Federal Register of Legislation - Australian Government

Skip to primary navigation Skip to primary content
Federal Register of Legislation Skip to Content
SearchOpen search

Primary content

Bookmark

this version | go to latest

Australian Prudential Regulation Authority (confidentiality) determination No. 3 of 2023

Authoritative Version
Determinations/Prudential as made
This instrument provides that certain information given to APRA under the reporting standards listed in the instrument is non-confidential.
Administered by: Treasury
Registered 03 Aug 2023
Tabling HistoryDate
Tabled HR07-Aug-2023
Tabled Senate07-Aug-2023

Commonwealth Coat of Arms

Australian Prudential Regulation Authority (confidentiality) determination No. 3 of 2023

 

Information provided by financial sector entities under relevant reporting documents

Australian Prudential Regulation Authority Act 1998

 

 

I, Adam Cagliarini, delegate of APRA, under paragraph 57(2)(b) of the Australian Prudential Regulation Authority Act 1998 (the Act) determine all or a specified part of the reporting documents of a kind specified in Part 1, Part 2 or Part 3 of the Schedule do not contain confidential information.

 

This instrument commences on the date of registration on the Federal Register of Legislation.

 

Note:    The effect of this instrument is that the non-confidential information may be published under subsection 56(5C) of the Act.

 

Dated: 31 July 2023

 

 

 

Adam Cagliarini

General Manager

Macro and Industry Insights

 

 

 

 

Interpretation

In this determination

APRA means the Australian Prudential Regulation Authority.

MySuper product means a MySuper product within the meaning given in section 10(1) of the Superannuation Industry (Supervision) Act 1993.

reporting document means a reporting document within the meaning of section 13 of the Financial Sector (Collection of Data) Act 2001.

               


 

Schedule

Part 1 Reporting documents covered by this determination in their entirety

Part 1 of the Schedule of this determination applies to all of the information in the following reporting forms given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting forms:

 

Reporting standard

Reporting form

SRS 251.0 Insurance

SRF 251.0 Insurance arrangements

SRF 251.1 Insurance coverage

SRF 251.2 Insurance payments

SRF 251.3 Insurance premiums

SRS 611.0 Member Accounts

SRF 611.0 Member Accounts

SRS 705.0 Components of net return

SRF 705.0 Components of Net Return

SRS 706.0 Fees and Costs

SRF 706.0 Fees and Costs Disclosed

 

 

Part 2 Reporting documents covered by this determination in part

Part 2 of the Schedule of this determination applies to information in the following parts of reporting forms given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standards.

 

Parts of reporting forms covered by this determination

 

Specific parts of reporting forms to which this determination does, and does not apply, is specified below:

 

SRS 550.0 Asset Allocation

 

Reporting form, table and columns

Classifications covered by this determination

Classifications not covered by this determination

SRF 550.0 table 1 (all columns)

