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ASIC Corporations (Internal Dispute Resolution Data Reporting) Instrument 2022/205

Authoritative Version
Other as amended, taking into account amendments up to ASIC Corporations (Amendment) Instrument 2023/282
Administered by: Treasury
Registered 16 May 2023
Start Date 02 May 2023
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ASIC Corporations (Internal Dispute Resolution Data Reporting) Instrument 2022/205

 

About this compilation

 

Compilation No. 1

 

This is a compilation of ASIC Corporations (Internal Dispute Resolution Data Reporting) Instrument 2022/205 as in force on 2 May 2023. It includes any commenced amendment affecting the legislative instrument to that date.

 

This compilation was prepared by the Australian Securities and Investments Commission.

 

The notes at the end of this compilation (the endnotes) include information

about amending instruments and the amendment history of each amended provision.

 

 

Contents

Part 1—Preliminary  3

1    Name of legislative instrument 3

3    Authority. 3

4    Definitions. 3

Part 2—Internal dispute resolution information to be provided to ASIC   5

5    Internal dispute resolution information to be provided to ASIC.. 5

6    Application. 6

7    Personal information. 6

Part 3—Repeal 6

8    Repeal  6

Schedule 1—Second tranche firms  6

Endnotes  18

Endnote 1—Instrument history. 18

Endnote 2—Amendment history. 18

 

Part 1—Preliminary

1        Name of legislative instrument

This instrument is the ASIC Corporations (Internal Dispute Resolution Data Reporting) Instrument 2022/205.

3        Authority

This instrument is made under subsection 912A(2A) of the Corporations Act 2001.

4        Definitions

In this instrument:

approved deposit fund has the same meaning as in the SIS Act.

Australian credit licence has the same meaning as in the Credit Act.

closed in relation to a complaint received by a financial services licensee means that:

(a)     the licensee has:

(i)      provided an IDR response; or

(ii)     resolved the complaint to the complainant’s satisfaction; or

(iii)    given the complainant an explanation or apology when the licensee can take no further action to reasonably address the complaint; and

(b)     the licensee has not reopened the complaint since dealing with the complaint under paragraph (a).

Note:    See paragraphs 53, 54 and 71 of Regulatory Guide 271.

Corporations Act means the Corporations Act 2001.

Credit Act means the National Consumer Credit Protection Act 2009.

credit licensee means a person who holds an Australian credit licence.

first tranche firm means a financial services licensee that provides financial services covered by its licence to retail clients and that is any of the following, or a subsidiary of any of the following:

(a)     Commonwealth Bank of Australia ACN 123 123 124;

(b)     Australia and New Zealand Banking Group Limited ACN 005 357 522;

(c)     National Australia Bank Limited ACN 004 044 937;

(d)     Westpac Banking Corporation ACN 007 457 141;

(e)     AMP Limited ACN 079 354 519;

(e)     Dai-Ichi Life Holdings Inc;

(f)     Insignia Financial Ltd ACN 100 103 722;

(g)     United Super Pty Ltd ACN 006 261 623;

(h)     Unisuper Limited ACN 006 027 121;

(i)      Retail Employees Superannuation Pty. Limited ACN 001 987 739;

(j)      AustralianSuper Pty Ltd ACN 006 457 987.  

IDR data dictionary means Section B of the IDR data reporting handbook.

IDR data reporting handbook means the ASIC IDR data reporting handbook dated 28 April 2023.

IDR information for a complaint means, for each data element name specified in tables 4 to 6 in the IDR data dictionary, the information that:

(a)     is referred to in the “Description” column of the relevant table; and

(b)     satisfies the requirements contained in the “Permissible values”, “Completion requirements” and “Codes” columns of the relevant table.

Note:    The reportable information for a data element name may be a blank in certain cases: see the IDR data dictionary.

