COMMONWEALTH INSCRIBED STOCK REGULATIONS
- In force under the Commonwealth Inscribed Stock Act 1911
- Reprinted as at 30 October 1987 (HISTREG CHAP 63 #DATE 30:10:1987)
*1* The Commonwealth Inscribed Stock Regulations (in force under the
Commonwealth Inscribed Stock Act 1911) as shown in this reprint comprise
Statutory Rules 1944 No. 186 amended as indicated in the Tables below.
Table of Statutory Rules
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Date of Application, saving
Year and notification Date of or transitional
number in Gazette commencement provisions
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1944 No. 186 20 Dec 1944 20 Dec 1944
1946 No. 75 17 Apr 1946 17 Apr 1946 -
1947 No. 96 29 July 1947 29 July 1947 -
1952 No. 26 24 Apr 1952 24 Apr 1952 -
1959 No. 8 20 Feb 1959 20 Feb 1959 -
39 25 June 1959 25 June 1959 -
96 3 Dec 1959 3 Dec 1959 -
1961 No. 86 20 July 1961 20 July 1961 -
1962 No. 57 13 July 1962 13 July 1962 -
1963 No. 84 29 Aug 1963 29 Aug 1963 -
1964 No. 19 5 Feb 1964 5 Feb 1964 R. 28
1966 No. 61 11 Feb 1966 14 Feb 1966 -
1971 No. 144 4 Nov 1971 4 Nov 1971 -
1974 No. 69 7 May 1974 7 May 1974 -
1976 No. 64 6 Feb 1976 6 Feb 1976 -
144 13 July 1976 13 July 1976 -
1980 No. 19 13 Feb 1980 13 Feb 1980 -
1983 No. 71 9 June 1983 9 June 1983 -
157 1 Sept 1983 1 Sept 1983 -
1984 No. 121 29 June 1984 29 June 1984 -
122 29 June 1984 29 June 1984 -
165 25 July 1984 25 July 1984 -
166 25 July 1984 1 Sept 1983 -
1985 No. 175 19 July 1985 19 July 1985 -
1986 No. 242 11 Sept 1986 11 Sept 1986 -
243 11 Sept 1986 11 Sept 1986 -
244 11 Sept 1986 11 Sept 1986 -
245 11 Sept 1986 11 Sept 1986 -
264 26 Sept 1986 26 Sept 1986 -
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Table of Amendments
ad. = added or inserted am. = amended rep. = repealed rs. = repealed and
substituted
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Provision affected How affected
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R. 3 ............ rs. 1962 No. 57
am. 1964 No. 19
R. 4 ............ am. 1962 No. 57
rs. 1964 No. 19
am. 1986 No. 242
R. 6A ........... ad. 1984 No. 122
R. 7 ............ am. 1980 No. 19;
1986 No. 242
R. 8 ............ am. 1983 No. 71;
1986 No. 242
R. 9 ............ rep. 1986 No. 242
R. 10 ........... am. 1983 No. 71
rs. 1986 No. 242
R. 11 ........... am. 1964 No. 19
R. 13 ........... rep. 1984 No. 122
R. 14 ........... am. 1964 No. 19;
1984 No. 122;
1986 No. 242
R. 15 ........... rs. 1984 No. 121
rep. 1986 No. 244
R. 15A .......... ad. 1984 No. 122
R. 16 ........... am. 1984 No. 122;
1986 No. 242
R. 16A .......... ad. 1984 No. 122
R. 17 ........... rs. 1964 No. 19
rep. 1986 No. 242
R. 18 ........... am. 1986 No. 242
R. 19 ........... am. 1984 No. 165
R. 20 ........... am. 1986 No. 242
R. 21 ........... am. 1964 No. 19
rep. 1986 No. 242
R. 22 ........... rs. 1964 No. 19
am. 1986 No. 242
R. 22A .......... ad. 1964 No. 19
am. 1986 No. 242
R. 23 ........... am. 1964 No. 19;
1986 Nos. 242 and
243
R. 24 ........... rs. 1964 No. 19
am. 1986 No. 242
R. 24A .......... ad. 1964 No. 19
am. 1986 Nos. 242
and 243
R. 25 ........... am. 1986 No. 242
R. 25A .......... ad. 1964 No. 19
am. 1966 No. 61;
1974 No. 69; 1983
No. 71
R. 27 .............. am. 1961 No. 86; 1986 No. 242
R. 28 .............. am. 1964 No. 19; 1986 No. 242
R. 30 .............. rs. 1964 No. 19
R. 31 .............. am. 1966 No. 61; 1986 No. 242
R. 32 .............. am. 1983 No. 71; 1986 No. 242
rs. 1986 No. 264
R. 33 .............. am. 1986 No. 242
rep. 1986 No. 264
R. 34 .............. rep. 1971 No. 144
R. 39 .............. rs. 1986 No. 245
R. 41 .............. rs. 1964 No. 19
am. 1986 No. 243
R. 42 .............. am. 1964 No. 19; 1986 No. 245
Heading to Part III rs. 1964 No. 19
R. 43 .............. am. 1966 No. 61
R. 44 .............. rep. 1966 No. 61
R. 44A ............. ad. 1946 No. 75
am. 1947 No. 96
rep. 1966 No. 61
R. 45 .............. rep. 1984 No. 122
R. 46A ............. ad. 1959 No. 8
am. 1959 No. 39
am. 1976 No. 64
R. 47 .............. am. 1959 No. 8
am. 1976 No. 64
Rr. 48, 49 ......... rs. 1964 No. 19
Rr. 49A, 49B ....... ad. 1964 No. 19
am. 1986 No. 242
R. 50 .............. am. 1964 No. 19; 1986 No. 242
R. 51 .............. am. 1964 No. 19
R. 51A ............. ad. 1952 No. 26
R. 52 .............. am. 1964 No. 19; 1980 No. 19; 1983 No. 71
rep. 1984 No. 122
R. 53 .............. am. 1964 No. 19
rep. 1984 No. 122
R. 54 .............. am. 1964 No. 19; 1966 No. 61; 1983 No. 71
Part IIIA (rr.
