Commonwealth Coat of Arms

 

 

Australian Prudential Regulation Authority (confidentiality) determination No. 3 of 2022

Information provided by financial sector entities under relevant reporting documents

Australian Prudential Regulation Authority Act 1998

 

 

I, Alison Bliss, a delegate of APRA, under paragraph 57(2)(b) of the Australian Prudential Regulation Authority Act 1998 (the Act) determine all or a specified part of the reporting documents of a kind specified in Part 1, Part 2 or Part 3 of the Schedule do not contain confidential information.

 

This instrument commences on the date of registration on the Federal Register of Legislation.

 

Note: The effect of this instrument is that the non-confidential information may be published under subsection 56(5C) of the Act.

 

 

Dated: 12 September 2022

 

 

 

Alison Bliss General Manager

Data Analytics & Insights

 

In this determination

APRA means the Australian Prudential Regulation Authority.

MySuper product means a MySuper product within the meaning given in section 10(1) of the Superannuation Industry (Supervision) Act 1993.

reporting document means a reporting document within the meaning of section 13 of the

Financial Sector (Collection of Data) Act 2001.

Schedule

Part 1 Reporting documents covered by this determination in their entirety

Part 1 of the Schedule of this determination applies to all of the information in the following reporting forms given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting forms:

 

Reporting standard

Reporting form

SRS 251.0 Insurance

SRF 251.0 Insurance arrangements

SRF 251.1 Insurance coverage

SRF 251.2 Insurance payments

SRF 251.3 Insurance premiums

SRS 606.0 RSE Profile

SRF 606.0 RSE Profile

SRS 611.0 Member Accounts

SRF 611.0 Member Accounts

SRS 705.0 Components of Net Return

 

SRF 705.0 Components of Net Return

SRS 706.0 Fees and Costs

SRF 706.0 Fees and Costs Disclosed

 

 

Part 2 Reporting documents covered by this determination in part

Part 2 of the Schedule of this determination applies to information in the following parts of reporting forms given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standards containing the reporting forms:

 

 

Reporting standard

Reporting form

SRS 550.0 Asset Allocation

SRF 550.0 Asset Allocation

SRF 550.1 Investment and Currency Expense

SRF 550.2 Derivates and Counterparties

SRS 605.0 RSE Structure

SRF 605.0 RSE Structure

SRS 705.1 Investment Performance and Objectives

SRF 705.1 Investment Performance and

Objectives

 

 

Parts of reporting forms covered by this determination

 

Specific parts of each of the above reporting forms to which this determination does, and does not apply, is specified below:

SRS 550.0 Asset Allocation

 

Reporting form, table and

columns

Classifications covered by this determination

Classifications not covered by this determination

SRF 550.0

table 1 (all columns)

All

None

SRF 550.0

table 2,

columns 1-

6

All

None

SRF 550.0

table 2,

column 7

  1. Fixed Income Investment Grade
  2. Fixed Income Non Investment Grade
  3. Fixed Income Development
  4. Fixed Income Established
  1. Equity Listed Large Cap
  2. Equity Listed Mid Cap
  3. Equity Listed Small Cap
  4. Equity Listed Micro Cap
  5. Equity Unlisted Development Or Early Stage
  6. Equity Unlisted Established Or Late Stage
  7. Property Development
  8. Property Established
  9. Infrastructure Development
  10. Infrastructure Established
  11. Not Applicable

SRF 550.0

table 2,

column 8

  1. Cash Cash At Bank
  2. Cash Term Deposit
  3. Cash Short Term Bank Bills Or Securities
  4. Cash Cash Management Trust
  5. Fixed Income Bonds Government Coupon
  6. Fixed Income Bonds Government Inflation- linked
  7. Fixed Income Bonds Government Other
  8. Fixed Income Bonds Corporate
  9. Fixed Income Asset Backed Commercial Mortgage
  10. Fixed Income Asset Backed Residential Mortgage
  11. Fixed Income Asset Backed Other
  12. Fixed Income

Structured Non-Asset Backed

  1. Equity Listed Active
  2. Equity Listed Passive
  3. Equity Unlisted Leveraged Buyout
  4. Equity Unlisted Growth Equity
  5. Equity Unlisted Venture Capital
  6. Equity Unlisted Special Situations
  7. Equity Unlisted Other
  8. Property Commercial
  9. Property Industrial
  10. Property Retail
  11. Property Residential
  12. Property Agricultural
  13. Property Other
  14. Infrastructure Utilities
  15. Infrastructure Airports
  16. Infrastructure Toll Roads
  17. Infrastructure Ports
  18. Infrastructure Railways
  19. Infrastructure Social Availability
  20. Infrastructure Energy Assets
  21. Infrastructure Communications
  22. Infrastructure Other
  23. Alternatives Activist
  24. Alternatives Convertible Bond Arbitrage
  25. Alternatives Credit Distressed

Reporting form, table and

columns

Classifications covered by this determination

Classifications not covered by this determination

 

