Corporations (Provisional Relevant Providers—Expressions) Determination 2018
Financial Adviser Standards and Ethics Authority Ltd, the standards body for Part 7.6 of the Corporations Act 2001, makes the following determination.
Dated: 14 December 2018
The common seal of Financial Adviser Standards and Ethics Authority Ltd, affixed by authority of its directors in the presence of:
C WALTER
..........................................................
Signature of director
CATHERINE WALTER AM
Name of director (block letters)
)
[SEALED]
M BRIMBLE
DR MARK BRIMBLE
Contents
1......... Name............................................................................................................................... 1
2......... Commencement............................................................................................................... 1
3......... Authority......................................................................................................................... 1
4......... Specification of expressions............................................................................................ 1
1 Name
This is the Corporations (Provisional Relevant Providers—Expressions) Determination 2018.
2 Commencement
This determination commences the day after it is registered.
3 Authority
This determination is made under subparagraph 921U(2)(a)(v) of the Corporations Act 2001.
4 Specification of expressions
The expressions “provisional financial planner” and “provisional financial adviser” are specified to refer to a provisional relevant provider.
Note 1: Provisional relevant provider is defined in section 910A of the Corporations Act 2001.
Note 2: Under section 923C of the Corporations Act 2001, a provisional relevant provider may not assume or use the expression “financial adviser” or “financial planner” (and certain other expressions). Under subsection 923C(9), however, these expressions may be assumed or used by a provisional relevant provider in an expression specified in this section of this determination.