ASIC Corporations (Derivative Transaction Reporting) Amendment Instrument 2015/0925

I, Oliver Harvey, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Dated 8 October 2015

Contents

Part 1—Preliminary

1 Name of legislative instrument

2 Commencement

3 Authority

4 Schedule

Schedule 1—Amendments

ASIC Class Order 14/0633

Part 1—Preliminary

1 Name of legislative instrument

This instrument is the ASIC Corporations (Derivative Transaction Reporting) Amendment Instrument 2015/0925

2 Commencement

This instrument commences on the day it is registered on the Federal Register of Legislative Instruments.

Note: The register may be accessed at www.comlaw.gov.au.

3 Authority

This instrument is made under paragraph 907D(2)(a) of the Corporations Act 2001.

4 Schedule

The instrument specified in Schedule1 to this instrument is amended as set out in Schedule 1.

Schedule 1—Amendments

ASIC Class Order 14/0633

1 Table 1, last row, Column D

Omit all the text in the last row of Column D of Table 1, substitute:

"Either:

(a)   4 December 2015; or

(b)   A date before 4 December 2015 for all Exempt Derivatives, if a Phase 3B Reporting Entity determines to commence reporting on that earlier date for all Exempt Derivatives; or

(c)   A date before 4 December 2015 for a class of Exempt Derivatives if a Phase 3B Reporting Entity determines to commence reporting on that earlier date for a class of Exempt Derivatives."

2 Table 1, last row, Column E

Omit “the Revised Transaction Reporting Date”, substitute “4 December 2015”.

3 Paragraph 8

After “7 calendar months after the Revised Transaction Reporting Date”, insert “for a Phase 3A Reporting Entity, and to the day before the first Monday that is a Business Day of the month that is 7 calendar months after 4 December 2015 for a Phase 3B Reporting Entity”.