Federal Register of Legislation - Australian Government

Primary content

ASIC Class Order [CO 09/1063]

Authoritative Version
CO 09/1063 Orders/ASIC Class Orders as made
This Class Order revokes ASIC Class Order [CO 08/751] and varies ASIC Class Order [CO 08/764] by omitting the conditions that require clients and market participants to take steps to facilitate reporting of naked ETO short sales.
Administered by: Treasury
Registered 10 Dec 2009
Tabling HistoryDate
Tabled HR02-Feb-2010
Tabled Senate02-Feb-2010
Date of repeal 09 Aug 2013
Repealed by Treasury (Spent and Redundant Instruments) Repeal Regulation 2013

Australian Securities and Investments Commission
Corporations Act 2001 — Paragraphs 1020F(1)(a) and (c) —
Revocation and Variation


Enabling legislation

1.       The Australian Securities and Investments Commission makes this instrument under paragraphs 1020F(1)(a) and (c) of the Corporations Act 2001.


2.       This instrument is ASIC Class Order [CO 09/1063].


3.       This instrument commences on the later of:

(a)     the date it is registered under the Legislative Instruments Act 2003; and

(b)     the commencement of Schedule 3 to the Corporations Amendment (Short Selling) Act 2008.

Note:    An instrument is registered when it is recorded on the Federal Register of Legislative Instruments (FRLI) in electronic form: see Legislative Instruments Act 2003, s 4 (definition of register).  The FRLI may be accessed at http://www.frli.gov.au/.



4.       ASIC Class Order [CO 08/751] is revoked.




5.       ASIC Class Order [CO 08/764] is varied by omitting paragraphs 5 to 9 (including all headings and subheadings).






Dated this 8th day of December 2009





Signed by Stephen Yen PSM
as a delegate of the Australian Securities and Investments Commission