Federal Register of Legislation - Australian Government

Primary content

Corporations Regulations 2001

Authoritative Version
  • - F2015C00303
  • In force - Superseded Version
  • View Series
SR 2001 No. 193 Regulations as amended, taking into account amendments up to Treasury Laws Amendment (2015 Measures No. 1) Regulation 2015
Principal Regulations. These Regulations repeal the Corporations Regulations 1990 and the Partnerships and Associations Application Order 1999 (No. 1)
Administered by: Treasury
Registered 09 Apr 2015
Start Date 31 Mar 2015
End Date 18 Jun 2015
Table of contents.

Corporations Regulations 2001

Statutory Rules No. 193, 2001

made under the

Corporations Act 2001

Compilation No. 113

Compilation date:                              31 March 2015

Includes amendments up to:            SLI No. 39, 2015

Registered:                                         9 April 2015

This compilation is in 7 volumes

Volume 1:       regulations 1.0.01–6D.5.02

Volume 2:       regulations 7.1.02–7.6.08E

Volume 3:       regulations 7.7.01–8.4.02

Volume 4:       regulations 9.1.01–12.9.03

Volume 5:       Schedules 1, 2 and 2A

Volume 6:       Schedules 3–12

Volume 7:       Endnotes

Each volume has its own contents

 

About this compilation

This compilation

This is a compilation of the Corporations Regulations 2001 that shows the text of the law as amended and in force on 31 March 2015 (the compilation date).

This compilation was prepared on 31 March 2015.

The notes at the end of this compilation (the endnotes) include information about amending laws and the amendment history of provisions of the compiled law.

Uncommenced amendments

The effect of uncommenced amendments is not shown in the text of the compiled law. Any uncommenced amendments affecting the law are accessible on ComLaw (www.comlaw.gov.au). The details of amendments made up to, but not commenced at, the compilation date are underlined in the endnotes. For more information on any uncommenced amendments, see the series page on ComLaw for the compiled law.

Application, saving and transitional provisions for provisions and amendments

If the operation of a provision or amendment of the compiled law is affected by an application, saving or transitional provision that is not included in this compilation, details are included in the endnotes.

Modifications

If the compiled law is modified by another law, the compiled law operates as modified but the modification does not amend the text of the law. Accordingly, this compilation does not show the text of the compiled law as modified. For more information on any modifications, see the series page on ComLaw for the compiled law.

Self‑repealing provisions

If a provision of the compiled law has been repealed in accordance with a provision of the law, details are included in the endnotes.

  

  

  


Contents

Endnotes                                                                                                                                      1

Endnote 1—About the endnotes                                                                              1

Endnote 2—Abbreviation key                                                                                  2

Endnote 3—Legislation history                                                                               3

Endnote 4—Amendment history                                                                           15

Endnote 5—Misdescribed amendments                                                            89

Corporations Amendment Regulations 2005 (No. 5) (No. 324, 2005)............ 89

Corporations Amendment Regulations 2010 (No. 9) (No. 301, 2010).......... 101

Endnote 6—Miscellaneous                                                                                     102

 


Endnotes

Endnote 1—About the endnotes

The endnotes provide information about this compilation and the compiled law.

The following endnotes are included in every compilation:

Endnote 1—About the endnotes

Endnote 2—Abbreviation key

Endnote 3—Legislation history

Endnote 4—Amendment history

Endnotes about misdescribed amendments and other matters are included in a compilation only as necessary.

Abbreviation key—Endnote 2

The abbreviation key sets out abbreviations that may be used in the endnotes.

Legislation history and amendment history—Endnotes 3 and 4

Amending laws are annotated in the legislation history and amendment history.

The legislation history in endnote 3 provides information about each law that has amended (or will amend) the compiled law. The information includes commencement details for amending laws and details of any application, saving or transitional provisions that are not included in this compilation.

The amendment history in endnote 4 provides information about amendments at the provision (generally section or equivalent) level. It also includes information about any provision of the compiled law that has been repealed in accordance with a provision of the law.

Misdescribed amendments

A misdescribed amendment is an amendment that does not accurately describe the amendment to be made. If, despite the misdescription, the amendment can be given effect as intended, the amendment is incorporated into the compiled law and the abbreviation “(md)” added to the details of the amendment included in the amendment history.

If a misdescribed amendment cannot be given effect as intended, the amendment is set out in the endnotes.

