Federal Register of Legislation - Australian Government

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Other as amended, taking into account amendments up to ASIC Corporations (Amendment) Instrument 2018/697
Administered by: Treasury
Registered 08 Oct 2018
Start Date 18 Sep 2018
Table of contents.

ASIC Corporations (Disclosure Relief—Offers to Associates) Instrument 2017/737


About this compilation


Compilation No. 1


This is a compilation of ASIC Corporations (Disclosure Relief—Offers to Associates) Instrument 2017/737 as in force on 18 September 2018. It includes any commenced amendment affecting the legislative instrument to that date.


This compilation was prepared by the Australian Securities and Investments Commission.


The notes at the end of this compilation (the endnotes) include information

about amending instruments and the amendment history of each amended provision.



Part 1—Preliminary

1        Name of legislative instrument

This is the ASIC Corporations (Disclosure Relief—Offers to Associates) Instrument 2017/737.

3        Authority

This instrument is made under subsections 741(1) and 1020F(1) of the Corporations Act 2001.

4        Definitions

In this instrument:

Act means the Corporations Act 2001.

Part 2—Declaration

5        Definition of ‘senior manager’

Chapter 6D of the Act applies to all persons and Part 7.9 applies in relation to a managed investment product and a foreign passport fund product as if the definition of senior manager in section 9 of the Act were modified or varied by omitting paragraph (a) and substituting:

“(a)   in relation to a body—means a person who is concerned in, or takes part in, the management of the body (regardless of the person’s designation and whether or not the person is a director or secretary of the body)”.


Endnote 1—Instrument history

Instrument number

Date of FRL registration

Date of commencement

Application, saving or transitional provisions


23/8/2017 (see F2017L01070)




13/9/2018 (see F2018L01281)



Endnote 2—Amendment history

ad. = added or inserted     am. = amended     LA = Legislation Act 2003    rep. = repealed     rs. = repealed and substituted

Provision affected 

How affected

Section 2

rep. s48D LA

Section 5

am. 2018/697