Banking (Statistics) Amendment Regulations 1999 (No. 1)
Statutory Rules 1999 No. 142
I, WILLIAM PATRICK DEANE, Governor-General of the Commonwealth of Australia, acting with the advice of the Federal Executive Council, make the following regulations under the Banking Act 1959.
Dated 29 June 1999.
WILLIAM DEANE
Governor-General
By His Excellency’s Command,
JOE HOCKEY
Minister for Financial Services and Regulation
Schedule 1 Amendments
(regulation 3)
[1] Regulation 1
substitute
1 Name of regulations
These regulations are the Banking (Statistics) Regulations 1989.
[2] Regulation 2, after definition of Act
insert
transferring institution means a body that is taken, under subitem 7 (3) of Schedule 8 to the Financial Sector Reform (Amendments and Transitional Provisions) Act (No. 1) 1999, to have been given an authority under subsection 9 (3) of the Banking Act 1959 to carry on banking business.
[3] After regulation 6
insert
6A Transferring institutions — monthly financial statements
(1) This regulation applies to a transferring institution with assets of a value greater than $50,000,000 at any time in a month, including:
(a) the month in which this regulation commences; and
(b) the month immediately before this regulation commences.
(2) For the purposes of paragraph 51 (1) (a) of the Act, the institution must prepare, and give to APRA, a financial statement for the month, in accordance with the form in Schedule 4.
(3) The statement:
(a) is to be prepared as at the close of business on the last day of the month; and
(b) is to be given to APRA no later than 14 days after that day.
[4] Subregulation 7 (1)
omit
regulation 4, 5 or 6
insert
regulation 4, 5, 6 or 6A
[5] After Schedule 3
insert
Schedule 4 Monthly financial statement
(regulation 6A)
Monthly Financial Statement
name: [name of transferring financial institution]
month: [month to which financial statement relates]
date prepared:
| Item | Description | Index | Amount ($) |
| 1 | Cash on hand | BS1 | |
| 2 | Loans and overnight settlements secured against cash | BS2 | |
| 3 | Cash items in process of collection | BS3 | |
| 4 | Bank deposits | BS4 | |
| 5 | Building society and credit union deposits | BS5 | |
| 6 | International Banking Agencies or Regional Development Banks | BS6 | |
| 7 | Primary Liquid Assets (PLA) | BS7 | |
| 8 | Other | BS8 | |
| 9 | CGS and State or Territory | BS9 | |
| 10 | All other claims on or guaranteed by Commonwealth, State or Territory Governments | BS11 | |
| 11 | Local government securities | BS12 | |
| 12 | Promissory notes — State Government | BS13 | |
| 13 | Claims on — Australian Local Governments or Public Sector Entities | BS14 | |
| 14 | Promissory notes — other | BS15 | |
| 15 | Other — Public Securities | BS16 | |
| 16 | Bank Bills | BS17 | |
| 17 | NCDs | BS18 | |
| 18 | Other PLA investment | BS19 | |
| 19 | Other operational liquidity investment | BS20 | |
| 20 | Floating Rate Notes (FRNs) — Commonwealth, State or Territory Government | BS21 | |
| 21 | FRNs — Local Government | BS23 | |
| 22 | FRNs — Authorised Deposit Taking | BS24 | |
| 23 | Other securities | BS25 | |
| 24 | Qualifying mortgage secured personal loans | BS29 | |
| 25 | Other personal loans | BS31 | |
| 26 | TOTAL Personal loans | BS33 | |
| 27 | Qualifying mortgage secured residential loans | BS35 | |
| 28 | Other residential loans | BS37 | |
| 29 | TOTAL Residential loans | BS39 | |
| 30 | Qualifying mortgage secured commercial loans | BS41 | |
| 31 | Other commercial loans | BS43 | |
| 32 | TOTAL Commercial loans | BS45 | |
| 33 | TOTAL Loans | BS47 | |
| 34 | TOTAL ASSETS | BS67 | |
| 35 | Bank borrowings | BS68 | |
| 36 | SSP borrowings | BS69 | |
| 37 | Credit union or building society borrowings | BS70 | |
| 38 | Other — borrowings from other FIs | BS71 | |
| 39 | Call deposits | BS72 | |
| 40 | Term deposits | BS73 | |
| 41 | Retirement Savings Accounts deposits | BS74 | |
| 42 | Other borrowings | BS75 | |
| 43 | Debentures | BS83 | |
| 44 | Unsecured notes | BS84 | |
| 45 | Other | BS86 | |
| 46 | Perpetual subordinated debt | BS81 | |
| 47 | Term subordinated debt | BS82 | |
Note Items 36, 37 and 38 of this statement relate to dealings by a transferring institution with an ADI that was, before the transfer date:
· a special service provider; or
· a credit union or building society; or
· any other financial institution.
The items are to be completed if the transferring institution had borrowings with ADIs of the relevant type in the month to which this statement relates. The items should be completed by reference to the status of the ADI immediately before the transfer date.
1. These regulations amend Statutory Rules 1989 No. 357, as amended by 1992 No. 396; 1994 No. 417; 1997 No. 24; 1998 No. 198.
2. Made by the Governor-General on 29 June 1999, and notified in the Commonwealth of Australia Gazette on 30 June 1999.
3. Schedule 4 to the Financial Sector Reform (Amendments and Transitional Provisions) Act (No. 1) 1999 commences on the transfer date. The transfer date is the date specified as the transfer date for the purposes of that Act by Proclamation made by the Governor-General under subsection 3 (16) of that Act.