Federal Register of Legislation - Australian Government

Primary content

ASIC Class Order [CO 04/192]

Authoritative Version
  • - F2006B01643
  • No longer in force
CO 04/192 Orders/ASIC Class Orders as made
This Class Order varies ASIC Class Order [CO 02/1022].
Administered by: Treasury
General Comments: This Class Order was published in the Australian Securities and Investments Commission Gazette on 16 March 2004.
Registered 14 Sep 2006
Gazetted 16 Mar 2004
Date of repeal 09 Aug 2013
Repealed by Treasury (Spent and Redundant Instruments) Repeal Regulation 2013

Australian Securities and Investments Commission
Corporations Act 2001 — Paragraphs 601QA(1)(a), 992B(1)(a) and 1020F(1)(a) — Variation


Under paragraphs 601QA(1)(a), 992B(1)(a) and 1020F(1)(a) of the Corporations Act 2001, the Australian Securities and Investments Commission varies Class Order [CO 02/1022] by:


1.         in the introductory words of the first paragraph, omitting “classes of persons described in Schedules A and B” and substituting “class of persons described in Schedule B”;


2.         omitting the heading “Futures brokers licensees and AFSL holders – Schemes subject to Chapter 6D” and the paragraph under that heading;


3.         omitting Schedule A; and


4.         in Schedule C omitting “Where, between 1 October 2002 and 11 March 2004, an ex-Associate Participant:” and substituting “Where an ex-Associate Participant who operated a Managed Discretionary Account on 10 March 2004, before the earlier of 11 December 2004 or when the ex-Associate Participant lodges with ASIC a notice for the purposes of subparagraph 1.6(c) of Class Order [CO 04/194]:”.




This instrument commences on 11 March 2004.



Dated this 11th day of March 2004.





Signed by Brendan Byrne
as a delegate of the Australian Securities and Investments Commission