COMMONWEALTH OF AUSTRALIA
Approval under Section 14(1)
I, MATHIAS CORMANN, Acting Assistant Treasurer, being satisfied that it is in the national interest, under subsection 14(1) of the Financial Sector (Shareholdings) Act 1998, approve UBS Group AG and each company specified in the Schedule, to hold a stake of up to 100 per cent in UBS AG.
The approval comes into force on the date that UBS Group AG acquires 100 per cent of the shares in UBS AG and remains in force indefinitely.
Dated: 17 October 2014
MATHIAS CORMANN
Acting Assistant Treasurer
Entity
ABN
Brispot Nominees Pty Ltd
51 009 839 070
Chesspot Nominees Pty Ltd
20 000 915 506
Melnew Nominees Pty Ltd
97 004 910 383
Prime Security Holdings Pty Ltd
80 071 877 980
UBS AG
47 088 129 613
UBS Australia Foundation Pty Ltd
49 117 649 251
UBS Australia Holdings Pty Ltd
75 003 059 498
UBS Cash Management Australia Ltd
80 005 926 063
UBS Funds Australia Ltd
20 149 524 694
UBS Global Asset Management (Australia) Investors Ltd
23 003 731 959
UBS Global Asset Management (Australia) Ltd
31 003 146 290
UBS Grocon Real Estate Holdings Pty Ltd
64 167 596 429
UBS Grocon Real Estate Investment Management Pty Ltd
58 167 604 864
UBS Grocon Real Estate Nominees Pty Ltd
31 601 567 097
UBS Holdings Pty Ltd
50 050 101 249
UBS Investments Australia Pty Ltd
79 002 585 677
UBS Nominees Pty Ltd
32 001 450 522
UBS Securities Australia Ltd
62 008 586 481
UBS Wealth Management Australia Ltd
50 005 311 937
UBS Wealth Management Australia Nominees Pty Ltd
95 004 910 374
Warbont Nominees Pty Ltd
19 003 943 799