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This instrument relieves a participant of the ASX Market from complying with pre-trade transparency obligations in subrule 6.1.1(1) of the ASIC Market Integrity Rules (Securities Markets) 2017 where the participant enters into a transaction by matching an Auction Imbalance Order on the ASX Market.
Administered by: Treasury
Registered 27 Apr 2018
Tabling HistoryDate
Tabled HR08-May-2018
Tabled Senate08-May-2018
Table of contents.

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ASIC Market Integrity Rules (Securities Markets) Class Waiver 2018/269

I, Anthony Graham, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

 

Date 24 April 2018

 

 

Anthony Graham

 



Part 1—Preliminary

1        Name of legislative instrument

This is the ASIC Market Integrity Rules (Securities Markets) Class Waiver 2018/269.

2        Commencement

This instrument commences on the day after this instrument is registered on the Federal Register of Legislation.

Note:    The register may be accessed at www.legislation.gov.au.

3        Authority

This instrument is made under subrule 1.2.1(1) of the ASIC Market Integrity Rules (Securities Markets) 2017 (Rules).

4        Definitions

(1)     In this instrument, unless the contrary intention appears, capitalised terms have the same meaning as in the Rules.

(2)     In this instrument:

ASX Operating Rules means the operating rules of ASX Market as at the date of this instrument.

ASX Operating Rules Procedures means the procedures to the ASX Operating Rules as at the date of this instrument.

Auction Imbalance Order has the meaning given by Rule 7100 of the ASX Operating Rules.

         


Part 2—Waiver

5        Waiver from subrule 6.1.1(1)

A Participant of the ASX Market does not have to comply with subrule 6.1.1(1) of the Rules where the Participant enters into a transaction by matching an Auction Imbalance Order on the ASX Market, in accordance with Procedure 4026 of the ASX Operating Rules Procedures.