All

None

SRF 550.0 table 2, columns 1-6

All

None

SRF 550.0 table 2, column 7

1.    Fixed Income Investment Grade

2.    Fixed Income Non Investment Grade

3.    Fixed Income Development

4.    Fixed Income Established

5.    Not Applicable

6.    Not Available

1.    Equity Listed Large Cap

2.    Equity Listed Mid Cap

3.    Equity Listed Small Cap

4.    Equity Listed Micro Cap

5.    Equity Unlisted Development Or Early Stage

6.    Equity Unlisted Established Or Late Stage

7.    Property Development

8.    Property Established

9.    Infrastructure Development

10.  Infrastructure Established

11.  Not Applicable

12.  Not Available

SRF 550.0 table 2, column 8

1.    Cash Cash At Bank

2.    Cash Term Deposit

3.    Cash Short Term Bank Bills Or Securities

4.    Cash Cash Management Trust

5.    Cash Foreign Exchange Derivative

6.    Contracts

7.    Cash Offset Derivatives

8.    Fixed Income Bonds Government Coupon

9.    Fixed Income Bonds Government Inflation-linked

10.  Fixed Income Bonds Government Other

11.  Fixed Income Bonds Corporate

12.  Fixed Income Asset Backed Commercial Mortgage

13.  Fixed Income Asset Backed Residential Mortgage

14.  Fixed Income Asset Backed Other

15.  Fixed Income Structured Non-Asset Backed

16.  Fixed Income Mezzanine Debt

17.  Fixed Income Private Debt

18.  Fixed Income Enhanced Cash

19.  Fixed Income Other

20.  Fixed Income Term Deposit

21.  Fixed Income Bank Bills Or Securities

22.  Alternatives Commodities

23.  Alternatives Other

24.  Not Applicable

25.  Not Available

1.    Equity Listed Active

2.    Equity Listed Passive

3.    Equity Unlisted Leveraged Buyout

4.    Equity Unlisted Growth Equity

5.    Equity Unlisted Venture Capital

6.    Equity Unlisted Special Situations

7.    Equity Unlisted Other

8.    Property Commercial

9.    Property Industrial

10.  Property Retail

11.  Property Residential

12.  Property Agricultural

13.  Property Other

14.  Property Diversified

15.  Infrastructure Utilities

16.  Infrastructure Airports

17.  Infrastructure Toll Roads

18.  Infrastructure Ports

19.  Infrastructure Railways

20.  Infrastructure Social Availability

21.  Infrastructure Energy Assets

22.  Infrastructure Communications

23.  Infrastructure Other

24.  Infrastructure Diversified

25.  Alternatives Activist

26.  Alternatives Convertible Bond Arbitrage

27.  Alternatives Credit Distressed

28.  Alternatives Long Short Credit

29.  Alternatives Long Short Equity

30.  Alternatives Equity Market Neutral

31.  Alternatives Event Driven

32.  Alternatives Fixed Income Arbitrage

33.  Alternatives Global Macro

34.  Alternatives Managed Futures Or Commodity Trading Advisor

35.  Alternatives Risk Arbitrage

36.  Alternatives Volatility Arbitrage

37.  Alternatives Multi Strategy

38.  Alternatives Insurance Linked Securities

39.  Alternatives Real Return Multi Asset Strategies

40.  Not Applicable

41.  Not Available

SRF 550.0 table 2, column 9

1.    Fixed Income Short Term

2.    Fixed Income Long Term

3.    Not Applicable

4.    Not Available

1.    Infrastructure Government

2.    Infrastructure Non Government

3.    Infrastructure Public Private

4.    Partnership

5.    Not Applicable

6.    Not Available

SRF 550.0 table 2, columns 10-17

All

None

SRF 550.1 table 1, column 1-5

All

None

SRF 550.1 table 1, column 6

1.    Fixed Income Investment Grade

2.    Fixed Income Non Investment Grade

3.    Fixed Income Development

4.    Fixed Income Established

1.    Equity Listed Large Cap

2.    Equity Listed Mid Cap

3.    Equity Listed Small Cap

4.    Equity Listed Micro Cap

5.    Equity Unlisted Development Or Early Stage

6.    Equity Unlisted Established Or Late Stage

7.    Property Development

8.    Property Established

9.    Infrastructure Development

10.  Infrastructure Established

11.  Not Applicable

12.  Not Available

SRF 550.1 table 1, column 7

1.    Cash Cash At Bank

2.    Cash Term Deposit

3.    Cash Short Term Bank Bills Or Securities

4.    Cash Cash Management Trust

5.    Cash Foreign Exchange Derivative Contracts

6.    Cash Offset Derivatives

7.    Fixed Income Bonds Government Coupon