IDR response has the same meaning as in paragraphs 53 and 54 of Regulatory Guide 271.

initial reporting period means, in relation to a financial services licensee, the first reporting period for which the licensee was required to give information to ASIC under section 5.

regulated superannuation fund has the same meaning as in the SIS Act.

Regulatory Guide 271 means ASIC Regulatory Guide 271 Internal Dispute Resolution as published on 2 September 2021.

Regulatory Portal means ASIC’s web-based Regulatory Portal via which financial firms conduct certain regulatory interactions with ASIC.

reporting period means a period of 6 months ending on 30 June or 31 December.

RSA Act means the Retirement Savings Account Act 1997.

RSA provider has the same meaning as in the RSA Act.

second tranche firm means each financial services licensee that provides financial services covered by its licence to retail clients and that is identified in Schedule 1 to this instrument.

SIS Act means Superannuation Industry (Supervision) Act 1993.

Part 2—Internal dispute resolution information to be provided to ASIC

5        Internal dispute resolution information to be provided to ASIC

(1)     Within two months after the end of each reporting period, a financial services licensee must give ASIC the IDR information for each complaint received by the licensee that:

(a)     is required to be covered, or is covered, by the licensee’s internal dispute resolution procedure; and

(b)     either:         

(i)      was made during the reporting period (current reporting period); or

(ii)     was made after the start of the initial reporting period for the licensee and was not closed for the whole of the current reporting period.

(2)     The licensee must give ASIC the IDR information through ASIC’s Regulatory Portal in a CSV (comma separated values) format in accordance with Appendix 1 and Appendix 2 of the IDR data reporting handbook.

(3)     If there are no complaints for which the licensee is required to give ASIC IDR information for a reporting period, the licensee must give ASIC a confirmation that it did not have any complaints for that reporting period.

(4)     The licensee must give ASIC the confirmation through ASIC’s Regulatory Portal and within two months after the end of the reporting period. 

6        Application

Section 5 applies to a financial services licensee in relation to reporting periods ending on or after:

(a)     if the licensee is a first tranche firm—31 December 2022; and

(b)     if the licensee is a second tranche firm—30 June 2023; and

(c)     otherwise—31 December 2023.

Note 1: The requirement to give ASIC information under section 5 applies to a financial services licensee that provides financial services covered by its licence to retail clients: see paragraph 912A(1)(g)(ii) of the Corporations Act.

Note 2: The following persons must give the same information to ASIC as if they were a financial services licensee:

(a)        a person to whom paragraph 1017G(1)(d) of the Corporations Act applies;

(b)        a credit licensee: see paragraph 47(1)(ha) of the Credit Act;

(c)        a trustee of a regulated superannuation fund, or of an approved deposit fund, to whom paragraph 101(c) of the SIS Act applies;

(d)        an RSA provider to whom paragraph 47(1)(d) of the RSA Act applies.

7        Personal information  

For the avoidance of doubt, nothing in this instrument requires a financial services licensee to give ASIC any information that is personal information within the meaning of the Privacy Act 1988.

Part 3—Repeal

8        Repeal

This instrument is repealed on 1 April 2027.

