Federal Register of Legislation - Australian Government

Primary content

SR 1992 No. 68 Regulations as made
Principal Regulations
Administered by: Treasury
General Comments: This instrument was backcaptured in accordance with Section 36 of the Legislative Instruments Act 2003
Registered 01 Jan 2005
Tabling HistoryDate
Tabled HR30-Mar-1992
Tabled Senate30-Mar-1992
Gazetted 13 Mar 1992

 

 

 

 

 

 

 

 

Statutory  Rules  1992   No. 681

__________________

 

 

Insurance Acquisitions and Takeovers (Notices) Regulations

 

 

I, THE GOVERNOR-GENERAL of the Commonwealth of Australia, acting with the advice of the Federal Executive Council and under section 4 of the Acts Interpretation Act 1901, make the following Regulations under the Insurance Acquisitions and Takeovers Act 1991.

 

          Dated 11 March 1992.

 

                                                                                         BILL HAYDEN

                                                                                        Governor-General

          By His Excellency’s Command,

 

R. McMULLAN

Parliamentary Secretary to the Treasurer

for and on behalf of the

Treasurer

____________

 

Citation

                1.  These Regulations may be cited as the Insurance Acquisitions and Takeovers (Notices) Regulations.

 

Commencement

                2.  These Regulations commence on the date of commencement of the Insurance Acquisitions and Takeovers Act 1991.


 

Interpretation

                3.  In these Regulations, “the Act” means the Insurance Acquisitions and Takeovers Act 1991.

 

 

Notices—prescribed forms

                4.  (1)  For the purposes of paragraph 24 (b) of the Act, the prescribed form of notice is:

               (a)  in the case of a notice by a person of the person’s intention to enter into the agreement mentioned in that paragraph—Form 1 in the Schedule; and

               (b)  in the case of a notice by a company of the company’s intention to issue the shares mentioned in that paragraph—Form 2 in the Schedule.

 

               (2)  For the purposes of paragraph 38 (b) of the Act, the prescribed form of notice is Form 3 in the Schedule.

 

               (3)  For the purposes of paragraph 52 (b) of the Act, the prescribed form of notice is Form 4 in the Schedule.

 

               (4)  For the purposes of paragraph 52 (c) of the Act, the prescribed form of notice is Form 5 in the Schedule.

 

 

Supporting documents

                5.  (1)  Unless the Minister otherwise directs, a person giving a notice mentioned in regulation 4 that relates to an agreement or arrangement must attach to the notice all documents and other papers in the person’s possession or control relating to the agreement or arrangement.

 

               (2)  If, under an agreement or arrangement mentioned in subregulation (1), the person proposes to acquire an asset, interest, right or benefit of a company, the person must attach to the notice that relates to the agreement a copy of the balance sheet and a copy of the profit and loss account of the company for each period for which a profit and loss account of the company has been laid before the company in general meeting during the preceding 2 years.

 

               (3)  If the person mentioned in subregulation (1) is a company, the company must attach to the notice that relates to the agreement a copy of the balance sheet and a copy of the profit and loss account of the company for each period for which a profit and loss account of the company has been laid before it in general meeting during the preceding 2 years.

 

               (4)  If the person mentioned in subregulation (1) gives the notice as a trustee, or on behalf of trustees, the person must attach a copy of the relevant trust deed (including any amendments to the trust deed).

 

 

Constituent document

                6.  Unless the Minister otherwise directs, an Australian-registered insurance company giving a notice under paragraph 52 (c) of the Act stating that it proposes to alter a constituent document of the company must attach to the notice a copy of the constituent document and copies of all papers in the company’s possession or control relating to the proposed alteration of the constituent document.

 

 

________________

 

SCHEDULE

 

                                                                          FORM 1                                         Paragraph 4 (1) (a)

 

Insurance Acquisitions and Takeovers Act 1991

 

NOTICE UNDER PARAGRAPH 24 (b) OF THE ACT OF A PERSON’S INTENTION TO ENTER INTO AN AGREEMENT TO ACQUIRE SHARES MENTIONED IN THAT PARAGRAPH

 

General Directions

         1.   The person giving this Notice must attach to the Notice the documents required under regulation 5 of the Insurance Acquisitions and Takeovers (Notices) Regulations to be attached to this Notice.

         2.   If, in relation to any matter, the space provided in the Notice is insufficient to insert the required particulars, show the particulars in a separate attachment to this Notice.