13.  Fixed Income Mezzanine Debt

14.  Fixed Income Private Debt

15.  Fixed Income Enhanced Cash

16.  Fixed Income Other

17.  Alternatives Commodities

18.  Alternatives Other

26.  Alternatives Long Short Credit

27.  Alternatives Long Short Equity

28.  Alternatives Equity Market Neutral

29.  Alternatives Event Driven

30.  Alternatives Fixed Income Arbitrage

31.  Alternatives Global Macro

32.  Alternatives Managed Futures Or Commodity Trading Advisor

33.  Alternatives Risk Arbitrage

34.  Alternatives Volatility Arbitrage

35.  Alternatives Multi Strategy

36.  Alternatives Insurance Linked Securities

37.  Alternatives Real Return Multi Asset Strategies

38.  Not Applicable

SRF 550.0

table 2,

column 9

Fixed Income Short Term

Fixed Income Long Term Not Applicable

  1. Infrastructure Government
  2. Infrastructure Non Government

SRF 550.0

table 2, columns

10-17

All

None

SRF 550.1

table 1,

column 1-5

All

None

SRF 550.1

table 1,

column 6

  1. Fixed Income Investment Grade
  2. Fixed Income Non Investment Grade
  3. Fixed Income Development
  4. Fixed Income Established
  1. Equity Listed Large Cap
  2. Equity Listed Mid Cap
  3. Equity Listed Small Cap
  4. Equity Listed Micro Cap
  5. Equity Unlisted Development Or Early Stage
  6. Equity Unlisted Established Or Late Stage
  7. Property Development
  8. Property Established
  9. Infrastructure Development
  10. Infrastructure Established
  11. Not Applicable

SRF 550.1

table 1,

column 7

  1. Cash Cash At Bank
  2. Cash Term Deposit
  3. Cash Short Term Bank Bills Or Securities
  4. Cash Cash Management Trust
  5. Fixed Income Bonds Government Coupon
  6. Fixed Income Bonds
  1. Equity Listed Active
  2. Equity Listed Passive
  3. Equity Unlisted Leveraged Buyout
  4. Equity Unlisted Growth Equity
  5. Equity Unlisted Venture Capital
  6. Equity Unlisted Special Situations
  7. Equity Unlisted Other
  8. Property Commercial
  9. Property Industrial

Reporting form, table and

columns

Classifications covered by this determination

Classifications not covered by this determination

 

Government Inflation- linked

7.      Fixed Income Bonds Government Other

8.      Fixed Income Bonds Corporate

9.      Fixed Income Asset Backed Commercial Mortgage

10.  Fixed Income Asset Backed Residential Mortgage

11.  Fixed Income Asset Backed Other

12.  Fixed Income Structured Non-Asset Backed

13.  Fixed Income Mezzanine Debt

14.  Fixed Income Private Debt

15.  Fixed Income Enhanced Cash

16.  Fixed Income Other

17.  Alternatives Commodities

18.  Alternatives Other

10.  Property Retail

11.  Property Residential

12.  Property Agricultural

13.  Property Other

14.  Infrastructure Utilities

15.  Infrastructure Airports

16.  Infrastructure Toll Roads

17.  Infrastructure Ports

18.  Infrastructure Railways

19.  Infrastructure Social Availability

20.  Infrastructure Energy Assets

21.  Infrastructure Communications

22.  Infrastructure Other

23.  Alternatives Activist

24.  Alternatives Convertible Bond Arbitrage

25.  Alternatives Credit Distressed

26.  Alternatives Long Short Credit

27.  Alternatives Long Short Equity

28.  Alternatives Equity Market Neutral

29.  Alternatives Event Driven

30.  Alternatives Fixed Income Arbitrage

31.  Alternatives Global Macro

32.  Alternatives Managed Futures Or Commodity Trading Advisor

33.  Alternatives Risk Arbitrage

34.  Alternatives Volatility Arbitrage

35.  Alternatives Multi Strategy

36.  Alternatives Insurance Linked Securities

37.  Alternatives Real Return Multi Asset Strategies

38.  Not Applicable

SRF 550.1

table 1

column 8

  1. Fixed Income Short Term
  2. Fixed Income Long Term
  3. Not Applicable
  1. Infrastructure Government
  2. Infrastructure Non Government

SRF 550.1

table 1,

column 9-

15

All

None

SRF 550.1,

table 2 (all columns)

All

None

SRF 550.2,

Table 1,

column 8

All

None

Reporting form, table and

columns

Classifications covered by this determination

Classifications not covered by this determination

SFR 550.2,

table 1,

Column 12

All

None

 

 

SRS 605.0 RSE Structure

 

Reporting form and

table

Classifications covered by this determination

Classifications not covered by this determination

SRF 605.0

table 1 (all columns)

All

None

SRF 605.0

table 2 (all columns)

All

None

SRF 605.0

table 3 (all columns)

All

None

SRF 605.0

table 4,

columns 1 -

5

All

None

SRF 605.0

table 4,

columns 7 -

12

All

None

 

 

SRS 705.1 Investment Performance and Objectives

 

Reporting form and table

Classifications covered by this determination

Classifications not covered by this determination

SRF 705.1

table 1 (all columns)

All

None

SRF 705.1.0

table 2,

columns 1 -

8

All

None

SRF 705.1.0

table 2,

columns 11

- 12

All

None

Part 3 Reporting documents covered by this determination in part – MySuper product

Part 3 of the Schedule of this determination applies to information relating to a MySuper product in the following parts of reporting form SRF 705.1 given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting form SRF 705.1:

 

 

 

Reporting form and table

Classifications covered by this determination

Classifications not covered by this determination

SRF 705.1 table 2,

columns 9 – 10

All where information relates to a MySuper product

None where information relates to a MySuper product