Federal Register of Legislation - Australian Government

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ASIC Class Order [CO 00/0195]

Authoritative Version
CO 00/0195 Orders/ASIC Class Orders as amended, taking into account amendments up to ASIC Class Order [CO 10/94]
Administered by: Treasury
Registered 08 Jun 2011
Start Date 10 Feb 2010
End Date 17 Mar 2016
Date of repeal 17 Mar 2016
Repealed by ASIC Corporations (Repeal) Instrument 2016/171

ASIC Class Order [CO 00/195]

Offer of convertible securities under s713

This instrument has effect under s741(1) of the Corporations Act 2001.

This compilation was prepared on 11 February 2010 taking into account amendments up to [CO 10/94]. See the table at the end of this class order.

Prepared by the Australian Securities and Investments Commission.

Australian Securities and Investments Commission
Corporations Act 2001 — Subsection 741(1) — Exemption

Pursuant to subsection  741(1)741(1) of the Corporations Act 2001 (the “Act”) the Australian Securities and Investments Commission exempts from section 710  of the Act each person referred to in Items 1, 2, 3 and 4 of the table in subsection 729(1) of the Act in relation to an offer of convertible notes or convertible preference shares (“convertible securities”), on the conversion of which the holder will be issued with continuously quoted securities, where the prospectus for the offer:

1     is issued in compliance with section 713  of the Act, in relation to the underlying continuously quoted securities; and

2     sets out the matters mentioned in subsection 713(2) of the Act in relation to the convertible securities.

For the avoidance of doubt, this instrument does not apply in relation to an offer of convertible securities of a body while a determination under subsection 713(6) of the Act is in force in relation to the body.

Notes to ASIC Class Order [CO 00/195]

Note 1

ASIC Class Order [CO 00/195] (in force under s741(1) of the Corporations Act 2001) as shown in this compilation comprises that Class Order amended as indicated in the tables below.

Table of Instruments

Instrument number

Date of making or FRLI registration

Date of commencement

Application, saving or transitional provisions

[CO 00/195]

16/2/2000 (see F2007B00046)

13/3/2000

 

[CO 10/94]

10/2/2010 (see F2010L00377)

10/2/2010

-

Table of Amendments

ad. = added or inserted     am. = amended     rep. = repealed     rs. = repealed and substituted

Provision affected

How affected

Class Order.................

am. [CO 10/94]