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Corporations Amendment Regulations 2004 (No. 8)

Authoritative Version
  • - F2005B00034
  • No longer in force
SR 2004 No. 398 Regulations as made
These Regulations amend the Corporations Regulations 2001.
Administered by: Treasury
Made 16 Dec 2004
Registered 10 Jan 2005
Tabled HR 08 Feb 2005
Tabled Senate 08 Feb 2005
Gazetted 23 Dec 2004
Date of repeal 09 Aug 2013
Repealed by Treasury (Spent and Redundant Instruments) Repeal Regulation 2013

Corporations Amendment Regulations 2004 (No. 8)1

Statutory Rules 2004 No. 3982

I, PHILIP MICHAEL JEFFERY, Governor-General of the Commonwealth of Australia, acting with the advice of the Federal Executive Council, make the following Regulations under the Corporations Act 2001.

Dated 16 December 2004

P. M. JEFFERY

Governor-General

By His Excellency’s Command

CHRIS PEARCE


1              Name of Regulations

                These Regulations are the Corporations Amendment Regulations 2004 (No. 8).

2              Commencement

                These Regulations commence on the date of their notification in the Gazette.

3              Amendment of Corporations Regulations 2001

                Schedule 1 amends the Corporations Regulations 2001.


Schedule 1        Amendments

(regulation 3)

  

[1]           Subregulation 1.0.02 (1), after definition of ABN

insert

ACH means Australian Clearing House Pty Limited.

[2]           Subregulation 1.0.02 (1), definition of OCH

omit

[3]           Before paragraph 7.1.01 (a)

insert

              (aa)    Australia Pacific Exchange Limited;

[4]           Regulation 7.1.09

omit

For

insert

         (1)   For

[5]           Paragraph 7.1.09 (e)

omit

Act.

insert

Act;

[6]           After paragraph 7.1.09 (e)

insert

                (f)    each obligation arising from a contract to transfer a financial product mentioned in paragraph 764A (1) (k) of the Act;

                (g)    each obligation arising from a contract to transfer a right that includes an undertaking by a body to repay, as a debt, money deposited with or lent to the body;

                (h)    each obligation arising from the entry into a repurchase agreement.

[7]           Regulation 7.1.09

insert

         (2)   In this regulation, repurchase agreement means a repurchase transaction, in relation to a financial product, entered into pursuant to:

                (a)    The Bond Market Association and the International Securities Market Association Global Master Repurchase Agreement (known as the TBMA/ISMA Global Master Repurchase Agreement); or

               (b)    another commonly used master agreement for repurchase transactions.

[8]           Paragraph 7.4.01 (c)

substitute

                (c)    SFE Corporation Limited, in its capacity as the holding company of the following bodies corporate that have an Australian market licence or an Australian CS facility licence:

                          (i)    Austraclear Limited;

                         (ii)    SFE Clearing Corporation Pty Limited;

                         (iii)    Sydney Futures Exchange Limited;

[9]           Paragraph 7.4.01 (f)

omit

licence).

insert

licence);

[10]         After paragraph 7.4.01 (f)

insert

                (g)    Austraclear Limited (in its capacity as a body corporate that has an Australian CS facility licence).

[11]         Regulation 7.11.22

substitute

7.11.22   Details to be included in instrument of transfer

         (1)   For subsection 1071B (3) of the Act, for a transfer of unquoted securities, the State or Territory in this jurisdiction in which the company is taken to be registered is a prescribed detail.

         (2)   In this regulation:

unquoted securities means securities (within the meaning of subsection 1071A (1) of the Act) that are not admitted to quotation on any of the financial markets operated by the Australian Stock Exchange Limited, Bendigo Stock Exchange Limited or Stock Exchange of Newcastle Limited.

[12]         Schedule 3, item 6

omit

[13]         Schedule 4, item 1, column 2, paragraph (a)

omit

subsection 173 (2):

insert

subsection 173 (2) or subsection 672DA (7):

[14]         Schedule 4, item 3, column 2

omit

subsection 173 (3):

insert

subsection 173 (3) or subsection 672DA (8):

[15]         Further amendments

 

Provision

omit each mention of

insert

Paragraph 7.4.01 (f)

OCH

ACH

Subregulation 7.5.01 (1), definition of obligations, paragraph (b)

OCH,

ACH,

Subregulation 7.5.01 (1), definition of obligations, subparagraph (b) (ii)

OCH; or

ACH; or

Subregulation 7.5.01 (1), definition of obligations, sub-subparagraph (b) (iv) (B)

OCH

ACH

Subregulation 7.5.01 (1), definition of prescribed period, paragraph (a)

OCH

ACH

Subregulation 7.5.01 (1), definition of reportable transaction, subparagraph (b) (ii)

OCH

ACH

Paragraph 7.5.03 (3) (b)

OCH.

ACH.

Subregulation 7.5.04 (1)

OCH,

ACH,

Subparagraph 7.5.04 (1) (d) (vi)

OCH; or

ACH; or

Subparagraph 7.5.04 (1) (e) (vii)

OCH.

ACH.

Paragraphs 7.5.06 (3) (b) and 7.5.19 (3) (a)

OCH

ACH

Paragraphs 7.5.19 (3) (b) and (3A) (b)

OCH,

ACH,

Paragraphs 7.5.19 (3A) (b) and (4) (a)

OCH

ACH

Paragraphs 7.5.19 (4) (b) and (5) (b)

OCH,

ACH,

Paragraph 7.5.19 (5) (b)

OCH

ACH

Subparagraph 7.5.24 (1) (d) (i)

OCH

ACH

Subparagraph 7.5.24 (1) (d) (ii)

OCH,

ACH,

Subparagraphs 7.5.24 (1) (d) (ii) and (5) (b) (i)

OCH

ACH

Subparagraph 7.5.24 (5) (b) (ii)

OCH,

ACH,

Subregulation 7.5.24 (7)

OCH.

ACH.

Subparagraphs 7.5.25 (1) (d) (ii), 7.5.26 (1) (d) (ii) and 7.5.27 (1) (d) (ii)

OCH,

ACH,

Subparagraph 7.5.68 (a) (ii)

OCH; and

ACH; and

Paragraphs 7.5.81 (4) (aa) and (ab)

OCH

ACH

Subparagraph 7.5.81 (4) (d) (ii)

OCH:

ACH:

Sub-subparagraph 7.5.81 (4) (d) (ii) (A)

OCH;

ACH;

Subparagraph 7.5.81 (4) (d) (iii)

OCH:

ACH:

Sub-subparagraph 7.5.81 (4) (d) (iii) (D)

OCH;

ACH;

Paragraph 7.5.85 (b)

OCH.

ACH.

Notes

1.       These Regulations amend Statutory Rules 2001 No. 193, as amended by 2001 Nos. 208, 318 and 319 (rr 7.9.10 and 7.9.11 were disallowed by the Senate on 16 September 2002); 2002 Nos. 15, 16 (rr 7.9.10, 7.9.11 (1), 7.9.11 (1) (a), 7.9.11 (1) (b) and 7.9.11 (2) were disallowed by the Senate on 16 September 2002), 41, 53, 126, 145, 182, 265 and 282; 2003 Nos. 31, 48, 85, 126, 127, 194, 202, 282 (Sch 3, items [1] to [4], [6], [8] and [9] were disallowed by the Senate on 24 March 2004), 367, 368 and 369; 2004 Nos. 10, 25, 26, 36, 145, 149 and 208.

2.       Notified in the Commonwealth of Australia Gazette on 23 December 2004.