Federal Register of Legislation - Australian Government

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Rules/Other as made
This instrument relieves market participants, in certain circumstances, from obligations under subrule 3.5.8(1) of the ASIC Market Integrity Rules (Securities Markets) 2017 (the Rules) to perform daily clients’ segregated account (CSA) reconciliations by 7.00 pm on the next trading day and apples where the participant is ordinarily unable to perform the reconciliation because the participant relies on information from a person outside Australia. The instrument also relieves market participants from obligations under paragraph 3.5.10(a) of the Rules to notify ASIC, in writing, within two business days, if the reconciliation has not been performed by 7.00 pm on the next trading day.
Administered by: Treasury
Registered 27 Apr 2018
Tabling HistoryDate
Tabled HR08-May-2018
Tabled Senate08-May-2018
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Legislative Instrument
F2018L00527 : Authoritative PDF Document : 0.5MB Primary Document Icon F2018L00527 : ZIP Document : 0.5MB
4 pages

Explanatory Statement
F2018L00527ES : PDF Document : 0.6MB Primary Document Icon F2018L00527ES : ZIP Document : 45KB
8 pages