Federal Register of Legislation - Australian Government

Primary content

ASIC Class Order [CO 11/269]

Authoritative Version
  • - F2011L00620
  • No longer in force
CO 11/269 Orders/ASIC Class Orders as made
This Class Order varies ASIC Class Order [CO 09/774] and allows market makers to naked short sell constituents of the S&P/ASX300, rather than the S&P/ASX200 which was previously the case.
Administered by: Treasury
Registered 19 Apr 2011
Tabling HistoryDate
Tabled HR10-May-2011
Tabled Senate10-May-2011
Date of repeal 09 Aug 2013
Repealed by Treasury (Spent and Redundant Instruments) Repeal Regulation 2013

Australian Securities and Investments Commission
Corporations Act 2001 — Paragraph 1020F(1)(a) — Variation


Enabling legislation

1.       The Australian Securities and Investments Commission makes this instrument under paragraph 1020F(1)(a) of the Corporations Act 2001 (the Act).




2.       This instrument is ASIC Class Order [CO 11/269].




3.       This instrument commences on the date it is registered under the Legislative Instruments Act 2003.


Note:    An instrument is registered when it is recorded on the Federal Register of Legislative Instruments (FRLI) in electronic form: see Legislative Instruments Act 2003, section 4 (definition of register).  The FRLI may be accessed at http://www.frli.gov.au/.




4.       ASIC Class Order [CO 09/774] is varied by omitting subparagraph 4(e) (not including the note underneath that subparagraph) and substituting:


"(e)    at the time of the sale, the shorted product is a constituent of the index known as the S&P/ASX 300;"




Dated this 12th day of April 2011





Signed by Andrew Fawcett  

as a delegate of the Australian Securities and Investments Commission