____________________

 

To the Minister,

I give notice under paragraph 24 (b) of the Insurance Acquisitions and Takeovers Act 1991 that I

(the person mentioned in Part 1 of this Notice) propose to enter into an agreement with ....

............................................................................................................................................................... ,

(the person mentioned in Part 2 of this Notice) to acquire shares in........................................ ,

............................................................................................................................................................... ,

(the company referred to in Part 3 of this Notice).

Particulars of the relevant shares are set out in Part 4 of this Notice.

 

PART 1

PARTICULARS OF PERSON GIVING NOTICE

 

Directions for Part 1

1.         Division 1 of this Part is to be completed if the person giving notice is not a company.

2.         Division 2 of this Part is to be completed if the person giving notice is a    company.

 

Division 1

PARTICULARS OF PERSON OTHER THAN A COMPANY

____________________________________________________________________

 

Full name ............................................................................................................................................

Country where ordinarily resident ..................................................................................................

Address in that country ....................................................................................................................

Address in Australia for service........................................................................................................

State or Territory ............................................................................. Postcode ................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

____________________________________________________________________

 

Particulars of Australian agent (if any):

Full name ............................................................................................................................................

Address ................................................................................................................................................

State or Territory ............................................................................. Postcode ................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

____________________________________________________________________

 

If the notice is given by a trustee or on behalf of trustees:

Particulars of trust:

Name of trust .....................................................................................................................................

Name of trustee .................................................................................................................................

Names of beneficiaries......................................................................................................................

(Please attach a copy of trust deed to this Notice.)

 

____________________________________________________________________


 

Division 2

PARTICULARS OF COMPANY

 

Name of company ............................................................................................................................

State, Territory or country where incorporated ............................................................................

Address of head office in that State, Territory or country .........................................................

Address of registered office in that State, Territory or country .................................................

Address in Australia for service ......................................................................................................

State or Territory ............................................................................. Postcode ................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

____________________________________________________________________

 

Names and shareholdings of person (s) holding a substantial shareholding in the company giving notice:

 

 

Shareholder’s

full name

 

Shareholder’s

ordinary

address

 

Class of

shares held

 

Number of votes attaching to a share of that

class

 

 

Total number of  shares of that class on issue

 

Total number of  shares of that class held

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

____________________________________________________________________

 

Particulars of company’s *agent/ *principal officer in Australia:

Full name ............................................................................................................................................

Title of *agent/ *principal officer....................................................................................................

Address ................................................................................................................................................

State or Territory ............................................................................ Postcode .................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

*    (Delete whichever is inapplicable.)

____________________________________________________________________

 

If the notice is given by a trustee or on behalf of trustees:

Particulars of trust:

Name of trust .....................................................................................................................................

Name of trustee .................................................................................................................................

Names of beneficiaries......................................................................................................................

(Please attach a copy of trust deed to this Notice.)

____________________________________________________________________

 

 

PART 2

PARTICULARS OF PERSON WITH WHOM AGREEMENT ENTERED

 

Directions for Part 1

1.         Division 1 of this Part is to be completed if the person with whom the agreement is entered is not a company.

2.         Division 2 of this Part is to be completed if the person with whom the agreement is entered is a company.

 

Division 1

PARTICULARS OF PERSON OTHER THAN A COMPANY

 

____________________________________________________________________

 

Full name ............................................................................................................................................

Country where ordinarily resident ..................................................................................................

Address in that country ....................................................................................................................

Address in Australia for service........................................................................................................

State or Territory ............................................................................. Postcode ................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

____________________________________________________________________

 

Particulars of Australian agent (if any):

Full name ............................................................................................................................................

Address ................................................................................................................................................

State or Territory ...............................................................................................................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

____________________________________________________________________

 

 

Division 2

PARTICULARS OF COMPANY

Name of company ............................................................................................................................

State, Territory or country where incorporated ............................................................................

Address of head office in that State, Territory or country .........................................................

Address of registered office in that State, Territory or country .................................................

Address in Australia for service ......................................................................................................

State or Territory ............................................................................. Postcode ................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

 

____________________________________________________________________


 

Names and shareholdings of person (s) holding a substantial shareholding in the company :

 

 

Shareholder’s

full name

 

Shareholder’s

ordinary

address

 

Class of

shares held

 

Number of votes attaching to a share of that

class

 

 

Total number of  shares of that class on issue

 

Total number of  shares of that class held

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

____________________________________________________________________

 

Particulars of company’s *agent/ *principal officer in Australia:

Full name ............................................................................................................................................

