ASIC Corporations (Foreign Financial Services Providers—Limited Connection) Instrument 2017/182
About this compilation
Compilation No. 6
This is a compilation of ASIC Corporations (Foreign Financial Services Providers—Limited Connection) Instrument 2017/182 as in force on 15 August 2023. It includes any commenced amendment affecting the legislative instrument to that date.
This compilation was prepared by the Australian Securities and Investments Commission.
The notes at the end of this compilation (the endnotes) include information
about amending instruments and the amendment history of each amended provision.
Contents
Part 1—Preliminary 3
1 Name of legislative instrument 3
3 Repeal 3
4 Authority. 3
5 Definitions. 3
Part 2—Exemption 4
6 Licensing. 4
Endnotes 5
Endnote 1—Instrument history. 5
Endnote 2—Amendment history. 5
Part 1—Preliminary
1 Name of legislative instrument
This is the ASIC Corporations (Foreign Financial Services Providers—Limited Connection) Instrument 2017/182.
3 Repeal
This instrument is repealed at the end of 31 March 2025.
4 Authority
This instrument is made under subsection 926A(2) of the Corporations Act 2001.
5 Definitions
In this instrument:
Act means the Corporations Act 2001.
Part 2—Exemption
6 Licensing
(1) A person that is carrying on a financial services business in this jurisdiction only because of section 911D of the Act does not have to comply with subsection 911A(1) of the Act in relation to the provision of a financial service to a wholesale client.
(2) Subsection (1) does not apply to a person who holds an Australian financial services licence covering the provision of the financial service.
Endnotes
Endnote 1—Instrument history
Instrument number
Date of FRL registration
Date of commencement
Application, saving or transitional provisions
2017/182
27/3/2017 (see F2017L00320)
28/3/2017
2018/807
24/9/2018 (see F2018L01336)
25/9/2018
-
2019/902
5/9/2019 (see F2019L01144)
10/9/2019
2020/200
10/3/2020 (see F2020L00239)
17/3/2020
2021/510
11/6/2021 (see F2021L00732)
15/6/2021
2022/623
29/7/2022 (see F2022L01022)
2/8/2022
2023/588
7/8/2023 (see F2023L01065)
15/8/2023
Endnote 2—Amendment history
ad. = added or inserted am. = amended LA = Legislation Act 2003 rep. = repealed rs. = repealed and substituted
Provision affected
How affected
Section 2
rep. s48D LA
Section 3
am. 2018/807; 2019/902; 2020/200; 2021/510 and 2022/623
rs. 2023/588