Schedule 1—Second tranche firms

Second tranche firms

Item

Australian financial services licence number

Licensee name

1

238341

A.C.N. 009 657 176 PTY LIMITED, ACN 009657176

2

230859

AAI LIMITED, ACN 005297807

3

433984

ACHMEA SCHADEVERZEKERINGEN N.V., ACN 158237702

4

245387

ACT SUPER MANAGEMENT PTY LIMITED, ACN 073947690

5

230043

AIA AUSTRALIA LIMITED, ACN 004837861

6

381686

AIG AUSTRALIA LIMITED, ACN 004727753

7

443540

AIOI NISSAY DOWA INSURANCE COMPANY AUSTRALIA PTY LTD, ACN 132524282

8

254489

AIOI NISSAY DOWA INSURANCE COMPANY LIMITED, ACN 096302466

9

530684

ALCOA OF AUSTRALIA RETIREMENT PLAN PTY. LTD., ACN 065702454

10

510805

ALEX BANK PTY LTD, ACN 627244848

11

234708

ALLIANZ AUSTRALIA INSURANCE LIMITED, ACN 000122850

12

296559

ALLIANZ AUSTRALIA LIFE INSURANCE LIMITED, ACN 076033782

13

237826

ANSVAR INSURANCE LIMITED, ACN 007216506

14

234563

ARAB BANK AUSTRALIA LIMITED, ACN 002950745

15

488403

ASSETINSURE PTY LIMITED, ACN 066463803

16

246864

AUSCOAL SUPERANNUATION PTY LTD, ACN 003566989

17

526055

AUSTRALIAN ETHICAL SUPERANNUATION PTY LTD, ACN 079259733

18

238829

AUSTRALIAN MEAT INDUSTRY SUPERANNUATION PTY LTD, ACN 002981919

19

237988

AUSTRALIAN MILITARY BANK LTD, ACN 087649741

20

236476

AUSTRALIAN MUTUAL BANK LTD, ACN 087650726

21

228975

AUSTRALIAN RETIREMENT TRUST PTY LTD, ACN 010720840

22

237994

AUSTRALIAN UNITY BANK LIMITED, ACN 087652079

23

477434

AUSTRALIAN UNITY INVESTMENT REAL ESTATE LIMITED, ACN 606414368

24

239686

AUSWIDE BANK LTD, ACN 087652060

25

285571

AUTO & GENERAL INSURANCE COMPANY LIMITED, ACN 111586353

26

238765

AVANT INSURANCE LIMITED, ACN 003707471

27

245531

AVANTEOS INVESTMENTS LIMITED, ACN 096259979

28

520239

AVENUE BANK LTD, ACN 628073085

29

239049

AVISO SELECT PTY LTD, ACN 097567710

30

239078

AVSUPER PTY LTD, ACN 050431797

31

238430

AWARE FINANCIAL SERVICES AUSTRALIA LIMITED, ACN 003742756

32

293340

AWARE SUPER PTY LTD, ACN 118202672

33

236870

B & E LTD, ACN 087652088

34

238431

BANK AUSTRALIA LIMITED, ACN 087651607

35

427704

BANK OF BARODA, ACN 125314249

36

287322

BANK OF CHINA (AUSTRALIA) LIMITED, ACN 110077622

37

230547

BANK OF CHINA LIMITED, ACN 002979955

38

244616

BANK OF QUEENSLAND LIMITED, ACN 009656740

39

243444

BANK OF SYDNEY LTD, ACN 093488629

40

263713

BARRISTERS' SICKNESS & ACCIDENT FUND PTY LTD, ACN 000381617

41

237879

BENDIGO AND ADELAIDE BANK LIMITED, ACN 068049178

42

534006

BENDIGO SUPERANNUATION PTY LTD, ACN 644620128

43

463129

BERKLEY INSURANCE COMPANY, ACN 126559706

44

466713

BERKSHIRE HATHAWAY SPECIALTY INSURANCE COMPANY, ACN 600643034

45

530672

BEST SUPERANNUATION PTY. LTD., ACN 070732008

46

237856

