Federal Register of Legislation - Australian Government

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Rules/Other as made
This instrument relieves a participant of the NSXA Market, other than a person who is an NSXA Automated Order Processing participant or a participant of the NSXA Market and one or more other Markets, from its obligations to comply with the ASIC Market Integrity Rules (Securities Markets – Capital) 2017 until 6 May 2019.
Administered by: Treasury
Registered 24 Apr 2018
Tabling HistoryDate
Tabled HR08-May-2018
Tabled Senate08-May-2018
Table of contents.

Commonwealth Coat of Arms and ASIC logo

ASIC Market Integrity Rules (Securities Markets – Capital) Class Waiver 2018/259

I, Anthony Graham, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

 

Date 20 April 2018

 

 

Anthony Graham

 



Part 1—Preliminary

1        Name of legislative instrument

This is the ASIC Market Integrity Rules (Securities Markets – Capital) Class Waiver 2018/259.

2        Commencement

This instrument commences the day after this instrument is registered on the Federal Register of Legislation.

Note:    The register may be accessed at www.legislation.gov.au.

3        Authority

This instrument is made under subrule 1.2.1(1) and Rule 1.2.3 of the ASIC Market Integrity Rules (Securities Markets – Capital) 2017 (Rules).

4        Interpretation

(1)     In this instrument, unless the contrary intention appears, capitalised terms have the same meaning as in the Rules.

(2)     In this instrument, a reference to time is to the time in Sydney, Australia.

                       


Part 2—Waiver

5        Transitional arrangements for Participants of the NSXA Market

(1)     Subject to subsection (2), a Participant of the NSXA Market does not have to comply with any provision of the Rules.

(2)     The relief in subsection (1) does not apply to a person who is:

(a)     an NSXA AOP Participant; or

(b)     a Participant of the NSXA Market and one or more other Markets.

6        Period during which the relief applies

The relief in subsection 5(1) applies until 6 May 2019.