Federal Register of Legislation - Australian Government

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Determinations/Financial (Other) as made
This instrument specifies the expressions that a provisional relevant provider can lawfully use or assume for the purpose of the Corporations Act 2001.
Administered by: Treasury
Registered 17 Dec 2018
Tabling HistoryDate
Tabled Senate12-Feb-2019
Tabled HR12-Feb-2019
Table of contents.

 

Corporations (Provisional Relevant Providers—Expressions) Determination 2018

Financial Adviser Standards and Ethics Authority Ltd, the standards body for Part 7.6 of the Corporations Act 2001, makes the following determination.

Dated:              14 December 2018

The common seal of Financial Adviser Standards and Ethics Authority Ltd, affixed by authority of its directors in the presence of:

 

 

 

 

 

C WALTER

..........................................................

Signature of director

 

CATHERINE WALTER AM

..........................................................

Name of director (block letters)

)

)

)

)

[SEALED]

 

 

M BRIMBLE

..........................................................

Signature of director

 

DR MARK BRIMBLE

..........................................................

Name of director (block letters)

 

 

 

 

 


Contents

1......... Name............................................................................................................................... 1

2......... Commencement............................................................................................................... 1

3......... Authority......................................................................................................................... 1

4......... Specification of expressions............................................................................................ 1

 

 


1  Name

                   This is the Corporations (Provisional Relevant Providers—Expressions) Determination 2018.

2  Commencement

                   This determination commences the day after it is registered.

3  Authority

                   This determination is made under subparagraph 921U(2)(a)(v) of the Corporations Act 2001.

4  Specification of expressions

                   The expressions “provisional financial planner” and “provisional financial adviser” are specified to refer to a provisional relevant provider.

Note 1:       Provisional relevant provider is defined in section 910A of the Corporations Act 2001.

Note 2:       Under section 923C of the Corporations Act 2001, a provisional relevant provider may not assume or use the expression “financial adviser” or “financial planner” (and certain other expressions). Under subsection  923C(9), however, these expressions may be assumed or used by a provisional relevant provider in an expression specified in this section of this determination.