54A-54Z,
54ZA, 54ZB) ad. 1962 No. 57
rep. 1964 No. 19
Rr. 54A-54Z ........ ad. 1962 No. 57
rep. 1964 No. 19
Rr. 54ZA, 54ZB ..... ad. 1962 No. 57
rep. 1964 No. 19
R. 55 .............. am. 1962 No. 57; 1964 No. 19; 1986 No. 242
R. 56 .............. am. 1962 No. 57; 1964 No. 19
rep. 1986 No. 242
R. 57 .............. am. 1986 No. 242
R. 58 .............. am. 1962 No. 57; 1964 No. 19; 1986 No. 242
R. 60 .............. am. 1962 No. 57; 1964 No. 19
R. 62 .............. am. 1986 No. 244
R. 63 .............. am. 1962 No. 57; 1964 No. 19
R. 64 .............. am. 1962 No. 57; 1964 No. 19; 1986 No. 242
R. 66 .............. am. 1959 No. 8
rs. 1962 No. 57
am. 1964 No. 19; 1983 No. 157
Rr. 66AA, 66AB ..... ad. 1984 No. 166
am. 1985 No. 175
R. 66A ............. ad. 1959 No. 96
rs. 1964 No. 19
R. 66B ............. ad. 1964 No. 19
rs. 1976 No. 144
R. 68 .............. am. 1962 No. 57
R. 69 .............. am. 1964 No. 19
The Schedule ....... am. 1946 No. 75; 1947 No. 96; 1952 No. 26; 1959 Nos. 8
and
39; 1962 No. 57; 1963 No. 84; 1964 No. 19; 1966 No. 61;
1976 No. 64; 1983 No. 71; 1984 Nos. 121 and 122; 1986
Nos.
242 and 264
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COMMONWEALTH INSCRIBED STOCK REGULATIONS - TABLE OF PROVISIONS
TABLE
TABLE OF PROVISIONS
PART I-PRELIMINARY
Regulation
1. Citation
2. Repeal
3. Parts
4. Interpretation
5. Forms
6. Hours of business at Registries
PART II-PROVISIONS RELATING TO STOCK
6A. Prescribed stock for the purposes of sub-section 4 (1)
7. Applications for stock
8. Receipt for application
10. Entries in stock ledger
11. Inscription of stock in the name of an infant solely
12. Re-payment of principal where stock inscribed in names of infant and
adult
14. Inscription of stock in names of banks
15A. Inscription of stock in names of unincorporated associations
16. Applications by Friendly Societies, unincorporated associations, &c.
16A. Inscription of stock in name of trustee
18. Correction of mistakes
19. Specimen signatures
20. Inspection of stock ledgers
22. Notification of inscription of stock, &c.
22A. Form of certificate of proprietorship of stock
23. Transfers of stock within a Registry
24. Transfers of stock from one Registry to another
24A. Transfer of stock to another Registry without change of ownership
25. Death of sole owner of stock
25A. Prescribed amount of stock for purposes of section 29 of the Act
26. Death of joint owner of stock
27. Exhibition of probates, &c.
28. Transmission applications
29. Transfer of stock to Public Curator, &c.
30. Section 27 of the Act not to apply in relation to certain
transactions
31. Marked transfers
32. Payment of interest
35. Requests to remain in force until cancelled or varied
36. Change of address
37. Payment of interest where infant is sole owner
38. Payment of interest where infant is joint owner
39. Payment of interest where person under disability is joint owner
40. Redemption of interminable stock
41. Issue of bearer securities in exchange for stock
42. Exchange of bearer securities for stock in name of infants, &c.
PART III-PROVISIONS RELATING TO BEARER SECURITIES
43. Treasury Bonds
46. Treasury Bills
46A. Prescribed securities for the purposes of section 51A of the Act
47. Certain provisions of Treasury Bills Act not to apply to Treasury
Bonds, Debentures and prescribed securities
48. Treasury Note to be prescribed security
49. Application of Treasury Bills Act to Treasury Notes
49A. Issue of stock in exchange for bearer securities
49B. Exchange of bearer securities at one Registry
50. Exchange of bearer securities at different registries
51. Coupons on exchanged bonds
51A. Surrender by banks of War Savings and Savings Certificates held in
safe
custody
54. Delivery of bearer securities on behalf of a deceased person
PART IV-POWERS OF ATTORNEY
55. Prescribed form of power of attorney
57. Powers of attorney to be left for notation
58. Action on powers of attorney
PART V-MISCELLANEOUS
59. Duties of Registrar
60. Safe custody of securities
61. Secrecy
62. Sealing of documents by bodies corporate
63. Delivery of securities through a bank or postmaster
64. Notice of dealing
65. Delegation of Treasurer's Powers
66. Replacement of defaced bearer securities
66AA. Replacement of lost, stolen or destroyed bearer securities
66AB. Payment of lost, stolen or destroyed coupon
66A. Destruction of bearer securities
66B. Securities that may be accepted in payment of estate duty
67. Marksmen
68. Preservation of instruments
69. General Register of Treasury Bonds
70. Returns
THE SCHEDULE
Forms
COMMONWEALTH INSCRIBED STOCK REGULATIONS - PART I
PART I-PRELIMINARY
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 1
Citation
1. These Regulations may be cited as the Commonwealth Inscribed Stock
Regulations.*1*
SEE NOTES TO FIRST ARTICLE OF THIS CHAPTER .