BEYOND BANK AUSTRALIA LIMITED, ACN 087651143

47

246884

BNK BANKING CORPORATION LIMITED, ACN 087651849

48

238043

BNP PARIBAS, ACN 000000117

49

237860

BUSS (QUEENSLAND) PTY LTD, ACN 065081281

50

244324

CAIRNS PENNY SAVINGS & LOANS LIMITED, ACN 087933757

51

235226

CARE SUPER PTY LTD, ACN 006670060

52

235415

CATHOLIC CHURCH INSURANCE LIMITED, ACN 000005210

53

287084

CCSL LIMITED, ACN 104967964

54

239446

CENTRAL MURRAY CREDIT UNION LIMITED, ACN 087651812

55

245415

CENTRAL WEST CREDIT UNION LIMITED, ACN 087649885

56

230867

CENTURIA LIFE LIMITED, ACN 087649054

57

245606

CHALLENGER BANK LIMITED, ACN 087651750

58

234670

CHALLENGER LIFE COMPANY LIMITED, ACN 072486938

59

295642

CHALLENGER RETIREMENT AND INVESTMENT SERVICES LIMITED, ACN 115534453

60

244117

CHRISTIAN SUPER PTY LIMITED, ACN 065040619

61

239687

CHUBB INSURANCE AUSTRALIA LTD, ACN 001642020

62

530570

CITIBANK AUSTRALIA STAFF SUPERANNUATION PTY LIMITED, ACN 008477816

63

241087

CITYCOVER (AUST) PTY. LTD., ACN 010699537

64

227682

CLEARVIEW LIFE ASSURANCE LIMITED, ACN 000021581

65

227683

CLEARVIEW LIFE NOMINEES PTY LIMITED, ACN 003682175

66

239175

COASTLINE CREDIT UNION LIMITED, ACN 087649910

67

245628

COMBINED LIFE INSURANCE COMPANY OF AUSTRALIA LTD, ACN 001685409

68

238069

COMMONWEALTH SUPERANNUATION CORPORATION, ACN 106477061

69

231204

COMMUNITY FIRST CREDIT UNION LIMITED, ACN 087649938

70

238335

CREDICORP INSURANCE PTY. LTD., ACN 069196756

71

226896

CREDIT SUISSE AG, ACN 061700712

72

238317

CREDIT UNION AUSTRALIA LTD, ACN 087650959

73

241066

CREDIT UNION SA LTD, ACN 087651232

74

244116

CUSCAL LIMITED, ACN 087822455

75

234704

DARRYL J ELSLEY INSURANCE NOMINEES PTY LTD, ACN 001422162

76

234582

DEFENCE BANK LIMITED, ACN 087651385

77

238153

DEUTSCHE BANK AKTIENGESELLSCHAFT, ACN 064165162

78

235153

DIVERSA TRUSTEES LIMITED, ACN 006421638

79

240673

DNISTER UKRAINIAN CREDIT CO-OPERATIVE LIMITED, ACN 087651394

80

320666

DOMESTIC & GENERAL INSURANCE PLC, ACN 124040768

81

481605

E.SUN COMMERCIAL BANK, LTD., ACN 606234879

82

340965

ELDERS INSURANCE (UNDERWRITING AGENCY) PTY LIMITED, ACN 138879026

83

530875

EMPLOYERS MUTUAL LIMITED, ACN 000006486

84

441877

ENERGY INDUSTRIES SUPERANNUATION SCHEME PTY LIMITED, ACN 077947285

85

229757

EQUITY TRUSTEES SUPERANNUATION LIMITED, ACN 055641757

86

238279

ERIC INSURANCE LIMITED, ACN 009129793

87

241068

FAMILY FIRST CREDIT UNION LIMITED, ACN 087650057

88

231101

FIDUCIAN PORTFOLIO SERVICES LIMITED, ACN 073845931

89

259671

FIRE AND EMERGENCY SERVICES SUPERANNUATION BOARD, ACN 107849169

90

237515

FIRE SERVICE CREDIT UNION LIMITED, ACN 087651152

91

263876

FIRST AMERICAN TITLE INSURANCE COMPANY OF AUSTRALIA PTY LIMITED, ACN 075279908