Title of *agent/ *principal officer....................................................................................................

Address ................................................................................................................................................

State or Territory ............................................................................ Postcode .................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

*    (Delete whichever is inapplicable.)

____________________________________________________________________

 

 

PART 3

PARTICULARS OF COMPANY IN WHICH IT IS PROPOSED TO ACQUIRE SHARES

 

Directions for Part 3

This Part is to be completed in relation to the company in which the person giving notice proposes to acquire shares.

 

COMPANY

Name of company ............................................................................................................................

State, Territory or country where incorporated ............................................................................

Address of head office in that State, Territory or country .........................................................

Address of registered office in that State, Territory or country .................................................

Address in Australia for service ......................................................................................................

State or Territory ............................................................................. Postcode ................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

____________________________________________________________________

 

Names and shareholdings of person (s) holding a substantial shareholding in the company:

 

 

Shareholder’s

full name

 

Shareholder’s

ordinary

address

 

Class of

shares held

 

Number of votes attaching to a share of that

class

 

 

Total number of  shares of that class on issue

 

Total number of  shares of that class on issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

____________________________________________________________________

 

Particulars of company’s *agent/ *principal officer in Australia:

Full name ............................................................................................................................................

Title of *agent/ *principal officer....................................................................................................

Address ................................................................................................................................................

State or Territory ............................................................................ Postcode .................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

 

*    (Delete whichever is inapplicable.)

____________________________________________________________________

 

PART 4

PARTICULARS OF SHARES

 

Directions for Part 4

The Table in this Part is to be completed in relation to the proposed acquisition of shares in the company mentioned in Part 3.

 


 

TABLE

PARTICULARS OF SHARES

PROPOSED TO BE ACQUIRED

 

Class of

shares

 

Number of votes attaching to shares of that class and that number as a percentage of the total number of votes attaching to all classes of shares on issue from the company

 

 

Number of shares of that class already held by the person and that number as a percentage of the total number of shares on issue from the company

 

Total number of shares of that class on issue from the company

 

 

Number of previously issued shares of that class proposed to be acquired and that number as a percentage of the total number of shares on issue from the company

 

Number of shares proposed to be acquired from a proposed new issue of shares of that class and that number as a percentage of the total number of shares that there will be after the proposed new issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

The particulars specified in this Notice are true and correct to the best of my knowledge, information and belief.

Signed by or on behalf of the person giving this notice by:........................................................

Full name ............................................................................................................................................

Date.......................................................................................................................................................

 


 

 

                                                        FORM 2                             Paragraph 4 (1) (b)

 

Insurance Acquisitions and Takeovers Act 1991

 

NOTICE UNDER PARAGRAPH 24 (b) OF THE ACT OF AN INTENTION TO ISSUE THE SHARES MENTIONED IN THAT PARAGRAPH

 

General Directions

         1.   The person giving this Notice must attach to the Notice the documents required under regulation 5 of the Insurance Acquisitions and Takeovers (Notices) Regulations to be attached to this Notice.

         2.   If, in relation to any matter, the space provided in the Notice is insufficient to insert the required particulars, show the particulars in a separate attachment to this Notice.

 

___________________

 

To the Minister,

I give notice under paragraph 24 (b) of the Insurance Acquisitions and Takeovers Act 1991 that  

 (the company mentioned in Part 1 of this Notice) proposes to issue shares to..................... ,

............................................................................................................................................................... ,

(the person mentioned in Part 2 of this Notice).

 

Particulars of the shares that the company proposes to issue are set out in Part 3 of this Notice.

 

PART 1

PARTICULARS OF PERSON GIVING NOTICE

 

Directions for Part 1

The company should complete this Part in relation to itself.

 

PARTICULARS OF THE COMPANY

 

Name of company ............................................................................................................................

State, Territory or country where incorporated ............................................................................

Address of head office in that State, Territory or country .........................................................

Address of registered office in that State, Territory or country .................................................

Address in Australia for service ......................................................................................................

State or Territory ............................................................................. Postcode ................................

Telephone No ...................................................................................(Specify STD Code)...............

Facsimile No ...................................................................................(Specify STD Code).................