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 2
Repeal
2. The Commonwealth Inscribed Stock Regulations (comprising Statutory Rules
1927, No. 157; 1928, Nos. 29 and 61; 1931, Nos. 17, 102 and 151; 1932, Nos. 71
and 135; 1934, Nos. 8 and 123; 1935, No. 128; 1936, No. 72; 1938, No. 50;
1940,
No. 40; and 1942, No. 227) are repealed.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 3
Parts
3. These Regulations are divided into Parts, as follows:
Part I-Preliminary (Regulations 1-6)
Part II-Provisions Relating to Stock (Regulations 6A-42)
Part III-Provisions Relating to Bearer Securities (Regulations 43-54)
Part IV-Powers of Attorney (Regulations 55-58)
Part V-Miscellaneous (Regulations 59-70).
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 4
Interpretation
4. In these Regulations, unless the contrary intention appears-
"approved form" means a form approved by the Treasurer;
"bearer security" means a security other than stock;
"bond" means Treasury Bond;
"owner" means an owner of stock or the owners of stock in a joint account;
"security" means a security under the Act;
"stock ledger" means a Stock Ledger at a Registry as referred to in section
15 of the Act;
"the Act" means the Commonwealth Inscribed Stock Act 1911-1963;
"the Secretary" means the Secretary to the Department of the Treasury.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 5
Forms
5. (1) In these Regulations, any reference to a Form shall be read as a
reference to a Form in the Schedule to these Regulations.
(2) Where these Regulations require the use of any Form, any Form to the
like effect approved by the Treasurer may be used.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 6
Hours of business at Registries
6. Each Registry shall be open for the transaction of business on such days
and during such hours as the Treasurer determines.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - PART II
PART II-PROVISIONS RELATING TO STOCK
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 6A
Prescribed stock for the purposes of sub-section 4 (1)
6A. For the purposes of sub-section 4 (1) of the Act, the following stock is
prescribed:
(a) Australian Savings Bonds;
(b) Treasury Indexed Bonds;
(c) Treasury Bills;
(d) Treasury Bonds;
(e) Treasury Notes.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 7
Applications for stock
7. (1) An application to purchase stock, except where the application is
made on a form accompanying a prospectus calling for subscriptions by public
tender, shall be in accordance with Form 1.
(3) In the case of a joint account, the application shall set forth the
names in the order in which they are to appear in the stock ledger.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 8
Receipt for application
8. In respect of an application that has not been rejected, upon receipt of
the application and purchase money, the Registrar shall issue a receipt in
writing.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 10
Entries in stock ledger
10. (1) There shall be entered in the stock ledger in relation to all stock
issued under the Act-
(a) the name and description of each owner of the stock;
(b) an address to which certificates, receipts, other documents and moneys
relating to the stock are to be forwarded; and
(c) the usual residential address of the owner or, in the case of a joint
account, of the owner whose name is first inscribed in the stock ledger.
(2) Where an address referred to in paragraph (1) (b) or (c) is changed,
notice of the change shall be given in writing to the Registrar by-
(a) in the case of a joint account-the owner of the stock whose name is
first inscribed in the stock ledger; or
(b) in any other case-the owner of the stock in relation to which the
address is entered.
(3) Upon receipt of the notice given under sub-regulation (2), the Registrar
shall record the change of address in the stock ledger.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 11
Inscription of stock in the name of an infant solely
11. (1) Stock may be inscribed in the name of an infant solely, and an
infant may transfer stock, but if the infant has not attained the age of
fourteen years, the stock shall not be transferred, and bearer securities
shall not be issued in exchange therefor without the consent of the infant's
parent or guardian.
(2) Bearer securities issued in exchange for stock inscribed in the name of
such an infant may be delivered by the Registrar to the infant's parent or
guardian whose receipt shall be a valid discharge.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 12
Re-payment of principal where stock inscribed in names
of infant and adult
12. (1) Where stock is inscribed in the name of an infant jointly with one
or more other persons, the principal may, if the infant has attained the age
of fourteen years, be paid to the infant jointly with the other person or
persons in whose names the stock is inscribed.
(2) Where the infant has not attained the age of fourteen years the
principal may be paid to the infant's parent or guardian jointly with the
other person or persons in whose names the stock is inscribed.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 14
Inscription of stock in names of banks
14. (1) Where an applicant for the purchase of bearer securities requests
that the bearer securities be delivered to a bank (including a savings bank),
the equivalent amount of stock may, on application by the bank in writing, be
inscribed in the name of the bank, but nothing in this regulation shall affect
any obligation of a bank to deliver bearer securities to the purchaser
thereof.
(2) Where an applicant for the purchase of stock requests that the stock be
inscribed in the name of a bank (including a savings bank), the stock may, on
application by the bank in writing, be inscribed in the name of the bank.
(3) Nothing in sub-regulation (2) affects any obligation of a bank to
transfer stock to the purchaser thereof.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 15A
Inscription of stock in names of unincorporated associations
15A. (1) Stock may be inscribed in the name of an unincorporated association
that-
(a) has a name; and
(b) has a written constitution or written rules of association.
(2) Before stock is inscribed in the name of an unincorporated association,
there shall be furnished to the Registrar-
(a) a copy of its constitution or rules of association; and
(b) the names and addresses of its officers who have been appointed in
accordance with its constitution or rules of association.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 16
Applications by Friendly Societies, unincorporated associations, &c.
