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ASIC Class Order [CO 98/104]

Authoritative Version
CO 98/104 Orders/ASIC Class Orders as amended, taking into account amendments up to ASIC Class Order [CO 99/837]
Administered by: Treasury
Registered 26 Jun 2006
Start Date 01 Jul 1999
End Date 01 Apr 2016
Date of repeal 01 Apr 2016
Repealed by ASIC Corporations (Amendment and Repeal) Instrument 2016/182

ASIC Class Order [CO 98/104]

Dual lodgment relief

This instrument has effect under subsections 111AT(1) and  341(1) of the Corporations Act 2001.

This compilation was prepared on 1 September 2005 taking into account amendments up to [CO 99/837].

Prepared by the Australian Securities and Investments Commission.


Australian Securities and Investments Commission
Corporations Law — Subsections  111AT(1) and  341(1) — Class Order and Revocation

Pursuant to subsection 341(1) of the Corporations Law, the Australian Securities and Investments Commission (“ASIC”) hereby exempts a listed disclosing entity (“the Entity”) from compliance with regulations  1.0.08 and  1.0.09 insofar as they require the Entity to lodge with ASIC Forms 388 and 1001/7051 together with the documents referred to in subsection 319(1) or section 320 (“the reports”), in relation to a financial year or half-year where:

(a)   the Entity gives to the Australian Stock Exchange Limited the reports for that financial year or half-year, being all of the reports required to be lodged with ASIC pursuant to ss. 319 and  320 within the times specified in those sections; and

(b)   no fee is payable under the  Corporations (Fees) Regulations in relation to the lodgment with ASIC of the reports.

This order does not apply in respect of the full year financial report of:

(c)   an undertaking for the purposes of Division 5 of Part 7.12 of the Law as continued in effect by section 1454; or

(d)   any other disclosing entity which is not a company or registered scheme.

Pursuant to subsections 111AT(1) and 341(1) of the Corporations Law the Australian Securities and Investments Commission hereby revokes Class Order Number 96/0222 dated 1 March 1996 with effect from:

(i)    in respect of entities which apply the relief provided by Class Order 98/0095 dated 10 July 1998, financial years ending after 7 July 1998; and

(ii)   in all other cases, financial years ending after 30 June 1998.


Notes to ASIC Class Order [CO 98/104]

Note 1

ASIC Class Order [CO 98/104] (in force under subsections 111AT(1) and  341(1) of the Corporations Act 2001) as shown in this compilation comprises that Class Order amended as indicated in the Tables below.

Table of Instruments

Instrument number

Date of making or FRLI registration

Date of commencement

Application, saving or transitional provisions

[CO 98/104]




[CO 99/90]




[CO 99/837]




Table of Amendments

ad. = added or inserted     am. = amended     rep. = repealed     rs. = repealed and substituted

Provision affected

How affected

First para

am. [CO 99/837]

First para (a)

rs. [CO 99/90]

First para (c) and (d)

ad. [CO 99/837]