 

Endnote 2—Abbreviation key

 

A = Act

orig = original

ad = added or inserted

par = paragraph(s)/subparagraph(s)

am = amended

    /sub‑subparagraph(s)

amdt = amendment

pres = present

c = clause(s)

prev = previous

C[x] = Compilation No. x

(prev…) = previously

Ch = Chapter(s)

Pt = Part(s)

def = definition(s)

r = regulation(s)/rule(s)

Dict = Dictionary

Reg = Regulation/Regulations

disallowed = disallowed by Parliament

reloc = relocated

Div = Division(s)

renum = renumbered

exp = expires/expired or ceases/ceased to have

rep = repealed

    effect

rs = repealed and substituted

F = Federal Register of Legislative Instruments

s = section(s)/subsection(s)

gaz = gazette

Sch = Schedule(s)

LI = Legislative Instrument

Sdiv = Subdivision(s)

LIA = Legislative Instruments Act 2003

SLI = Select Legislative Instrument

(md) = misdescribed amendment

SR = Statutory Rules

mod = modified/modification

Sub‑Ch = Sub‑Chapter(s)

No. = Number(s)

SubPt = Subpart(s)

o = order(s)

underlining = whole or part not

Ord = Ordinance

    commenced or to be commenced

 

Endnote 3—Legislation history

 

Number and year

FRLI registration or gazettal

Commencement

Application, saving and transitional provisions

193, 2001

13 July 2001

15 July 2001 (r 10.01A and gaz 2001, No S285)

 

208, 2001

2 Aug 2001

15 July 2001

318, 2001

15 Oct 2001

15 Oct 2001

319, 2001

15 Oct 2001

11 Mar 2002 (r 2)
Note: r 7.9.10 and 7.9.11 of Sch 1 (item 15) were partially disallowed by the Senate on 16 Sept 2002

15, 2002

21 Feb 2002

21 Feb 2002

16, 2002

21 Feb 2002

r 1–3 and Sch 1: 12:01 am (A.C.T.) 11 Mar 2002
(r 2(1))
Remainder: 28 Dec 2002
(r 2(2))
Note: r 7.9.10, 7.9.11(1), 7.9.11(1)(a), 7.9.11(1)(b) and 7.9.11(2) of Sch 1 (items 78–82) were partially disallowed by the Senate on 16 Sept 2002

41, 2002

7 Mar 2002

r 1–3 and Sch 1: 12:02 am (A.C.T.) 11 Mar 2002
(r 2(1))
Remainder: 12:01 am (A.C.T.) 28 Dec 2002
(r 2(2))

53, 2002

22 Mar 2002

r 1–3 and Sch 1: 12:01 am (A.C.T.) 11 Mar 2002 (r 2(a))
Remainder: 12:03 am (A.C.T.) 11 Mar 2002
(r 2(b))

126, 2002

14 June 2002

r 1–3 and Sch 1: 12:02 am 11 Mar 2002 (r 2(a))
Sch 2: 12:03 am 11 Mar 2002 (r 2(b))
Remainder: 14 June 2002 (r 2(c))

145, 2002

27 June 2002

r 1–3 and Sch 1: 27 June 2002
Remainder: 1 July 2002

182, 2002

1 Aug 2002

1 Aug 2002

265, 2002

6 Nov 2002

6 Nov 2002

282, 2002

28 Nov 2002

1 Dec 2002

31, 2003

11 Mar 2003

11 Mar 2003

48, 2003

8 Apr 2003

8 Apr 2003

85, 2003

8 May 2003

8 May 2003

126, 2003

19 June 2003

19 June 2003

127, 2003

19 June 2003

1 July 2003

194, 2003

31 July 2003

1 Aug 2003

202, 2003

6 Aug 2003

r 1–3 and Sch 1: 6 Aug 2003
Remainder: 11 Mar 2004

282, 2003

13 Nov 2003

r 1–3 and Sch 1: 13 Nov 2003 (r 2(a))
Sch 2: 11 Mar 2004
(r 2(b))
Remainder: 1 July 2004
(r 2(c))
Note: Sch 3 (items 1–4, 6, 8, 9) were partially disallowed by the Senate on 24 Mar 2004; rescinded 13 May 2004

r 4

367, 2003

23 Dec 2003

23 Dec 2003

368, 2003

23 Dec 2003

r 1–3 and Sch 1: 23 Dec 2003
Remainder: 11 Mar 2004

369, 2003

23 Dec 2003

r 1–3 and Sch 1: 23 Dec 2003
Remainder: 14 Jan 2004 (see r. 2)