16. (1) An application by an unincorporated association or by a Friendly
Society, Trade Union, or any branch thereof, for inscribed stock shall be in
accordance with Form 1 or in accordance with the form accompanying the
prospectus of a loan in respect of which the application is made, or in
accordance with Form 15 or Form 33, and shall contain the particulars
specified in the form.
(2) Whenever an application for stock is made by an unincorporated
association or by a Friendly Society, Trade Union or any branch thereof, or a
transfer of stock to a Friendly Society, Trade Union or any branch thereof is
delivered to the Registrar, there shall be furnished to the Registrar a
certificate in accordance with an approved form, unless the Registrar is
already in possession of such a certificate.
(3) Whenever any change occurs in the persons authorized in accordance with
the form approved under sub-regulation (2), there shall be furnished to the
Registrar a fresh certificate in accordance with that form.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 16A
Inscription of stock in name of trustee
16A. Where, under section 19 of the Act, stock is inscribed in the name of a
trustee as trustee of a specified trust, the Registrar may, when specifying
the trust, do so in a manner that is convenient for the purpose of that
inscription.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 18
Correction of mistakes
18. (1) Where the Registrar is satisfied, on request in writing to correct a
mistake in the stock ledger, that any stock is inscribed incorrectly owing to
a mistake in a request for inscription or transfer, or for any other reason,
the Registrar may amend the stock ledger.
(2) If the Registrar so requires, a statutory declaration as to the
circumstances shall be furnished.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 19
Specimen signatures
19. (1) The Registrar shall take steps to secure, either by post or
personally, specimen signatures of all stock owners.
(2) Specimen signatures obtained by post shall be witnessed.
(4) In any case where he thinks fit, the Registrar may require a document to
be signed before him.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 20
Inspection of stock ledgers
20. An owner or part owner of stock shall be at liberty at all reasonable
times to inspect his account of stock in the stock ledger, upon request made
in writing to the Registrar.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 22
Notification of inscription of stock, &c.
22. (1) Upon inscribing stock or cancelling the inscription of stock in the
name of a person, a Registrar shall, unless the person signifies in writing
that he or she does not require such notification, notify the person
accordingly in writing.
(2) Where stock is inscribed in a stock ledger in the names of persons as
joint owners or the inscription of stock in a stock ledger in the names of
persons as joint owners is cancelled, it is sufficient compliance with the
last preceding sub-regulation if the person whose name is first inscribed is
notified.
(3) This regulation does not apply in relation to the inscription, or the
cancellation of the inscription, of stock for the purposes of the redemption,
transmission or conversion of stock or the transfer of stock under regulation
24 of these Regulations.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 22A
Form of certificate of proprietorship of stock
22A.
(2) A certificate of the proprietorship of stock issued under section 17 of
the Act shall be in accordance with an approved form.
(3) A Registrar shall keep a record of each certificate issued by him under
section 17 of the Act.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 23
Transfers of stock within a Registry
23. (1) The transfer of stock from one person to another within a Registry
may be made by an instrument of transfer and acceptance, in accordance with
Form 15, executed by both parties and registered at the Registry.
(2) Each signature to an instrument referred to in sub-regulation (1) shall
be attested by a witness who-
(a) is over the age of 18 years;
(b) is not a party to the instrument; and
(c) is personally acquainted with the person signing the instrument.
(3) In attesting a signature, a witness shall attest by his or her signature
and shall print his or her name and usual residential address immediately
under his or her signature.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 24
Transfers of stock from one Registry to another
24. (1) Stock inscribed in the name of a person at a Registry may be
transferred to the name of that person at another Registry on application in
accordance with an approved form.
(2) Where application is made under the last preceding sub-regulation, the
Registrar of the Registry at which the stock is inscribed-
(a) shall, by writing, notify the Registrar at the other Registry of the
making of the application and request him to inscribe the stock in the stock
ledger at his Registry in the name of the applicant; and
(b) shall, unless the applicant signifies in writing that he or she does
not require such notification, notify the applicant accordingly in writing.
(3) Where stock transferred under this regulation is inscribed in the names
of persons as joint owners, it is sufficient compliance with paragraph (b) of
the last preceding sub-regulation if the person whose name is first inscribed
is notified.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 24A
Transfer of stock to another Registry without change of ownership
24A. (1) The owner of stock may make application, in accordance with an
approved form, to the Registrar at the Registry at which the stock is
inscribed to transfer the stock to the name of another person (in this
regulation called the transferee) at another Registry.
(2) Subject to regulation 11 of these Regulations, the Registrar to whom
application is made under sub-regulation (1) shall, by writing, notify the
Registrar at the other Registry of the making of the application and request
him to inscribe the stock in the stock ledger at his Registry in the name of
the transferee.
(3) A Registrar shall not inscribe stock in the name of a transferee in
accordance with a request under the last preceding sub-regulation unless the
transferee lodges with the Registrar a consent to the inscription in
accordance with an approved form.
(4) A Registrar who inscribes stock in the name of a transferee in
accordance with a request under sub-regulation (2) shall, by writing, notify
the Registrar who made the request of the making of the inscription.
(5) A Registrar who receives a notification under the last preceding
sub-regulation of the inscription of stock in the name of a person shall
cancel the inscription relating to the stock in the stock ledger at his
Registry.
(6) An application made to a Registrar under sub-regulation (1) of this
regulation may not be withdrawn without the consent of the Registrar.
