Skip to main
Help and resources
Register
for My Account
Sign in
to My Account
Search
Australian Government
Federal Register of Legislation
Site navigation
Constitution
Acts
Legislative instruments
Notifiable instruments
Gazettes
Administrative Arrangements
Prerogative instruments
Norfolk Island
Home
Legislative instruments
Repealed
Text
Details
Authorises
Downloads
All versions
Interactions
ASIC Market Integrity Rules (SIM VSE Market) 2010
No longer in force
Click for more info
Administered by
Department of the Treasury
This item is authorised by the following title:
Corporations Act 2001
Latest version
View as made version
Order print copy
Save this title to My Account
Set up an alert
F2015C00488
02 May 2015
-
06 May 2018
Legislation text
View document
Select value
Legislative instrument
Filter active
Table of contents
Enter text to search the table of contents
Collapse
Chapter 1: Introduction
Part 1.1 Preliminary
Part 1.2 Waivers
Part 1.3 Notice, notification and service of documents
Part 1.4 Interpretation
Collapse
Chapter 2: The Market Participants
Part 2.1 Good Character
Collapse
Chapter 3: Financial records and arrangements
Part 3.1 Trust account
Part 3.2 Record Keeping—Trust account schedule
Part 3.3 Underwriting register
Collapse
Chapter 4: Trading requirements
Part 4.1 Market Participant acting As Principal
Part 4.2 Prohibition on advice to Client
Part 4.3 Expenses
Part 4.4 Nominee shareholdings
Part 4.5 Underwriting
Part 4.6 Contract notes
Part 4.7 Discretionary accounts
Part 4.8 Discretionary account reporting
Collapse
Chapter 5: Market Participant business
Part 5.1 Carrying on business
Part 5.2 Approved Representatives
Part 5.3 Insurance
Part 5.4 Complaints
Part 5.5 Authorised Trading Representatives
Part 5.6 Trading Responsibilities
Part 5.7 Orderly Market
Notes to ASIC Market Integrity Rules (SIM VSE Market) 2010
