board’s function includes determining priorities, strategies and policies from the ARC. The ARC Board is the Accountable Authority of the Australian Research Council.

ARC College of Experts

the experts of international standing appointed to assist the ARC identify research excellence, moderate assessments and advise the ARC Accountable Authority on applications. Members are drawn from the Australian research community as specialist and generalist experts in their fields. Membership is published on the ARC website.

ARC Fellowship

a named Fellowship position with a salary funded wholly or partly by the ARC.

assessment criteria

the principles or standards, against which applications will be considered. These criteria are used to assess the merits of applications and, in the case of a competitive grant opportunity, to determine application rankings.

bench fees

fees an organisation charges for an individual to use infrastructure which would normally be provided by the organisation for their employees. For example, infrastructure could include an office or laboratory space or non-specialised equipment.

cash contribution

the cash from a partner organisation transferred to and managed by the Administering Organisation.

Chief Investigator

a named participant who satisfies the eligibility criteria for a CI under the applicable grant guidelines.

controlled entity

an entity that is subject to the control of another entity. An entity has the capacity to control a second entity if the first entity has the capacity to determine the outcome of decisions about the second entity’s decisions and policy making.

date of effect

the date on which a grant agreement is signed or a specified starting date.

eligibility criteria

mandatory criteria to qualify for a grant. Assessment criteria may apply in addition to eligibility criteria.

experimental development

experimental development is systematic work, drawing on knowledge gained from research and practical experience and producing additional knowledge, which is directed to producing new products or processes or to improving existing products or processes.

https://www.abs.gov.au/statistics/classifications/australian-and-new-zealand-standard-research-classification-anzsrc/latest-release

Fellow

the holder of a research fellowship, such as the Australian Laureate Fellowship, Future Fellowship, Discovery Early Career Researcher Award, Discovery Australian Aboriginal and Torres Strait Islander Award, Industry Early Career Fellowship, Industry Mid-Career Fellowship or Industry Laureate Fellowship.

grant activity

the project/tasks/services that the grantee is required to undertake. A project consists of several grant activities.

grant agreement

the agreement between the ARC and an Administering Organisation when a grant is approved for funding. Previously referred to as ‘Funding Agreement’.

grant commencement date

the date on which grant funding may commence.

Grant Guidelines

grant guidelines, otherwise known as funding rules, are rules approved by the Minister under section 59 (including as varied under section 60) of the ARC Act.

grant offer

the details listed in the ARC’s RMS under ‘Funding Offers’ specifying project details and grant amount.

GrantConnect

the Australian Government’s whole-of-government grants information system, which centralises the publication and reporting of Commonwealth grants in accordance with the CGRGs.

grantee

the Administering Organisation which will receive a grant.

grant opportunity

the grant round or process where a Commonwealth grant is made available.

GST

the meaning as given in Section 195-1 of the A New Tax System
(Goods and Services Tax) Act 1999.

Higher Degree by Research (HDR)

‘a Research Doctorate or Research Masters course for which at least two-thirds of the student load for the course is required as research work’ as defined by the Commonwealth Scholarships Guidelines (Research) 2017.

Industry Assessors

assessors with academic and industry research experience who assess applications under the Industry Fellowships Program.

in-kind contributions

goods, services, materials and/or time contributed to a project by an individual, business or organisation. Value is calculated based on the most likely actual cost - for example, current market, preferred provider or internal provider rates/valuations/rentals/charges of the costs of labour, work spaces, equipment or databases. Calculations should be documented and the ARC may audit these calculations.

Key Industry Partner

an Australian organisation, other than an Eligible Organisation, with an Australian Company Number (ACN) or an Australian government entity (Commonwealth, State/ Territory or Local) or and Australian not-for-profit/charity registered on the Australian Government’s Australian Charities and Not-for-profits Commission Charity Register.

legislative instrument

a law on matters of detail made by a person or body authorised to do so by the relevant legislation.

medical research

medical research as defined in the ARC Medical Research Policy (2020 version) available on the ARC website.

named participant

individual researchers nominated for particular roles in an application.

participants

all named participants on an application (ie CIs, PIs, Directors), and unnamed researchers (postdoctoral research associates and researchers) working on a project. 

PhD

a qualification that meets the level 10 criteria of the Australian Qualifications Framework Second Edition January 2013.

Postdoctoral Research Associate (PDRA)

a postdoctoral research associate funded by the Commonwealth through the Administering Organisation, who will be employed on the project.