(7) Sub-regulations (2) and (3) of regulation 23 of these Regulations apply
in relation to a signature to an application under sub-regulation (1), or a
consent under sub-regulation (3), of this regulation as if the signature were
a signature to a transfer and acceptance under that first-mentioned
regulation.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 25
Death of sole owner of stock
25. Upon production to the Registrar of probate of the will or letters of
administration of the estate of the sole owner of any stock and, if required
by the Registrar, a declaration by some person approved by the Registrar as to
the identity of the deceased person as the owner, the Registrar may record the
death of the owner in the stock ledger.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 25A
Prescribed amount of stock for purposes of section 29 of the Act
25A. For the purposes of sub-section (2) of section 29 of the Act, the
prescribed amount of stock is an amount of $10,000.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 26
Death of joint owner of stock
26. Upon production to the Registrar of probate of the will, letters of
administration of the estate or certificate of death of one of the joint
owners of stock and, if required by the Registrar, a declaration by some
person approved by the Registrar as to the identity of the deceased as the
owner, the stock shall be registered in the name of the survivor or survivors.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 27
Exhibition of probates, &c.
27. (1) All probates, letters of administration, orders of sequestration,
vesting orders and other like orders shall be exhibited at the Registry at
least two clear days before the stock affected by them may be dealt with.
(2) Particulars of a document exhibited at the Registry in accordance with
sub-regulation (1) shall be entered in a register kept for that purpose.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 28
Transmission applications
28. (1) A transmission application shall be in accordance with Form 22.
(2) Where, upon an application pursuant to sub-regulation (1), a
transmission is registered the Registrar shall, as soon as practicable, inform
the applicant by notice in writing accordingly.
(2A) Where on a transmission stock is inscribed in the names of persons as
joint owners, it is sufficient compliance with the last preceding
sub-regulation if a notice is forwarded to the applicant whose name is first
inscribed.
(3) The Registrar may require the signature of persons who claim
transmission of stock by virtue of their appointment as executors,
administrators or trustees to be verified to his satisfaction.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 29
Transfer of stock to Public Curator, &c.
29. Where the Treasurer is satisfied that stock is inscribed in the name of
a person whose property is required by law to be administered by a Public
Curator or other officer charged with the duty of administering the estates of
missing persons or persons under disability (other than bankruptcy or
insolvency), the Treasurer may, upon receiving such indemnity from the Public
Curator or other officer as he thinks necessary, authorize the transfer of the
stock to the name of the Public Curator or other officer.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 30
Section 27 of the Act not to apply in relation to certain transactions
30. Section 27 of the Act does not apply in relation to the following
transactions:
(a) a transaction relating to stock that has been issued on terms and
conditions that do not include a term or condition that the owner of the stock
is entitled to payment of interest at a specified rate or rates;
(b) a transaction relating to the redemption of stock that has been issued
on terms and conditions including a term or condition that the stock is
redeemable at the option of the owner.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 31
Marked transfers
31. (1) The Registrar may mark a transfer of stock which has been properly
executed by the transferor with words to the effect that stock is held against
the transfer for a period specified in the marking.
(2) Where any transfer is so marked, the Registrar may refuse to give effect
to any dealing in stock to which the transfer relates during the period
specified in the marking except in pursuance of the marked transfer.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 32
Payment of interest
32. (1) Subject to this regulation, interest on stock shall be paid by
post-
(a) where a request is made in accordance with sub-regulation (5)-to the
person or persons specified in that request; or
(b) where no such request is made-to the owner or, in the case of a joint
account, to the owner whose name is inscribed first in the stock ledger.
(2) Where the terms and conditions on which stock is issued and sold allow,
and upon a request being made in accordance with sub-regulation (5), interest
may be paid into a bank account, including a savings bank account, or into an
account with another financial institution approved by the Treasurer.
(3) Without limiting the means by which interest may be paid into an account
in accordance with sub-regulation (2), interest shall be taken to be paid into
an account under that sub-regulation if-
(a) the interest is paid to a person authorized to receive payment by the
bank or other financial institution with which the account is maintained
together with a direction for payment by that person to the bank or other
financial institution for crediting to that account; and
(b) that person gives effect to the direction accordingly.
(4) Where a request referred to in sub-regulation (1) or (2) reaches the
Registrar within the period of 14 days immediately preceding the day on which
interest is due for payment, the Registrar may decline to give effect to the
request until the interest has been paid.
(5) A request referred to in sub-regulation (1) or (2) shall be made in
writing and signed by the owner of the stock or, in the case of a joint
account, by all the owners or by the owner whose name is inscribed first in
the stock ledger.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 35
Requests to remain in force until cancelled or varied
35. A request under regulation 32 or 33 of these Regulations shall remain in
force until cancelled or varied.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 36
Change of address
36. (1) Any change of address of the person to whom an interest warrant is
sent shall be notified at once to the Registrar.
(2) Where any such notification reaches the Registrar less than fourteen
clear days before the next interest is due, the Registrar may decline to act
thereon until after the payment of that interest.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 37
Payment of interest where infant is sole owner
37. Interest on stock inscribed in the name of an infant solely shall be
paid as directed by him, but if the infant has not attained the age of
fourteen years, interest may be paid at the discretion of the Registrar to the
infant's parent or guardian, whose receipt shall be a valid discharge.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 38
Payment of interest where infant is joint owner
38. (1) Where stock is inscribed in the name of an infant jointly with one
or more other persons, the interest thereon may, if the infant has attained
the age of fourteen years, be paid to the infant jointly with that other
person or those other persons.
