Federal Register of Legislation - Australian Government

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OTC DET 13/1145 Determinations/Other as amended, taking into account amendments up to ASIC Regulated Foreign Markets Determination (Amendment) Instrument 2020/828
Administered by: Treasury
Registered 12 Oct 2020
Start Date 01 Oct 2020

ASIC Regulated Foreign Markets Determination [OTC DET 13/1145]

About this compilation

 

Compilation No. 2

 

This is a compilation of ASIC Regulated Foreign Markets Determination [OTC DET 13/1145] as in force on 1 October 2020. It includes any commenced amendment affecting the legislative instrument to that date.

 

This compilation was prepared by the Australian Securities and Investments Commission.

 

The notes at the end of this compilation (the endnotes) include information

about amending instruments and the amendment history of each amended provision.

 

Australian Securities and Investments Commission

ASIC Derivative Transaction Rules (Reporting) 2013 —

Subrule 1.2.4(3) — Regulated Foreign Markets Determination


Enabling provision

1.       The Australian Securities and Investments Commission (ASIC) makes this instrument under subrule 1.2.4(3) of the ASIC Derivative Transaction Rules (Reporting) 2013 (Rules).

Title

2.       This instrument is the ASIC Regulated Foreign Markets Determination [OTC DET 13/1145].

3A     Definitions

In this instrument:

regulated market means a multilateral system operated or managed by a market operator, which brings together or facilitates the bringing together of multiple third-party buying and selling interests in financial instruments (in the system and in accordance with its non-discretionary rules) in a way that results in a contract, in respect of the financial instruments admitted to trading under its rules or systems.

SEC Regulated Market means a financial market which is registered with the Securities and Exchange Commission of the United States of America as a national securities exchange under section 6 of the Securities Exchange Act of 1934 of the United States of America.

UK Regulated Market means a regulated market which is a recognised investment exchange under section 285 of the United Kingdom Financial Services and Markets Act 2000, but not an overseas investment exchange within the meaning of section 313(1) of that Act.

 

Determination

4.       The following financial markets are Regulated Foreign Markets for the purposes of subrule 1.2.4(2) of the Rules:

(a)     the BM&FBOVESPA Segment of B3 - Brasil Bolsa Balcão S.A;

(b)     Borsa Istanbul – Futures and Options Market;

(c)     Bourse de Montreal;

(d)     BSE Limited (Bombay Stock Exchange);

(e)     Bursa Malaysia Derivatives Market;

(f)      China Financial Futures Exchange;

(g)     CME Globex;

(h)     Dalian Commodity Exchange;

(i)      Dubai Gold & Commodities Exchange;

(j)      Dubai Mercantile Exchange;

(k)     EPEX Spot SE;

(l)      the financial market operated by Hong Kong Futures Exchange Limited;

(m)    HUPX Ltd Hungarian Power Exchange;

(n)     ICE Futures Canada;

(o)     the following financial markets operated by the Johannesburg Stock Exchange:

(i)      JSE Commodity Derivatives Market;

(ii)     JSE Currency Derivatives Market;

(iii)    JSE Equity Derivatives Market;

(iv)    JSE Interest Rate Derivatives Market;

(p)     Korea Exchange;

(q)     Mexican Derivatives Exchange;

(r)      Moscow Exchange – Derivatives Market;

(s)      National Stock Exchange of India;

(t)      NZX Derivatives Market;

(u)     Osaka Exchange;

(v)     Power Exchange Central Europe;

(w)    an SEC Regulated Market;

(x)     Shanghai Futures Exchange;

(y)     Singapore Exchange Derivatives;

(z)     the financial market operated by The Stock Exchange of Hong Kong Limited;

(aa)    Taiwan Futures Exchange;

(bb)   Tel Aviv Stock Exchange;

(cc)    Thailand Futures Exchange as part of Stock Exchange of Thailand;

(dd)   Tokyo Commodity Exchange;

(ee)    Tokyo Financial Exchange;

(ff)    Tokyo Stock Exchange;

(gg)   Toronto Stock Exchange;

(hh)   a UK Regulated Market.

 

 

 

 

 

Notes to ASIC Regulated Foreign Markets Determination [OTC DET 13/1145]

Note 1

ASIC Regulated Foreign Markets Determination [OTC DET 13/1145] (in force under subrule 1.2.4(3) of the ASIC Derivative Transaction Rules (Reporting) 2013) as shown in this compilation comprises that instrument amended as indicated in the tables below.

Table of Instruments

Instrument number

Date of FRL registration

Date of commencement

Application, saving or transitional provisions

[OTC DET 13/1145]

19/9/2013 (see F2013L01710)

20/9/2013

 

2019/324

11/4/2019 (see F2019L00607)

12/4/2019

-

2020/828

30/9/2020 (see F2020L01263

1/10/2020

-

Table of Amendments

ad. = added or inserted     am. = amended     LA = Legislation Act 2003    rep. = repealed     rs. = repealed and substituted

Provision affected

How affected

Para 3..........................

rep. s48D LA

Para 3A.......................

ad. 2019/324

am. 2020/828

Para 4..........................

am. 2019/324

rs. 2020/828