10, 2004

20 Feb 2004

1 July 2004

25, 2004

26 Feb 2004

26 Feb 2004

26, 2004

26 Feb 2004

r 1–3 and Sch 1: 26 Feb 2004
Remainder: 11 Mar 2004

36, 2004

18 Mar 2004

18 Mar 2004

145, 2004

25 June 2004

r 1–3 and Sch 1: 1 July 2004
Remainder: 1 Oct 2004

r 4

149, 2004

25 June 2004

r 1–3 and Sch 1: 1 July 2004
Remainder: 1 Jan 2005

208, 2004

9 July 2004

9 July 2004

398, 2004

23 Dec 2004

23 Dec 2004

399, 2004

23 Dec 2004

r 1–3 and Sch 1: 23 Dec 2004
Remainder: 1 Jan 2005

31, 2005

10 Mar 2005 (F2005L00539)

r 1–3 and Schs 1 and 2:
11 Mar 2005
Remainder: 1 July 2005

38, 2005

24 Mar 2005 (F2005L00717)

31 Mar 2005

r 4

139, 2005

17 June 2005 (F2005L01453)

18 June 2005

160, 2005

8 July 2005 (F2005L01926)

9 July 2005

324, 2005

19 Dec 2005 (F2005L04022)

20 Dec 2005 (r 2)

Sch 2 (item 5), Sch 5 (item 2) and Sch 10 (item 8)

41, 2006

16 Feb 2006 (F2006L00547)

17 Feb 2006

57, 2006

22 Mar 2006 (F2006L00802)

23 Mar 2006

102, 2006

10 May 2006 (F2006L01444)

11 May 2006

126, 2006

2 June 2006 (F2006L01617)

3 June 2006

362, 2006

14 Dec 2006 (F2006L03961)

15 Dec 2006

102, 2007

27 Apr 2007 (F2007L01122)

1 July 2007

193, 2007

29 June 2007 (F2007L01900)

30 June 2007

r 3

194, 2007

29 June 2007 (F2007L01904)

30 June 2007

195, 2007

29 June 2007 (F2007L01901)

1 July 2007

196, 2007

29 June 2007 (F2007L01903)

1 July 2007

197, 2007

29 June 2007 (F2007L01889)

1 July 2007

198, 3007

29 June 2007 (F2007L01899)

r 1–3 and Sch 1: 1 July 2007
Remainder: 1 Sept 2007
(r. 2(b))

199, 3007

29 June 2007 (F2007L01898)

1 Sept 2007 (r. 2)

227, 3007

24 July 2007 (F2007L02255)

25 July 2007

259, 2007

24 Aug 2007 (F2007L02637)

25 Aug 2007

323, 2007

28 Sept 2007 (F2007L03801)

29 Sept 2007

324, 2007

28 Sept 2007 (F2007L03804)

r 1–3 and Sch 1: 29 Sept 2007
Schedule 2: 28 Dec 2007 (r. 2(b))
Remainder: 1 July 2008
(r. 2(c))

325, 2007

28 Sept 2007 (F2007L03851)

31 Dec 2007 (. 2)

r 4

364, 2007

18 Dec 2007 (F2007L04728)

19 Dec 2007

93, 2008

3 June 2008 (F2008L01830)

4 June 2008

94, 2008

3 June 2008 (F2008L01827)

13 June 2008 (r 2)

130, 2008

26 June 2008 (F2008L02184)

1 July 2008

158, 2008

18 July 2008 (F2008L02510)

19 July 2008

194, 2008

19 Sept 2008 (F2008L03458)

20 Sept 2008

12, 2009

6 Feb 2009 (F2009L00288)

7 Feb 2009

51, 2009

30 Mar 2009 (F2009L01178)

31 Mar 2009

52, 2009

30 Mar 2009 (F2009L01169)

1 July 2009

70, 2009

1 May 2009 (F2009L01627)

2 May 2009

103, 2009

5 June 2009 (F2009L02167)

6 June 2009

175, 2009

10 July 2009 (F2009L02719)

11 July 2009

198, 2009

3 Aug 2009 (F2009L02988)

4 Aug 2009

327, 2009

27 Nov 2009 (F2009L04316)

r 4 and Sch 2: 1 Apr 2010 (r 2(1)(b))
Remainder: 11 Dec 2009
(r 2(1)(a))

328, 2009

27 Nov 2009 (F2009L04307)

28 Nov 2009 (r 2)

386, 2009

16 Dec 2009 (F2009L04494)

17 Dec 2009 (r 2)

387, 2009

16 Dec 2009 (F2009L04516)

17 Dec 2009 (r 2)

54, 2010

25 Mar 2010 (F2010L00737)

26 Mar 2010 (r 2)

55, 2010

25 Mar 2010 (F2010L00738)

Sch 2: 12 Oct 2011 (r 2(b))
Remainder: 18 Apr 2010 (r 2(a))

88, 2010

6 May 2010 (F2010L01097)

r 7 and Sch 2: 1 July 2010 (r 2(b))
Remainder: 6 May 2010
(r 2(a))

r 4–7

as amended by

 

 

 

41, 2012

12 Apr 2012 (F2012L00836)

6 May 2010 (r 2)

266, 2012

23 Nov 2012 (F2012L02245)

24 Nov 2012 (r 2)

89, 2010

10 May 2010 (F2010L01198)

1 Jan 2011 (r 2)

135, 2010

21 June 2010 (F2010L01585)

22 June 2010 (r 2)

r 4

as amended by

 