____________________________________________________________________


 

Names and shareholdings of person (s) holding a substantial shareholding in the company giving notice:

 

 

Shareholder’s

full name

 

Shareholder’s

ordinary

address

 

Class of

shares held

 

Number of votes attaching to a share of that

class

 

 

Total number of  shares of that class on issue

 

Total number of  shares of that class on issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

____________________________________________________________________

 

Particulars of company’s *agent/ *principal officer in Australia:

Full name ............................................................................................................................................

Title of *agent/ *principal officer....................................................................................................

Address ................................................................................................................................................

State or Territory ............................................................................ Postcode .................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

*    (Delete whichever is inapplicable.)

________________________________________________________________________

 

PART 2

PARTICULARS OF PERSON TO WHOM SHARES ARE TO BE ISSUED

 

Directions for Part 2

1.      Division 1 of this Part is to be completed if the person to whom shares are to be issued is a not a company.

2.      Division 2 of this Part is to be completed if the person to whom shares are to be issued is a company.

 

Division 1

PARTICULARS OF A PERSON OTHER THAN A COMPANY

 

____________________________________________________________________

 

Full name ............................................................................................................................................

Country where ordinarily resident....................................................................................................

Address in that country ....................................................................................................................

Address in Australia for service ......................................................................................................

State or Territory ...................................................................... Postcode .......................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

____________________________________________________________________

 

Particulars of Australian agent (if any):

Full name ............................................................................................................................................

Address ................................................................................................................................................

State or Territory ...............................................................................................................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

 

____________________________________________________________________

 

 

Division 2

PARTICULARS OF COMPANY

 

Name of company ............................................................................................................................

State, Territory or country where incorporated ............................................................................

Address of head office in that State, Territory or country .........................................................

Address of registered office in that State, Territory or country .................................................

Address in Australia for service ......................................................................................................

State or Territory ............................................................................. Postcode ................................

Telephone No .................................................................................................. (Specify STD Code)

Facsimile No .................................................................................................... (Specify STD Code)

____________________________________________________________________

 

Names and shareholdings of person (s) holding a substantial shareholding in the company :

 

 

Shareholder’s

full name

 

Shareholder’s

ordinary

address

 

Class of

shares held

 

Number of votes attaching to a share of that

class

 

 

Total number of  shares of that class on issue

 

Total number of  shares of that class held

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

____________________________________________________________________

 

Particulars of company’s *agent/ *principal officer in Australia:

Full name ............................................................................................................................................

Title of *agent/ *principal officer....................................................................................................

Address ................................................................................................................................................

State or Territory ............................................................................ Postcode .................................

Telephone No ................................................................................ (Specify STD Code) ...............

Telephone No ................................................................................ (Specify STD Code) ...............

*    (Delete whichever is inapplicable.)

________________________________________________________________________

 

 

PART 3

PARTICULARS OF SHARES

 

Directions for Part 3

The company should complete the table in relation to the shares it proposes to issue to the person mentioned in Part 2.

 

TABLE

PARTICULARS OF SHARES PROPOSED

 TO BE ISSUED

 

 

Class of

shares

 

Number of votes attaching to shares of that class and that number as a percentage of the total number of votes attaching to all classes of shares on issue from the company

 

 

Number of shares of that class already held by the person and that number as a percentage of the total number of shares on issue from the company

 

Total number of shares of that class on issue from the company

 

 

Number of previously issued shares of that class proposed to be issued and that number as a percentage of the total number of shares on issue from the company

 

Number of shares proposed to be issued from a proposed new issue of shares of that class and that number as a percentage of the total number of shares that there will be after the proposed new issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

The particulars specified in this Notice are true and correct to the best of my knowledge, information and belief.

Signed by or on behalf of the person giving this notice by:........................................................

Full name ............................................................................................................................................

Date.......................................................................................................................................................

 

 

                                                                          FORM 3                                      Subregulation 4 (2)

 

Insurance Acquisitions and Takeovers Act 1991

 

NOTICE UNDER PARAGRAPH 38 (b) OF THE ACT OF INTENTION TO ACQUIRE THE ASSETS, INTERESTS, RIGHTS OR BENEFITS, OR TO ENTER THE ARRANGEMENT MENTIONED IN THAT PARAGRAPH

 

General Directions

         1.   The person giving this Notice must attach to the Notice the documents required under regulation 5 of the Insurance Acquisitions and Takeovers (Notices) Regulations to be attached to this Notice.

         2.   If, in relation to any matter, the space provided in the Notice is insufficient to insert the required particulars, show the particulars in a separate attachment to this Notice.