92

240722

FIRST CHOICE CREDIT UNION LTD, ACN 087649867

93

332389

FIRST COMMERCIAL BANK, LTD., ACN 126292608

94

236509

FIRST OPTION BANK LTD, ACN 087650735

95

223988

FIRST SUPER PTY LIMITED, ACN 053498472

96

244351

FORD CO-OPERATIVE CREDIT SOCIETY LIMITED, ACN 087651456

97

241421

FORESTERS FINANCIAL LIMITED, ACN 087648842

98

236665

FUTURITY INVESTMENT GROUP LIMITED, ACN 087648879

99

238311

G&C MUTUAL BANK LIMITED, ACN 087650637

100

238293

GATEWAY BANK LTD, ACN 087650093

101

225408

GENERATION LIFE LIMITED, ACN 092843902

102

291389

GOLD FINANCIAL PTY LTD, ACN 113653946

103

241364

GOULBURN MURRAY CREDIT UNION CO-OPERATIVE LIMITED, ACN 087651509

104

318603

GREAT LAKES INSURANCE SE, ACN 127740532

105

237476

GREATER BANK LIMITED, ACN 087651956

106

233791

GUILD INSURANCE LIMITED, ACN 004538863

107

233815

GUILD TRUSTEE SERVICES PTY. LIMITED, ACN 068826728

108

236806

H C F LIFE INSURANCE COMPANY PTY LTD, ACN 001831250

109

235249

H.E.S.T. AUSTRALIA LTD., ACN 006818695

110

501891

HAE FINANCIAL PTY LTD, ACN 620656055

111

243478

HALLMARK GENERAL INSURANCE COMPANY LTD., ACN 008477647

112

243469

HALLMARK LIFE INSURANCE COMPANY LTD., ACN 008446884

113

530811

HANNOVER LIFE RE OF AUSTRALASIA LTD, ACN 062395484

114

422555

HART ENSOLE PTY LTD, ACN 157732379

115

458776

HDI GLOBAL SPECIALTY SE, ACN 129395544

116

244310

HERITAGE AND PEOPLE'S CHOICE LIMITED, ACN 087651125

117

246507

HERITAGE INSURANCE BROKERS PTY. LTD., ACN 068372841

118

530632

HOLDEN EMPLOYEES SUPERANNUATION FUND PTY LTD, ACN 065656948

119

235030

HOLLARD INSURANCE PARTNERS LIMITED, ACN 067524216

120

240573

HORIZON CREDIT UNION LTD, ACN 087650173

121

244392

HOST-PLUS PTY. LIMITED, ACN 008634704

122

232595

HSBC BANK AUSTRALIA LIMITED, ACN 006434162

123

232500

HTFS NOMINEES PTY LTD, ACN 000880553

124

409830

HUA NAN COMMERCIAL BANK LTD., ACN 138221637

125

244248

HUME BANK LIMITED, ACN 051868556

126

245576

ILLAWARRA CREDIT UNION LIMITED, ACN 087650771

127

237391

IMB LTD, ACN 087651974

128

515926

IN1BANK LTD, ACN 627541011

129

320204

INDUE LTD, ACN 087822464

130

229881

INDUSTRY FUNDS INVESTMENTS LTD, ACN 006883227

131

229823

ING BANK (AUSTRALIA) LIMITED, ACN 000893292

132

227681

INSURANCE AUSTRALIA LIMITED, ACN 000016722

133

227678

INSURANCE MANUFACTURERS OF AUSTRALIA PTY LIMITED, ACN 004208084

134

245492

INTEGRITY LIFE AUSTRALIA LIMITED, ACN 089981073

135

515656

INTERNATIONAL BANK OF AUSTRALIA PTY LIMITED, ACN 631284396

136

534355

ISLAMIC BANK AUSTRALIA PTY LTD, ACN 609971280

137

501091

JUDO BANK PTY LTD, ACN 615995581

138

450526

KEB HANA BANK, ACN 164085563

139

240667

KEYINVEST LTD, ACN 087649474