(2) Where the infant has not attained the age of fourteen years the interest
may be paid to the infant's parent or guardian jointly with that other person
or those other persons.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 39
Payment of interest where person under disability is joint owner
39. Where stock is inscribed in the name of-
(a) an infant; or
(b) a person under legal disability by reason of the state of his or her
mind, jointly with other persons not under legal disability, interest on the
stock may be paid as directed by the other persons not under legal disability,
and without the concurrence of the infant or the person referred to in
paragraph (b), upon sufficient proof of legal disability being lodged with the
Registrar.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 40
Redemption of interminable stock
40. For the purpose of redeeming stock made interminable, fourteen days'
notice, in writing, shall be given to the holder of the stock by the Treasurer
or by a person appointed by the Treasurer in that behalf.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 41
Issue of bearer securities in exchange for stock
41. (1) An application for the issue of bearer securities in exchange for
stock shall be in accordance with Form 26.
(2) Bearer securities issued in exchange for stock shall be issued on the
same terms and conditions (including terms and conditions, if any, as to
interest) as those on which the stock was issued.
(3) Before bearer securities are issued in exchange for stock, the Registrar
shall cause any overdue interest coupons to be cut off and cancelled.
(4) Sub-regulations (2) and (3) of regulation 23 of these Regulations apply
in relation to a signature to an application under sub-regulation (1) of this
regulation as if the signature were a signature to a transfer and acceptance
under that first-mentioned regulation.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 42
Exchange of bearer securities for stock in name of infants, &c.
42. (1) Subject to sub-regulation (1A), where stock is inscribed in the name
of-
(a) an infant; or
(b) a person under legal disability by reason of the state of his or her
mind (in this regulation referred to as a "relevant person"), jointly with
other persons not under legal disability, bearer securities shall not be
issued in exchange for the stock except in pursuance of an order of-
(c) a Justice of the High Court; or
(d) a Judge of the Supreme Court of a State or Territory.
(1A) Where a person is authorised under a law of a State or Territory to
administer the estate of a relevant person, bearer securities may be issued in
exchange for stock inscribed in the name of the relevant person jointly with
other persons not under legal disability upon receipt of an application in
accordance with Form 26 signed-
(a) by the first-mentioned person on behalf of the relevant person; and
(b) by the persons not under legal disability.
(2) Where an order has been made by a Justice of the High Court or a Judge
of the Supreme Court of a State or Territory in relation to stock which is
inscribed in the name of a relevant person jointly with other persons not
under any legal disability, it shall not be necessary for an application in
accordance with Form 26 for the issue of bearer securities in exchange for
that stock to be signed by or on behalf of the relevant person.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - PART III
PART III-PROVISIONS RELATING TO BEARER SECURITIES
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 43
Treasury Bonds
43. Treasury Bonds, with coupons attached, shall be in accordance with Form
28.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 46
Treasury Bills
46. Treasury Bills in accordance with Form 32 may be issued under section
51A of the Act.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 46A
Prescribed securities for the purposes of section 51A of the Act
46A. (1) Securities in accordance with Form 32A or Form 32B to be known as
Special Bonds, are prescribed securities for the purposes of section 51A of
the Act.
(2) Securities in accordance with Form 32C to be known as Australian Savings
Bonds are prescribed securities for the purposes of section 51A of the Act.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 47
Certain provisions of Treasury Bills Act not to apply to Treasury Bonds,
Debentures and prescribed securities
47. (1) Paragraphs (c), (e) and (f) of section 4 of the Treasury Bills Act
1914-15 shall not apply to Treasury Bonds, Debentures, Special Bonds and
Australian Savings Bonds.
(2) Paragraphs (c) and (e) of that section shall not apply to Treasury Bills
issued under section 51A of the Act.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 48
Treasury Note to be prescribed security
48. (1) A security in accordance with Form 39A, to be known as a Treasury
Note, is a prescribed security for the purposes of section 51A of the Act.
(2) Treasury Notes shall be numbered in such manner as the Treasurer
approves.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 49
Application of Treasury Bills Act to Treasury Notes
49. Sections 4, 8 and 8A of the Treasury Bills Act 1914-1940 do not apply in
relation to a Treasury Note.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 49A
Issue of stock in exchange for bearer securities
49A. (1) An application for the issue of stock in exchange for bearer
securities shall be in accordance with Form 33.
(2) Stock issued in exchange for bearer securities shall be issued on the
same terms and conditions (including terms and conditions, if any, as to
interest) as those on which the bearer securities were issued.
(3) A Registrar shall issue a receipt in writing for bearer securities
lodged with him in exchange for stock and shall keep a record of the receipts
so issued.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 49B
Exchange of bearer securities at one Registry
49B. Upon application in accordance with an approved form, a bearer security
may be surrendered at a Registry in exchange for another bearer security or
other bearer securities to be issued at that Registry on the same terms and
conditions as those on which the first-mentioned bearer security was issued.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 50
Exchange of bearer securities at different Registries
50. (1) Upon application in accordance with an approved form, a bearer
security may be surrendered at a Registry in exchange for another bearer
security or other bearer securities to be issued at another Registry on the
same terms and conditions as those on which the first-mentioned bearer
security was issued.
(2) On receipt of the bearer securities surrendered, the Registrar receiving
the bearer securities shall notify the Registrar at the other Registry in
writing that bearer securities may be issued in exchange for the bearer
securities so surrendered.
(3) The Commonwealth shall not be under any legal liability for any delay in
issuing bearer securities under this regulation.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 51
Coupons on exchanged bonds
51. Bearer securities issued in exchange for other bearer securities under
either of the last two preceding regulations shall have attached thereto
coupons equivalent to the coupons attached to the bearer securities
surrendered.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 51A
Surrender by banks of War Savings and Savings Certificates held in safe
custody
51A. (1) A bank which holds Treasury Bonds known as War Savings Certificates
or Savings Certificates in safe custody for a person may surrender those bonds
to a Registrar.