____________________

 

To the Minister,

I give notice under paragraph 38 (b) of the Insurance Acquisitions and Takeovers Act 1991 that I

the person mentioned in Part 1 of this Notice:

                       *   propose to enter into a transaction with................................................  (the  person mentioned in Division 1 of Part 2 of this Notice) to acquire assets of an Australian-registered insurance company...................................................................................................(the company mentioned in Division 2 of Part 2 of this Notice); or

                       *   propose to enter into an arrangement with .................................................................. (the company mentioned in Division 1 of Part 2 of this Notice) in relation to the leasing or letting on hire of, or the granting of other rights to use, assets of an Australian-registered insurance company, namely ..................................................................................(the company mentioned in Division 2 of Part 2 of this notice; or

                       *   propose to acquire any or all of the interests, rights or benefits of an Australian-registered insurance company ......................................(the company mentioned in Division 2 of Part 2 of this notice) under one or more contracts of insurance where the company is the insurer.

*   (Delete whichever is inapplicable.)

 

Particulars of the relevant assets, interests, rights, benefits, contract or arrangement (if any) are set out in Part 3 of this Notice.

 

 

PART 1

 

PARTICULARS OF PERSON GIVING NOTICE

 

Directions for Part 1

1.      Division 1 of this Part is to be completed if the person giving notice is not a company.

2.      Division 2 of this Part is to be completed if the person giving notice is a company.

 

Division 1

 

PARTICULARS OF A PERSON OTHER THAN A COMPANY

____________________________________________________________________

 

Full name..............................................................................................................................................

Country where ordinarily resident....................................................................................................

Address in that country......................................................................................................................

Address in Australia for service........................................................................................................

State or Territory..............................................................................Postcode...................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

____________________________________________________________________

 

Particulars of Australian agent (if any):

Full name..............................................................................................................................................

Address.................................................................................................................................................

State or Territory...................................................................................Postcode..............................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

____________________________________________________________________

If the notice is given by a trustee or on behalf of trustees:

Particulars of trust:

Name of trust .....................................................................................................................................

Name of trustee .................................................................................................................................

Names of beneficiaries......................................................................................................................

(Please attach a copy of trust deed to this Notice.)

 

 

Division 2

 

PARTICULARS OF COMPANY

 

Name of company ............................................................................................................................

State, Territory or country where incorporated ............................................................................

Address of head office in that State, Territory or country .........................................................

Address of registered office in that State, Territory or country .................................................

Address in Australia for service ......................................................................................................

State or Territory ............................................................................. Postcode ................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

________________________________________________________________________

 

Names and shareholdings of person (s) holding a substantial shareholding in the company giving notice:

 

 

Shareholder’s

full name

 

Shareholder’s

ordinary

address

 

Class of

shares held

 

Number of votes attaching to a share of that

class

 

Total number of  shares of that class on issue

 

Total number of  shares of that class held

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

____________________________________________________________________

 

Particulars of company’s *agent/ *principal officer in Australia:

Full name ............................................................................................................................................

Title of *agent/ *principal officer....................................................................................................

Address ................................................................................................................................................

State or Territory ............................................................................ Postcode .................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

*    (Delete whichever is inapplicable.)

________________________________________________________________________

If the notice is given by trustees or on behalf of trustees:

Particulars of trust:

Name of trust .....................................................................................................................................

Name of trustee .................................................................................................................................

Names of beneficiaries......................................................................................................................

(Please attach a copy of trust deed to this Notice.)

 

PART 2

 

PARTICULARS OF PERSONS OTHER THAN

PERSON GIVING NOTICE

 

Directions for Part 2

1.      If the person giving notice states that the person proposes to enter a transaction to acquire assets of an Australian-registered insurance company, Division 1 should be completed in relation to the person with whom the agreement is made.  Division 2 should be completed in relation to the Australian-registered insurance company.  If the proposed transaction is to be entered with the Australian-registered insurance company the person giving notice may insert “as above” in Division 2.

 

2.      If the person giving notice states that the person proposes to enter into an arrangement with a person in relation to the leasing or letting on hire of, or the granting of other rights to use, assets of an Australian-registered company, Division 1 should be completed in relation to the person with whom the arrangement is made.  Division 2 should be completed in relation to the Australian-registered insurance company.  If the proposed arrangement is to be entered with the Australian-registered insurance company the person giving notice may insert “as above” in Division 2.