 

 

274, 2011

9 Dec 2011 (F2011L02616)

10 Dec 2011 (r 2)

184, 2010

30 June 2010 (F2010L01799)

28 June 2010 (r 2)

210, 2010

12 July 2010 (F2010L01941)

1 Aug 2010 (r 2)

272, 2010

27 Oct 2010 (F2010L02820)

28 Oct 2010 (r 2)

301, 2010

25 Nov 2010 (F2010L03094)

26 Nov 2010 (r 2)

332, 2010

10 Dec 2010 (F2010L03186)

13 Dec 2010 (r 2 and F2010L03188)

66, 2011

13 May 2011 (F2011L00753)

26 May 2011 (r 2)

r 4

128, 2011

30 June 2011 (F2011L01368)

1 July 2011 (r 2)

142, 2011

1 Aug 2011 (F2011L01577)

2 Aug 2011 (r 2)

193, 2011

21 Oct 2011 (F2011L02103)

Sch 1: 31 Oct 2011 (r 2)

272, 2011

9 Dec 2011 (F2011L02621)

10 Dec 2011 (r 2)

r 4

274, 2011

9 Dec 2011 (F2011L02616)

Sch 2: 10 Dec 2011 (r 2)

42, 2012

11 Apr 2012 (F2012L00826)

12 Apr 2012 (s 2)

43, 2012

11 Apr 2012 (F2012L00829)

Sch 2: 12 Apr 2012
Remainder: 13 Apr 2011
(s 2(a))

46, 2012

11 Apr 2012 (F2012L00831)

12 Apr 2012 (s 2)

114, 2012

20 June 2012 (F2012L01272)

Sch 1: 1 July 2012 (s 2(b) and F2012L01239)

170, 2012

12 July 2012 (F2012L01545)

13 July 2012 (s 2)

171, 2012

13 July 2012 (F2012L01548)

25 July 2012 (s 2)

172, 2012

13 July 2012 (F2012L01549)

12 July 2013 (s 2)

 

as amended by

 

 

 

308, 2012

11 Dec 2012 (F2012L02414)

12 Dec 2012 (s 2)

233, 2012

28 Sept (F2012L01981)

29 Sept 2012 (s 2)

234, 2012

2 Oct 2012 (F2012L01989)

3 Oct 2012 (s 2)

247, 2012

30 Oct 2012 (F2012L02102)

1 Nov 2012 (s 2)

267, 2012

23 Nov 2012 (F2012L02235)

24 Nov 2012 (s 2)

268, 2012

26 Nov 2012 (F2012L02261)

Sch 2: 1 July 2013 (s 2(b))
Remainder: 27 Nov 2012 (s 2(a))

25, 2013

1 Mar 2013 (F2013L00385)

Sch 2: 1 Mar 2013 (s 2)

26, 2013

21 Mar 2013 (F2013L00395)

Sch 1: 1 July 2013 (s 2(1) item 2)

59, 2013

29 Apr 2013 (F2013L00696)

30 Apr 2013 (s 2)

83, 2013

16 May 2013 (F2013L00780)

1 July 2013 (s 2)

101, 2013

4 June 2013 (F2013L00905)

Sch 2: 1 July 2016 (s 2 item 3)
Sch 3: 1 July 2019 (s 2 item 4)
Remainder: 1 July 2013
(s 2 items 1, 2)

102, 2013

4 June 2013 (F2013L00906)

5 June 2013 (s 2)

115, 2013

17 June 2013 (F2013L01013)

18 June 2013 (s 2)

117, 2013

17 June 2013 (F2013L01010)

Sch 1 (items 3, 4): 18 June 2013 (s 2)

125, 2013

14 June 2013 (F2013L00993)

Sch 1 (item 1): 1 July 2013 (s 2)

150, 2013

29 June 2013 (F2013L01279)

30 June 2013 (s 2)

151, 2013

28 June 2013 (F2013L01227)

1 July 2013 (s 2)

152, 2013

28 June 2013 (F2013L01264)

Sch 1 (items 11–17): 1 July 2013 (s 2)

155, 2013

28 June 2013 (F2013L01246)

Sch 1 (items 1–86) and Sch 2 (items 3, 4): 1 July 2013 (s 2 items 2, 6)
Sch 2 (items 1, 2): 1 July 2015 (s 2 item 5)
Sch 3: never commenced
(s 2 items 7, 8)

190, 2013

26 July 2013 (F2013L01436)

Sch 1: 27 July 2013 (s 2)

191, 2013

26 July 2013 (F2013L01440)

Sch 1: 27 July 2013 (s 2)

192, 2013

25 July 2013 (F2013L01431)

Sch 1 (item 6): 26 July 2013 (s 2)

202, 2013