Federal Register of Legislation - Australian Government

Primary content

SLI 2013 No. 150 Regulations as made
This regulation amends the Corporations Regulations 2001 to allow for interim reporting of derivatives contracts to repositories that are licensed in other jurisdictions prior to the establishment of licensed trade repositories in Australia.
Administered by: Treasury
Made 28 Jun 2013
Registered 29 Jun 2013
Tabled HR 12 Nov 2013
Tabled Senate 12 Nov 2013
Date of repeal 01 Jul 2013
Repealed by Division 1 of Part 5A of the Legislative Instruments Act 2003
Table of contents.

Commonwealth Coat of Arms

 

 

Corporations Amendment (Derivative Trade Repositories) Regulation 2013

 

Select Legislative Instrument No. 150, 2013

I, Quentin Bryce AC CVO, Governor‑General of the Commonwealth of Australia, acting with the advice of the Federal Executive Council, make the following regulation under the Corporations Act 2001.

Dated 28 June 2013

Quentin Bryce

Governor‑General

By Her Excellency’s Command

Chris Bowen

Treasurer

 

 

  

  


Contents

1............ Name of regulation.............................................................................. 1

2............ Commencement................................................................................... 1

3............ Authority............................................................................................. 1

4............ Schedule(s)......................................................................................... 1

Schedule 1—Amendments                                                                                                2

Corporations Regulations 2001                                                                               2

 


1  Name of regulation

                   This regulation is the Corporations Amendment (Derivative Trade Repositories) Regulation 2013.

2  Commencement

                   This regulation commences on the day after it is registered.

3  Authority

                   This regulation is made under the Corporations Act 2001.

4  Schedule(s)

                   Each instrument that is specified in a Schedule to this instrument is amended or repealed as set out in the applicable items in the Schedule concerned, and any other item in a Schedule to this instrument has effect according to its terms.

Schedule 1Amendments

  

Corporations Regulations 2001

1  After Part 7.5

Insert:

Part 7.5ARegulation of derivative transactions and derivative trade repositories

Division 2Regulation of derivative transactions: derivative transaction rules

Subdivision 2.1Power to make derivative transaction rules

7.5A.30  Meaning of reporting requirements

             (1)  This regulation is made for paragraph 901A(6)(b) of the Act.

             (2)  Each facility in the following list is prescribed if the facility is registered to operate as a derivative trade repository under a law of a foreign jurisdiction:

                     (a)  DTCC Data Repository (U.S.) LLC;

                     (b)  DTCC Derivatives Repository Ltd.;

                     (c)  DTCC Data Repository (Japan) KK;

                     (d)  DTCC Data Repository (Singapore) Pte Ltd;

                     (e)  Chicago Mercantile Exchange Inc.;

                      (f)  INFX SDR, Inc.;

                     (g)  ICE Trade Vault, LLC;

                     (h)  the Monetary Authority appointed under section 5A of the Exchange Fund Ordinance of Hong Kong.

             (3)  Subregulation (2) ceases to have effect at the end of 30 June 2014.