 

3.      If the person giving notice states that the person proposes to acquire any or all of the interests, rights or benefits of an Australian-registered insurance company under one, or more contracts of insurance where the company is the insurer, Division 2 should be completed in relation to the company.

________________

 

Division 1

 

PARTICULARS OF PERSON WITH WHOM

 ARRANGEMENT/TRANSACTION MADE

 

PARTICULARS OF A PERSON OTHER THAN A COMPANY

 

Full name..............................................................................................................................................

Country where ordinarily resident....................................................................................................

Address in that country......................................................................................................................

Address in Australia for service........................................................................................................

State or Territory..............................................................................Postcode...................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

____________________________________________________________________

 

Particulars of Australian agent (if any):

Full name..............................................................................................................................................

Address.................................................................................................................................................

State or Territory...................................................................................Postcode..............................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

____________________________________________________________________

 

 

PARTICULARS OF COMPANY

 

Name of company ............................................................................................................................

State, Territory or country where incorporated ............................................................................

Address of head office in that State, Territory or country .........................................................

Address of registered office in that State, Territory or country .................................................

Address in Australia for service ......................................................................................................

State or Territory ............................................................................. Postcode ................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

 

Names and shareholdings of person (s) holding a substantial shareholding in the company :

 

 

Shareholder’s

full name

 

Shareholder’s

ordinary

address

 

Class of

shares held

 

Number of votes attaching to a share of that

class

 

Total number of  shares of that class on issue

 

Total number of  shares of that class held

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

____________________________________________________________________

 

Particulars of company’s *agent/ *principal officer in Australia:

Full name ............................................................................................................................................

Title of *agent/ *principal officer....................................................................................................

Address ................................................................................................................................................

State or Territory ............................................................................ Postcode .................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

*    (Delete whichever is inapplicable.)

________________________________________________________________________

 

Division 2

 

PARTICULARS OF AUSTRALIAN-REGISTERED INSURANCE COMPANY

Name of company.............................................................................................................................

State, Territory or country where incorporated.............................................................................

Address of registered or head office in that State, Territory or country....................................

Address of head office in that State, Territory or country..........................................................

Address in Australia for service........................................................................................................

State or Territory...............................................................................Postcode..................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

 

 


 

PART 3

 

PARTICULARS OF ASSETS, INTERESTS, RIGHTS, BENEFITS, CONTRACTS OR ARRANGEMENT

 

Directions for Part 3:

1.      If the person giving notice states that the person proposes to acquire assets of an Australian-registered insurance company, Division 1 of Part 3 should be completed.

 

2.      If the person giving notice states that the person proposes to enter into an arrangement in relation to the leasing or letting on hire of, or the granting of other rights to use, assets of an Australian-registered insurance company, Division 2 of Part 3 should be completed.

 

3.      If the person giving notice proposes to acquire any or all of the interests, rights or benefits of an Australian-registered insurance company under one or more contracts of insurance where the company is the insurer, Division 3 of Part 3 should be completed.

 

 

Division 1

 

PARTICULARS OF THE TRANSACTION UNDER WHICH THE PERSON GIVING NOTICE PROPOSES TO ACQUIRE ASSETS OF THE AUSTRALIAN-REGISTERED INSURANCE COMPANY

____________________________________________________________________

 

Particulars of proposed transaction.................................................................................................

 

Description and value of assets to which the proposed transaction relates.............................

____________________________________________________________________

 

 

Division 2

 

PARTICULARS OF ARRANGEMENT THAT PERSON GIVING NOTICE PROPOSES TO ENTER

____________________________________________________________________

Particulars of proposed arrangement..............................................................................................               

 

Description and value of assets to which the proposed arrangement relates..........................

____________________________________________________________________

 


 

Division 3

 

PARTICULARS OF CONTRACT OR CONTRACTS OF INSURANCE WHERE THE AUSTRALIAN-REGISTERED INSURANCE COMPANY IS THE INSURER

 

Particulars of proposed contract/s:..................................................................................................

Description and value of interests, rights or benefits of the Australian-registered insurance company under the relevant contract of insurance..............................................................................................................................................

................................................................................................................................................................

____________________________________________________________________

 

The particulars specified in this Notice are true and correct to the best of my knowledge, information and belief.

Signed by or on behalf of the person giving this notice by:........................................................

Full name ............................................................................................................................................

Date.......................................................................................................................................................