(2) A bank which surrenders bonds in pursuance of the last preceding
sub-regulation shall be entitled to a certificate, in accordance with Form
38A, equivalent in face value to the total face value of the bonds
surrendered, and the Registrar shall issue the certificate accordingly.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 54
Delivery of bearer securities on behalf of a deceased person
54. (1) Upon the death of a person who is entitled to receive from a
Registrar any bearer securities not exceeding a face value of $10,000, the
Treasurer may authorize the delivery of the bearer securities to such person
as he thinks fit.
(2) No person shall have any claim against the Commonwealth in respect of
any bearer securities delivered under this regulation but nothing in this
regulation shall relieve the person to whom the bearer securities are
delivered to account for or deal with the bearer securities in accordance with
law.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - PART IV
PART IV-POWERS OF ATTORNEY
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 55
Prescribed form of power of attorney
55. (1) A power of attorney may be in accordance with an approved form.
(2) A power of attorney in accordance with the form approved under
sub-regulation (1) shall be executed and attested in accordance with the
instructions contained in that form.
(3) A power of attorney that relates to stock inscribed in the names of two
or more persons jointly shall be signed by both or all of those persons.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 57
Powers of attorney to be left for notation
57. All powers of attorney shall be left at the Registry for notation at
least two clear days before they are to be acted upon, and particulars thereof
shall be entered in a register kept in accordance with sub-regulation 27 (2).
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 58
Action on powers of attorney
58. (1) If the Registrar is satisfied that a power of attorney has been
properly executed and attested, and that the signatures thereto are genuine,
the Registrar may act upon the authority contained therein.
(2) In case of doubt, the Registrar shall forward a notice in writing of
intention to act under sub-regulation (1) to the owner of the stock, and the
Registrar shall not act under the power of attorney until he is satisfied that
there is no objection thereto.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - PART V
PART V-MISCELLANEOUS
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 59
Duties of Registrar
59. A Registrar shall exercise his powers and functions in accordance with
the Act and these Regulations and with such instructions as are given to him
by the Secretary.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 60
Safe custody of securities
60. It shall be the duty of a Registrar to take steps to secure the safe
custody of all bearer securities, and of all books, forms and other records
relating to securities, in his charge, and no person other than an officer of
the Registry acting in the course of his duty shall, unless so authorized by
the Secretary, be permitted to have access thereto.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 61
Secrecy
61. An officer of a Registry shall not divulge any information coming to his
knowledge in the course of his duties, except as authorized by the Act, by
these Regulations or by the Secretary, or except as required by law.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 62
Sealing of documents by bodies corporate
62. (1) All instruments under these Regulations executed by a body corporate
shall be duly sealed and the Registrar may require proof that such an
instrument has been so sealed.
(2) For the purposes of sub-regulation (1), where-
(a) a document bears what appears to be an impression of the seal of a body
corporate; and
(b) the affixing of that impression of the seal appears to have been
attested by 2 persons, one of whom purports to have signed as a director of
the body corporate and the other of whom purports to have signed as a director
or secretary of the body corporate, the Registrar may regard the document as
having been duly sealed by the body corporate.
(3) Sub-regulation (2) does not apply in relation to a document if the
Registrar knows, or has reason to suspect, that the document has not been duly
sealed by the body corporate.
(4) Except where the Registrar has reason to suspect that a document has not
been duly sealed by a body corporate, the Registrar is not required to examine
any other document held in a Registry that purports to have been duly sealed
by the body corporate at an earlier time.
(5) A reference in sub-regulation (1) to instruments under these Regulations
executed by a body corporate includes a reference to applications under these
Regulations made by a body corporate.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 63
Delivery of securities through a bank or postmaster
63. (1) A Registrar may, where he considers it desirable to do so, arrange
for bearer securities which cannot conveniently be delivered personally to the
owner thereof at the Registry, to be delivered to the owner through a bank or
postmaster.
(2) The owner shall furnish to the Registrar a receipt for bearer securities
so delivered.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 64
Notice of dealing
64. Where for any reason the Registrar considers it desirable to do so, he
may, before giving effect to any transaction in connexion with stock, forward
to the owner a notice in writing of intention to give effect to the
transaction and shall not give effect to the transaction until he is satisfied
that there is no objection thereto.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 65
Delegation of Treasurer's Powers
65. (1) The Treasurer may, in writing under his hand, delegate to any other
person any of his powers and functions under these Regulations except this
power of delegation.
(2) Every delegation under this regulation shall be revocable at will, and
no such delegation shall prevent or affect the exercise of any power or
function by the Treasurer.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 66
Replacement of defaced bearer securities
66. (1) Sections 9 and 10 of the Treasury Bills Act 1914-1940 do not apply
to bearer securities or to coupons issued in connexion with bearer securities.
(2) Subject to sub-regulation (5), where a bearer security has been defaced
before it is paid off, the Treasurer shall, upon the owner surrendering the
defaced bearer security, authorize the issue to the owner of a bearer security
on the same terms and conditions as those on which the defaced bearer security
was issued.
(3) A bearer security issued under sub-regulation (2) shall have attached to
it interest coupons equivalent to the interest coupons that were attached to
the surrendered bearer security at the time of surrender.
(4) Subject to sub-regulation (5), where an interest coupon that has been
detached from a bearer security has been defaced before it is paid, the
Treasurer shall, upon the owner surrendering the defaced coupon, issue to the
owner a coupon equivalent to the coupon that has been defaced.