140

240807

LABORATORIES CREDIT UNION LIMITED, ACN 087650217

141

246315

LEGAL SUPER PTY LTD, ACN 004455789

142

413613

LFI GROUP PTY LTD, ACN 138903581

143

230511

LGIASUPER TRUSTEE, ACN 105308898

144

383558

LGSS PTY LIMITED, ACN 078003497

145

530842

LIBERTY MUTUAL INSURANCE COMPANY, ACN 086083605

146

237989

LIFEPLAN AUSTRALIA FRIENDLY SOCIETY LIMITED, ACN 087649492

147

257751

LITHUANIAN CO-OPERATIVE CREDIT SOCIETY "TALKA" LIMITED, ACN 087651554

148

329339

LUTHERAN LAYPEOPLE'S LEAGUE OF AUSTRALIA LIMITED, ACN 627336707

149

239933

MACARTHUR CREDIT UNION LTD, ACN 087650244

150

237502

MACQUARIE BANK LIMITED, ACN 008583542

151

241132

MACQUARIE CREDIT UNION LIMITED, ACN 087650253

152

318062

MACQUARIE GROUP LIMITED, ACN 122169279

153

237492

MACQUARIE INVESTMENT MANAGEMENT LTD, ACN 002867003

154

238139

MAITLAND MUTUAL LIMITED, ACN 087651983

155

530609

MANILDRA FLOUR MILLS RETIREMENT FUND PTY LIMITED, ACN 065680195

156

348197

MARITIME SUPER PTY LIMITED, ACN 058013773

157

238073

MDA NATIONAL INSURANCE PTY LTD, ACN 058271417

158

239953

MEAT INDUSTRY EMPLOYEES SUPERANNUATION FUND PTY. LTD., ACN 005793199

159

301912

MEDICAL INDEMNITY PROTECTION SOCIETY LIMITED, ACN 007067281

160

255906

MEDICAL INSURANCE AUSTRALIA PTY LIMITED, ACN 092709629

161

247346

MEGA INTERNATIONAL COMMERCIAL BANK CO., LTD., ACN 079372688

162

241195

MEMBERS BANKING GROUP LIMITED, ACN 087651054

163

235906

MERCER SUPERANNUATION (AUSTRALIA) LIMITED, ACN 004717533

164

238096

METLIFE INSURANCE LIMITED, ACN 004274882

165

506127

MILLPOINT INSURANCE PTY LTD, ACN 616465322

166

247301

MIPS INSURANCE PTY LTD, ACN 089048359

167

240816

MITSUI SUMITOMO INSURANCE COMPANY, LIMITED, ACN 000525637

168

231240

MIZUHO BANK, LTD., ACN 099031106

169

230694

MLC LIMITED, ACN 000000402

170

238718

MOTOR TRADES ASSOCIATION OF AUSTRALIA SUPERANNUATION FUND PTY. LIMITED, ACN 008650628

171

239912

MTA INSURANCE PTY LTD, ACN 070583701

172

234561

MUFG BANK, LTD., ACN 103418882

173

240896

MYSTATE BANK LIMITED, ACN 067729195

174

238945

NESS SUPER PTY LTD, ACN 003156812

175

528032

NETWEALTH SUPERANNUATION SERVICES PTY LTD, ACN 636951310

176

238273

NEWCASTLE GREATER MUTUAL GROUP LTD, ACN 087651992

177

233154

NGS SUPER PTY LIMITED, ACN 003491487

178

247302

NOBLEOAK LIFE LIMITED, ACN 087648708

179

235022

NORTHERN INLAND CREDIT UNION LIMITED, ACN 087650422

180

530269

NSW FIRE BRIGADES SUPERANNUATION PTY LIMITED, ACN 108677854

181

438659

OAK CAPITAL MORTGAGE FUND LIMITED, ACN 161407058

182

288160

ONEPATH GENERAL INSURANCE PTY LIMITED, ACN 072892365

183

247379

OPTUS INSURANCE SERVICES PTY LIMITED, ACN 005711928

184

240768

ORANGE CREDIT UNION LIMITED, ACN 087650477