 

 

 

                                                                          FORM 4                                      Subregulation 4 (3)

 

Insurance Acquisitions and Takeovers Act 1991

 

NOTICE UNDER PARAGRAPH 52 (b) OF THE ACT OF A PERSON’S INTENTION TO ENTER INTO AN AGREEMENT MENTIONED IN THAT PARAGRAPH

 

General Directions

         1.   The person giving this Notice must attach to the Notice the documents required under regulation 5 of the Insurance Acquisitions and Takeovers (Notices) Regulations to be attached to this Notice.

         2.   If, in relation to any matter, the space provided in the Notice is insufficient to insert the required particulars, show the particulars in a separate attachment to this Notice.

____________________

 

To the Minister,

I give notice under paragraph 52 (b) of the Insurance Acquisitions and Takeovers Act 1991 that I

(the person mentioned in Part 1 of this Notice) propose to enter into an agreement with.....

................................................................................................................................................................

(the person mentioned in Part 2 of this Notice) in relation to an Australian-registered insurance company    

(the company mentioned in Part 3 of this notice).

 

Particulars of the agreement are set out in Part 4 of this Notice.

 

 

_____________________

 

 

PART 1

 

PARTICULARS OF PERSON GIVING NOTICE

 

Directions for Part 1

1.      Division 1 of this Part is to be completed if the person giving notice is not a company.

2.      Division 2 of this Part is to be completed if the person giving notice is a company.

 

Division 1

 

PARTICULARS OF PERSON OTHER THAN COMPANY

____________________________________________________________________

 

Full name..............................................................................................................................................

Country where ordinarily resident....................................................................................................

Address in that country......................................................................................................................

Address in Australia for service ......................................................................................................

State or Territory..............................................................................Postcode...................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

____________________________________________________________________

 

Particulars of Australian agent (if any):

Full name..............................................................................................................................................

Address.................................................................................................................................................

State or Territory...................................................................................Postcode..............................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

____________________________________________________________________

If the notice is given by trustees or on behalf of trustees:

Particulars of trust:

Name of trust .....................................................................................................................................

Name of trustee .................................................................................................................................

Names of beneficiaries......................................................................................................................

(Please attach a copy of trust deed to this Notice.)

 

 

Division 2

 

PARTICULARS OF COMPANY GIVING NOTICE

 

Name of company ............................................................................................................................

State, Territory or country where incorporated ............................................................................

Address of head office in that State, Territory or country .........................................................

Address of registered office in that State, Territory or country .................................................

Address in Australia for service ......................................................................................................

State or Territory ............................................................................. Postcode ................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

____________________________________________________________________

 

Names and shareholdings of person (s) holding a substantial shareholding in the company:

 

 

Shareholder’s

full name

 

Shareholder’s

ordinary

address

 

Class of

shares held

 

Number of votes attaching to a share of that

class

 

Total number of  shares of that class on issue

 

Total number of  shares of that class held

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

____________________________________________________________________

 

Particulars of company’s *agent/ *principal officer in Australia:

Full name ............................................................................................................................................

Title of *agent/ *principal officer....................................................................................................

Address ................................................................................................................................................

State or Territory ............................................................................ Postcode .................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

*    (Delete whichever is inapplicable.)

________________________________________________________________________

If the notice is given by trustees or on behalf of trustees:

Particulars of trust:

Name of trust .....................................................................................................................................

Name of trustee .................................................................................................................................

Names of beneficiaries......................................................................................................................

(Please attach a copy of trust deed to this Notice.)

 

____________________________________________________________________

 

 

PART 2

 

PARTICULARS OF PERSON WITH WHOM AGREEMENT ENTERED

 

Directions for Part 2

1.      Division 1 of this Part is to be completed if the person with whom the agreement is entered is not a company.

2.      Division 2 of this Part is to be completed if the person with whom the agreement is entered is a company.

 

Division 1

 

PARTICULARS OF PERSON OTHER THAN A COMPANY

____________________________________________________________________

 

Full name..............................................................................................................................................

Country where ordinarily resident....................................................................................................

Address in that country......................................................................................................................

Address in Australia for service ......................................................................................................

State or Territory..............................................................................Postcode...................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

____________________________________________________________________

 

Particulars of Australian agent (if any):

Full name..............................................................................................................................................

Address.................................................................................................................................................

