ASIC Market Integrity Rules (ASX Market) 2010

Volume 4

 

This compilation was prepared on 10 January 2013 taking into account amendments up to ASIC Market Integrity Rules (ASX Market) Amendment 2011 (No. 3), which commenced on 31 October 2011. See the Notes at the end of these Rules.

Volume 1 contains Chapters 1 to 10, Schedules 1A, 1B and the Annexures to Schedule 1A.

Volume 2 contains:

Volume 3 contains:

Volume 4 contains:

 

Contents

Notes to ASIC Market Integrity Rules (ASX Market) 2010

Notes to ASIC Market Integrity Rules (ASX Market) 2010

Note 1

ASIC Market Integrity Rules (ASX Market) 2010 (in force under s798G(1) of the Corporations Act 2001) as shown in this compilation comprises those Rules amended as indicated in the tables below.

Table of Instruments

Instrument name

Date of FRLI registration

Date of commencement

Application, saving or transitional provisions

ASIC Market Integrity Rules (ASX Market) 2010 (F2010L02211)

01/08/2010

01/08/2010

-

ASIC Market Integrity Rules (ASX Market) Amendment 2011 (No. 1) (F2011L00217)

10/02/2011

11/02/2011

-

ASIC Market Integrity Rules (ASX Market) Amendment 2011 (No. 2) (F2011L01573)

29/07/2011

01/08/2011

-

ASIC Market Integrity Rules (ASX Market) Amendment 2011 (No. 3) (F2011L02145)

28/10/2011

31/10/2011

-

Table of Amendments

ad. = added or inserted     am. = amended     rep. = repealed     rs. = repealed and substituted

Provision affected

How affected

Rule 1.4.3

am. F2011L02145, Schedule 1, items [1] to [12

Rule 2.1.4(2)(b)(i)

am. F2011L00217, paragraph 4

Part 2.6

ad. F2011L02145, Schedule 1, item [13]

Rule 3.3.1(a)

am. F2011L02145, Schedule 1, item [14]

Rule 3.3.1(d)

am. F2011L02145, Schedule 1, item [15]

Rule 5.10.4

am. F2011L02145, Schedule 1, item [16]

Part 6.4, heading

am. F2011L02145, Schedule 1, item [17]

Rule 6.4.1, heading

am. F2011L02145, Schedule 1, item [18]

Subrule 6.4.1(2)

am. F2011L02145, Schedule 1, item [19]

Rule 6.4.3, heading

am. F2011L02145, Schedule 1, item [20]

Subrule 6.4.3(2)

am. F2011L02145, Schedule 1, item [21]

Chapter 8

ad. F2011L01573, paragraph 4

Chapter 9

ad. F2011L01573, paragraph 4

Chapter 10

ad. F2011L01573, paragraph 4

Schedule 1A and Annexures

ad. F2011L01573, paragraph 4

Schedule 1B

ad. F2011L01573, paragraph 4

Schedule 1C

ad. F2011L01573, paragraph 4