Postgraduate Researcher (PGR)

a postgraduate research student funded by the Commonwealth through the Administering Organisation, who will undertake a Higher Degree by Research through the project.

project

an application approved by the ARC Accountable Authority to receive funding from the ARC through an application.

project activity period

the period during which a project receives funding according to the original grant offer, has carryover funds approved by the ARC, or an approved variation to its end date. During this period, the project an ‘active project’.

project end date

the expected date by which project activity will be completed and all grant funding has been spent.

recipient

an individual or organisation who has received grant funding from the ARC.

research

the creation of new knowledge and/or the use of existing knowledge in a new and creative way to generate new concepts, methodologies, inventions and understanding. This could include new and creative synthesis and analysis of previous research. This definition is consistent with OECD definitions of ‘creative and systematic work undertaken … to increase the stock of knowledge – including knowledge of humankind, culture and society – and to devise new applications of available knowledge.’

OECD (2015), Frascati Manual 2015: Guidelines for Collecting and Reporting Data on Research and Experimental Development (p.378).

research infrastructure

the assets, facilities, services, and coordinated access to major national and/or international research facilities or consortia which directly support research in higher education organisations and more broadly, and which allow researchers to undertake research and deliver innovative outcomes.

Research Office

a business unit within an Eligible Organisation responsible for contact with the ARC on its applications and projects.

Research Opportunity and Performance Evidence (ROPE)

an ARC policy framework used to consider and assess the quality and research excellence of a named participant within the context of the participant’s career and life experiences. One key element is that the assessment process takes into account the quality rather than simply the volume or size of the research contribution.

Selection Advisory Committee (SAC)

a group of experts from academia and industry appointed to assist the ARC to evaluate applications and to provide a recommendation for funding to the ARC Accountable Authority. A SAC may be drawn from the ARC College of Experts.

Special Condition

a condition specified in a grant offer which governs the use of ARC funding.

value for money

‘value for money’ is a judgement based on the application representing an efficient, effective, economical and ethical use of public resources determined from a variety of considerations: merit of the application, risk, cost and expected contribution to outcome achievement.

Variation of grant agreement

a request submitted to the ARC in RMS to change a Grant agreement.

We

the Australian Research Council (ARC). ‘Us’ and ‘Our’ are also used in this context.

You

the Eligible Organisation submitting an application. ‘Your’ is also used in this context.

 

Appendix B: Eligible Organisations

Organisation Name

Organisation ABN

Australian Catholic University

15 050 192 660

Australian Institute of Aboriginal and Torres Strait Islander Studies

62 020 533 641

Avondale University

53 108 186 401

Batchelor Institute of Indigenous Tertiary Education

32 039 179 166

Bond University

88 010 694 121

Central Queensland University

39 181 103 288

Charles Darwin University

54 093 513 649

Charles Sturt University

83 878 708 551

Curtin University

99 143 842 569

Deakin University

56 721 584 203

Edith Cowan University

54 361 485 361

Federation University Australia

51 818 692 256

Flinders University

65 542 596 200

Griffith University

78 106 094 461

James Cook University

46 253 211 955

La Trobe University

64 804 735 113

Macquarie University

90 952 801 237

Monash University

12 377 614 012

Murdoch University

61 616 369 313

Queensland University of Technology

83 791 724 622

Royal Melbourne Institute of Technology (RMIT University)

49 781 030 034

Organisation Name

Organisation ABN

Southern Cross University

41 995 651 524

Swinburne University of Technology

13 628 586 699

The Australian National University

52 234 063 906

The University of Adelaide

61 249 878 937

The University of Melbourne

84 002 705 224

The University of New England

75 792 454 315

The University of New South Wales

57 195 873 179

The University of Newcastle

15 736 576 735

The University of Notre Dame Australia

69 330 643 210

The University of Queensland

63 942 912 684

The University of Sydney

15 211 513 464

The University of Western Australia

37 882 817 280

Torrens University Australia

99 154 937 005

University of Canberra

81 633 873 422

University of Divinity

95 290 912 141

University of South Australia

37 191 313 308

University of Southern Queensland

40 234 732 081

University of Tasmania

30 764 374 782

University of Technology Sydney

77 257 686 961

University of the Sunshine Coast

28 441 859 157

University of Wollongong

61 060 567 686

Victoria University

83 776 954 731

Western Sydney University

53 014 069 881