State or Territory...................................................................................Postcode..............................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

____________________________________________________________________

 

 

Division 2

 

PARTICULARS OF COMPANY

 

Name of company ............................................................................................................................

State, Territory or country where incorporated ............................................................................

Address of head office in that State, Territory or country .........................................................

Address of registered office in that State, Territory or country .................................................

Address in Australia for service ......................................................................................................

State or Territory ............................................................................. Postcode ................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

____________________________________________________________________


 

Names and shareholdings of person (s) holding a substantial shareholding in the company:

 

 

Shareholder’s

full name

 

Shareholder’s

ordinary

address

 

Class of

shares held

 

Number of votes attaching to a share of that

class

 

Total number of  shares of that class on issue

 

Total number of  shares of that class held

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

____________________________________________________________________

 

 

Particulars of company’s *agent/ *principal officer in Australia:

Full name ............................................................................................................................................

Title of *agent/ *principal officer....................................................................................................

Address ................................................................................................................................................

State or Territory ............................................................................ Postcode .................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

*    (Delete whichever is inapplicable.)

 

 

PART 3

PARTICULARS OF AUSTRALIAN REGISTERED-INSURANCE COMPANY

 

Name of company.............................................................................................................................

Place of incorporation........................................................................................................................

Address of head office in that State, Territory or country .........................................................

Address of registered office in that State, Territory or country .................................................

Address in Australia for service........................................................................................................

State or Territory...............................................................................Postcode..................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)


 

PART 4

PARTICULARS OF AGREEMENT

 

____________________________________________________________________

 

Particulars of proposed agreement:

 

____________________________________________________________________

 

 

The particulars specified in this Notice are true and correct to the best of my knowledge, information and belief.

Signed by or on behalf of the person giving this notice................................................................

Full name..............................................................................................................................................

Date.......................................................................................................................................................

 

 

 

                                                                          FORM 5                                      Subregulation 4 (4)

 

Insurance Acquisitions and Takeovers Act 1991

 

NOTICE UNDER PARAGRAPH 52 (c) OF THE ACT

PROPOSAL MENTIONED IN THAT PARAGRAPH TO ALTER A CONSTITUENT DOCUMENT OF A COMPANY

 

General Directions

         1.   The person giving this Notice must attach to the Notice the documents required under regulation 5 of the Insurance Acquisitions and Takeovers (Notices) Regulations to be attached to this Notice.

         2.   If, in relation to any matter, the space provided in the Notice is insufficient to insert the required particulars, show the particulars in a separate attachment to this Notice.

____________________

 

To the Minister,

I give notice under paragraph 52 (c) of the Insurance Acquisitions and Takeovers Act 1991 that it is proposed to alter a constituent document of........................................................................................................................................

(the company mentioned in Part 1 of this Notice).

Particulars of the constituent document are set out in Part 2 of this Notice

 


 

PART 1

 

PARTICULARS OF COMPANY GIVING NOTICE

 

Directions for Part 1

This part is to be completed in relation to the Australian-registered insurance company of which it is proposed to alter a constituent document.

________________________

 

 

PARTICULARS OF AUSTRALIAN-REGISTERED INSURANCE COMPANY GIVING NOTICE

 

Name of company.............................................................................................................................

Place of incorporation........................................................................................................................

Address of head office.......................................................................................................................

Address in Australia of registered office .......................................................................................

Address in Australia for service ......................................................................................................

State or Territory...............................................................................Postcode..................................

Telephone No................................................................................................... (Specify STD Code)

Facsimile No..................................................................................................... (Specify STD Code)

____________________________________________________________________

 

 

PART 2

PARTICULARS OF CONSTITUENT DOCUMENT

 

Directions for Part 2

This Part is to be completed in relation to the constituent document proposed to be altered.

________________________

 

PARTICULARS OF THE PROPOSED ALTERATION OF THE CONSTITUENT DOCUMENT

____________________________________________________________________

Description of document to be altered............................................................................................

____________________________________________________________________

Particulars of alterations:

 

 

 

 

 

____________________________________________________________________

Relevant text prior alteration

Relevant text after alteration

 

 

____________________________________________________________________

 

 

 

The particulars specified in this Notice are true and correct to the best of my knowledge, information and belief.

Signed by or on behalf of the person giving this notice:..............................................................

Full name..............................................................................................................................................

Date.......................................................................................................................................................

 

 

____________________________________________________________

NOTE

 

1.      Notified in the Commonwealth of Australia Gazette on 13 March 1992.