ASIC Class Order [CO 14/541]

RSE licensee s29QC SIS Act disclosure exemption

This instrument has effect under s328(1) of the Superannuation Industry (Supervision) Act 1993.

This compilation was prepared on 16 December 2015 taking into account amendments up to ASIC Superannuation (Amendment) Instrument 2015/1098 that commenced on 16 December 2015. See the table at the end of this class order.

Prepared by the Australian Securities and Investments Commission.

Australian Securities and Investments Commission

Superannuation Industry (Supervision) Act 1993—Subsection 328(1)—Exemption


Enabling legislation


1. The Australian Securities and Investments Commission makes this instrument under subsection 328(1) of the Superannuation Industry (Supervision) Act 1993 (the Act).




2. This instrument is ASIC Class Order [CO14/541].




3. This instrument commences on the date it is registered under the Legislative Instruments Act 2003.


Note: An instrument is registered when it is recorded on the Federal Register of Legislative Instruments (FRLI) in electronic form: see Legislative Instruments Act 2003, section 4 (definition of register). The FRLI may be accessed at



4.  A RSE licensee of a registrable superannuation entity does not have to comply with subsection 29QC(1) of the Act until 1 February 2017.

Notes to ASIC Class Order [CO 14/451]

Note 1

ASIC Class Order [CO 14/451] (in force under s328(1) of the Superannuation Industry (Supervision) Act 1993) as shown in this compilation comprises that Class Order amended as indicated in the tables below.

Table of Instruments

Instrument number

Date of FRLI registration

Date of commencement

Application, saving or transitional provisions

[CO 14/541]

13/6/2014 (see F2014L00705)




10/6/2015 (see F2015L00797)




15/12/2015 (see F2015L02012)



Table of Amendments

ad. = added or inserted     am. = amended     rep. = repealed     rs. = repealed and substituted

Provision affected

How affected

Para 4...........

am. 2015/396; 2015/1098