185

524353

OVER FIFTY GUARDIAN FRIENDLY SOCIETY LIMITED, ACN 087649063

186

237585

OVERSEA-CHINESE BANKING CORPORATION LIMITED, ACN 073598035

187

523921

PACIFIC INTERNATIONAL INSURANCE PTY LIMITED, ACN 169311193

188

304962

PAYPAL AUSTRALIA PTY LIMITED, ACN 111195389

189

225246

PERPETUAL SUPERANNUATION LIMITED, ACN 008416831

190

240701

POLICE & NURSES LIMITED, ACN 087651876

191

240018

POLICE BANK LTD, ACN 087650799

192

238991

POLICE CREDIT UNION LIMITED, ACN 087651205

193

240293

POLICE FINANCIAL SERVICES LIMITED, ACN 087651661

194

219723

PRIME SUPER PTY LTD, ACN 067241016

195

288330

QANTAS SUPERANNUATION LIMITED, ACN 003806960

196

239545

QBE INSURANCE (AUSTRALIA) LIMITED, ACN 003191035

197

241413

QPCU LIMITED, ACN 087651036

198

489650

QSUPER BOARD, ACN 613629904

199

238305

QUDOS MUTUAL LTD, ACN 087650557

200

244533

QUEENSLAND COUNTRY BANK LIMITED, ACN 087651027

201

232525

RAA INSURANCE LIMITED, ACN 007872602

202

234700

RABOBANK AUSTRALIA LIMITED, ACN 001621129

203

231222

RAC INSURANCE PTY LIMITED, ACN 094685882

204

233082

RACQ INSURANCE LIMITED, ACN 009704152

205

229076

RACT INSURANCE PTY. LTD., ACN 068167804

206

234536

RAILWAYS CREDIT UNION LIMITED, ACN 087651090

207

241167

REGIONAL AUSTRALIA BANK LTD, ACN 087650360

208

240569

REI SUPERANNUATION FUND PTY LIMITED, ACN 056044770

209

460382

RESILIUM INSURANCE BROKING PTY LTD, ACN 169975973

210

233671

RESOLUTION LIFE AUSTRALASIA LIMITED, ACN 079300379

211

246521

ROYAL BANK OF CANADA, ACN 076940880

212

239631

RSM GROUP PTY LTD, ACN 006361226

213

237906

SANDHURST TRUSTEES LIMITED, ACN 004030737

214

230544

SCS SUPER PTY. LIMITED, ACN 064712607

215

530900

SOMPO JAPAN INSURANCE INC., ACN 000837801

216

240712

SOUTH WEST SLOPES CREDIT UNION LTD, ACN 087650673

217

331058

SOUTHERN CROSS BENEFITS LIMITED, ACN 133401939

218

241000

SOUTHERN CROSS CREDIT UNION LTD, ACN 087650682

219

342516

SOVEREIGN INSURANCE AUSTRALIA PTY LTD, ACN 138079286

220

237905

SPSL LIMITED, ACN 063427958

221

239649

ST ANDREW'S INSURANCE (AUSTRALIA) PTY LTD, ACN 075044656

222

281731

ST ANDREW'S LIFE INSURANCE PTY LTD, ACN 105176243

223

238340

STATE BANK OF INDIA, ACN 082610008

224

239238

SUMMERLAND FINANCIAL SERVICES LIMITED, ACN 087650806

225

229882

SUNCORP-METWAY LIMITED, ACN 010831722

226

245522

SUREPLAN FRIENDLY SOCIETY LTD, ACN 087649456

227

355088

SWISS RE INTERNATIONAL SE, ACN 138873211

228

324908

SWISS RE LIFE & HEALTH AUSTRALIA LIMITED, ACN 000218306

229

239163

T W U NOMINEES PTY LTD, ACN 002835412

230

495938

TAISHIN INTERNATIONAL BANK CO., LTD., ACN 165085638

231

244596

TAIWAN BUSINESS BANK, LTD., ACN 078577250

232

401425

