Federal Register of Legislation - Australian Government

Primary content

ASIC Class Order [CO 11/269]

Authoritative Version
  • - F2011L00620
  • No longer in force
CO 11/269 Orders/ASIC Class Orders as made
This Class Order varies ASIC Class Order [CO 09/774] and allows market makers to naked short sell constituents of the S&P/ASX300, rather than the S&P/ASX200 which was previously the case.
Administered by: Treasury
Made 12 Apr 2011
Registered 19 Apr 2011
Tabled HR 10 May 2011
Tabled Senate 10 May 2011
Date of repeal 09 Aug 2013
Repealed by Treasury (Spent and Redundant Instruments) Repeal Regulation 2013

Australian Securities and Investments Commission
Corporations Act 2001 — Paragraph 1020F(1)(a) — Variation

 

Enabling legislation

1.       The Australian Securities and Investments Commission makes this instrument under paragraph 1020F(1)(a) of the Corporations Act 2001 (the Act).

 

Title

 

2.       This instrument is ASIC Class Order [CO 11/269].

 

Commencement

 

3.       This instrument commences on the date it is registered under the Legislative Instruments Act 2003.

 

Note:    An instrument is registered when it is recorded on the Federal Register of Legislative Instruments (FRLI) in electronic form: see Legislative Instruments Act 2003, section 4 (definition of register).  The FRLI may be accessed at http://www.frli.gov.au/.

 

Variation

 

4.       ASIC Class Order [CO 09/774] is varied by omitting subparagraph 4(e) (not including the note underneath that subparagraph) and substituting:

 

"(e)    at the time of the sale, the shorted product is a constituent of the index known as the S&P/ASX 300;"

 

 

 

Dated this 12th day of April 2011

 

 

 

 

Signed by Andrew Fawcett  

as a delegate of the Australian Securities and Investments Commission