8.    Fixed Income Bonds Government Inflation-linked

9.    Fixed Income Bonds Government Other

10.  Fixed Income Bonds Corporate

11.  Fixed Income Asset Backed Commercial Mortgage

12.  Fixed Income Asset Backed Residential Mortgage

13.  Fixed Income Asset Backed Other

14.  Fixed Income Structured Non-Asset Backed

15.  Fixed Income Mezzanine Debt

16.  Fixed Income Private Debt

17.  Fixed Income Enhanced Cash

18.  Fixed Income Other

19.  Fixed Income Term Deposit

20.  Fixed Income Bank Bills Or Securities

21.  Alternatives Commodities

22.  Alternatives Other

1.    Equity Listed Active

2.    Equity Listed Passive

3.    Equity Unlisted Leveraged Buyout

4.    Equity Unlisted Growth Equity

5.    Equity Unlisted Venture Capital

6.    Equity Unlisted Special Situations

7.    Equity Unlisted Other

8.    Property Commercial

9.    Property Industrial

10.  Property Retail

11.  Property Residential

12.  Property Agricultural

13.  Property Other

14.  Property Divsersified

15.  Infrastructure Utilities

16.  Infrastructure Airports

17.  Infrastructure Toll Roads

18.  Infrastructure Ports

19.  Infrastructure Railways

20.  Infrastructure Social Availability

21.  Infrastructure Energy Assets

22.  Infrastructure Communications

23.  Infrastructure Other

24.  Infrastructure Diversified

25.  Alternatives Activist

26.  Alternatives Convertible Bond Arbitrage

27.  Alternatives Credit Distressed

28.  Alternatives Long Short Credit

29.  Alternatives Long Short Equity

30.  Alternatives Equity Market Neutral

31.  Alternatives Event Driven

32.  Alternatives Fixed Income Arbitrage

33.  Alternatives Global Macro

34.  Alternatives Managed Futures Or Commodity Trading Advisor

35.  Alternatives Risk Arbitrage

36.  Alternatives Volatility Arbitrage

37.  Alternatives Multi Strategy

38.  Alternatives Insurance Linked Securities

39.  Alternatives Real Return Multi Asset Strategies

40.  Not Applicable

SRF 550.1 table 1 column 8

1.    Fixed Income Short Term

2.    Fixed Income Long Term

3.    Not Applicable

4.    Not Available

7.    Infrastructure Government

8.    Infrastructure Non Government

9.    Infrastructure Public Private

10.  Partnership

11.  Not Applicable

1.    Not Available

SRF 550.1 table 1, column 9-15

All

None

SRF 550.1, table 2 (all columns)

All

None

SRF 550.2,

Table 1, column 8

All

None

SFR 550.2, table 1,

Column 12

All

None

SFR 550.2, table 2.1

(all columns)

All

None

SFR 550.2, table 2.2(all columns)

 

All

None

 

SRS 605.0 RSE Structure

Reporting form and table

Classifications covered by this determination

Classifications not covered by this determination

SRF 605.0 table 1 columns 1 – 19

All

None

SRF 605.0 table 2 columns 1- 16

All

None

SRF 605.0 table 3 columns 1 - 20

All

None

SRF 605.0 table 4, columns 1 - 5

All

None

SRF 605.0 table 4, columns 7 - 12

All

None

 

SRS 606.0 RSE Profile

Reporting form and table

Classifications covered by this determination

Classifications not covered by this determination

SRF 606.0

All

None

SRF 606.1

None

All

 

SRS 705.1 Investment Performance and Objectives

Reporting form and table

Classifications covered by this determination

Classifications not covered by this determination

SRF 705.1 table 1 (all columns)

All

None

SRF 705.1. table 2, (all columns)

All

None

SRF 705.2 table 1, columns 1 - 4

All

None

SRF 705.2 table 2, columns 1 - 4

All

None

 

 

 

 

Part 3 Reporting documents covered by this determination in part – MySuper product

Part 3 of the Schedule of this determination applies to information relating to a MySuper product in the following parts of reporting form SRF 705.1 given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting form SRF 705.1:

 

SRS 705.1 Investment Performance and Objectives

 

Reporting form and table

Classifications covered by this determination

Classifications not covered by this determination

SRF 705.2 table 1, columns 5 – 6

All where information relates to a My Super product

None where information relates to a MySuper product

SRF 705.2 table 2, columns 5 – 6

All where information relates to a MySuper product

None where information relates to a MySuper product