TAIWAN COOPERATIVE BANK, LTD., ACN 139482634

233

238981

TEACHERS MUTUAL BANK LIMITED, ACN 087650459

234

236709

TELSTRA SUPER PTY LTD, ACN 007422522

235

218585

TERRI SCHEER INSURANCE PTY LTD, ACN 070874798

236

238020

THE BROKEN HILL COMMUNITY CREDIT UNION LTD, ACN 087650762

237

246780

THE CAPRICORNIAN LTD, ACN 087650940

238

241436

THE HOLLARD INSURANCE COMPANY PTY LTD, ACN 090584473

239

507074

THE NORTH OF ENGLAND PROTECTING AND INDEMNITY ASSOCIATION LIMITED, ACN 624528123

240

246383

TOGETHR TRUSTEES PTY LTD, ACN 006964049

241

246548

TOKIO MARINE & NICHIDO FIRE INSURANCE CO., LTD., ACN 000438291

242

238790

TOTAL RISK MANAGEMENT PTY LIMITED, ACN 008644353

243

236049

TOWERS WATSON SUPERANNUATION PTY LTD, ACN 098527256

244

244255

TRADITIONAL CREDIT UNION LIMITED, ACN 087650922

245

240718

TRANSPORT MUTUAL CREDIT UNION LIMITED, ACN 087650600

246

471951

TYRO PAYMENTS LIMITED, ACN 103575042

247

231087

UBS AG, ACN 088129613

248

471028

UNION BANK OF INDIA, ACN 135448047

249

229186

UNITED OVERSEAS BANK LIMITED, ACN 060785284

250

240399

UNITY BANK LIMITED, ACN 087650315

251

526270

VANGUARD SUPER PTY LTD, ACN 643614386

252

240960

VICTORIA TEACHERS LIMITED, ACN 087651769

253

245579

VIRGINIA SURETY COMPANY, INC., ACN 080339957

254

225054

VISION SUPER PTY LTD, ACN 082924561

255

240556

WARWICK CREDIT UNION LTD, ACN 087651116

256

247298

WAW CREDIT UNION CO-OPERATIVE LIMITED, ACN 087651787

257

513764

WISE AUSTRALIA PTY LTD, ACN 616463855

258

240720

WOOLWORTHS TEAM BANK LIMITED, ACN 087651803

259

530541

WYCOMP PTY. LIMITED, ACN 002101377

260

316511

YOUI PTY LTD, ACN 123074733

261

232510

ZURICH AUSTRALIA LIMITED, ACN 000010195

262

232507

ZURICH AUSTRALIAN INSURANCE LIMITED, ACN 000296640

 

Endnotes

Endnote 1—Instrument history

Instrument number

Date of FRL registration

Date of commencement

Application, saving or transitional provisions

2022/205

30/03/2022 (see F2022L00430)

31/03/2022

 

2023/282

01/05/2023 (see F2023L00510)

02/05/2023

 

Endnote 2—Amendment history

ad. = added or inserted     am. = amended     LA = Legislation Act 2003    rep. = repealed     rs. = repealed and substituted

Provision affected 

How affected

Section 2

rep. s48D LA

Section 4 (definition of closed)

rs.2023/282

Section 4 (definition of IDR data reporting handbook)

am. 2023/282

Section 4 (definition of initial cohort)

am. 2023/282

Section 4 (definition of second tranche firm)

ad. 2023/282

Subsection 5(1)

am. 2023/282

Paragraph 5(1)(a)

am. 2023/282

Subparagraph 5(1)(b)(ii)

am. 2023/282

Subsection 5(3)

ad. 2023/282

Subsection 5(4)

ad. 2023/282

Paragraph 6(a) and (b)

rs. 2023/282

Schedule 1 – Second tranche firms

ad. 2023/282