(5) A defaced bearer security or interest coupon shall not be replaced
unless the number of the bearer security or interest coupon, as the case may
be, is legible.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 66AA
Replacement of lost, stolen or destroyed bearer securities
66AA. (1) Subject to sub-regulation (5), where a bearer security is lost,
stolen or destroyed before it has been paid off, the owner may apply, or (if
the owner is a minor) a parent or guardian of the owner may apply on behalf of
the owner, to the Treasurer for the issue, in lieu thereof, of a replacement
security on the same terms and conditions (including terms and conditions, if
any, as to interest) as those on which the lost, stolen or destroyed bearer
security was issued.
(2) If the Treasurer is satisfied-
(a) that the bearer security has been lost, stolen or destroyed; and
(b) that the applicant or the minor on whose behalf the application was
made (as the case requires) was, at the time of the loss, theft or
destruction, the owner of the bearer security, the Treasurer may, upon the
applicant giving an indemnity to the satisfaction of the Treasurer to
indemnify the Commonwealth against payment of the lost, stolen or destroyed
bearer security or of any interest thereon, authorize the issue to the owner,
upon such conditions, if any, as the Treasurer determines, of a replacement
security in accordance with the application.
(3) A replacement security issued under sub-regulation (2) shall be in the
form of subscribed stock and shall be held in the charge of the Registrar.
(4) An amount payable on the redemption of a security issued under
Rsub-regulation (2) shall not be payable until a date fixed by the Treasurer,
having regard to-
(a) the circumstances in which the original bearer security was lost,
stolen or destroyed, as the case may be; and
(b) the possibility, if any, that the original bearer security may be
presented for payment.
(5) In this regulation, a reference to a bearer security does not include a
reference to an interest coupon that has been detached from a bearer security.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 66AB
Payment of lost, stolen or destroyed coupon
66AB. If the Treasurer is satisfied that an interest coupon that has been
detached from a bearer security has been lost, stolen or destroyed before it
is paid, the Treasurer may, upon the owner, or (if the owner is a minor), a
parent or guardian of the owner, giving an indemnity to the satisfaction of
the Treasurer to indemnify the Commonwealth against payment of the coupon,
authorize payment of the amount of the coupon to the owner.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 66A
Destruction of bearer securities
66A. (1) Section 12 of the Treasury Bills Act 1914-1940 does not apply to
bearer securities or to coupons issued in connexion with bearer securities.
(2) Bearer securities, or coupons issued in connexion with bearer
securities, that have been cancelled because they have been paid off and
discharged or for any other reason shall be destroyed in the presence of an
authorized person, who shall, when the destruction is complete, certify, by
writing under his hand, that the bearer securities or coupons have been
destroyed in his presence.
(3) In this regulation, "authorized person" means a person authorized by the
Secretary.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 66B
Securities that may be accepted in payment of estate duty
66B. Australian Savings Bonds-Series 1, 2 and 3, and any securities that are
issued on terms and conditions that include a term or condition that the
security is acceptable in payment of estate duty under the Estate Duty Act
1914 at a value to be determined in the manner set out in the term or
condition, are prescribed securities that may be accepted under section 52C of
the Act in payment of estate duty payable under the Estate Duty Act 1914-
(a) in the case of Australian Savings Bonds-Series 1, 2 and 3-
(i) where securities are presented in payment of estate duty before
the
first interest payment date-at face value; or
(ii) where securities are presented in payment of estate duty on or
after
the first interest payment date-at a value being the total of the face value
and the accrued interest; and
(b) in the case of the other securities referred to in this regulation-at a
value determined in the manner referred to in this regulation.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 67
Marksmen
67. Where any person is unable to sign his name instruments required for the
purposes of these Regulations shall be executed by him and attested in such
manner as the Registrar requires.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 68
Preservation of instruments
68. The Registrar shall preserve all instruments relating to securities
until their destruction is authorized by the Treasurer.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 69
General Register of Treasury Bonds
69. The Secretary shall keep a General Register of Bearer Securities.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - REG 70
Returns
70. (1) Each Registrar shall furnish to the Secretary such returns and
information as the Secretary requires.
(2) The Registrar shall forward a copy of each return under this regulation
to the Auditor-General.
COMMONWEALTH INSCRIBED STOCK REGULATIONS - SCHEDULE
SCH
THE SCHEDULE
FORM 1 Regulations 7, 16 and
52
AUSTRALIAN CONSOLIDATED
--------------------------------INSCRIBED STOCK
COMMONWEALTH GOVERNMENT
per cent., maturing 19 .
APPLICATION TO PURCHASE SECURITIES OTHERWISE THAN BY PUBLIC TENDER
To the Registrar,
Commonwealth Government Registry of Inscribed
Stock at
I
hereby apply for $ ( dollars) of
We
*and herewith tender the sum of
dollars
in payment for the same, namely- $
Amount of securities purchased ......
Amount of premium ...................
Accrued interest ....................
---------
Total ...........................
---------
------------------------------------------------------------------------------
-
Full Name(s) of Applicant(s) Address(es) Occupation(s)
------------------------------------------------------------------------------
-
------------------------------------------------------------------------------
-
(Signatures)
Date
*Insert details of the securities.
---------
FORM 15
Regulations 16 and
23
AUSTRALIAN CONSOLIDATED
-------------------------- INSCRIBED STOCK
COMMONWEALTH GOVERNMENT
per cent., maturing , 19 .
Commonwealth Government Registry of Inscribed
Stock at
TRANSFER AND ACCEPTANCE
I
We (Name, address and occuptation must be given in
full)
hereby assign and transfer unto
(Name, address and occuptation must be given in
full)
h
executors, administrators, or assigns, the sum of $
their
Australian
( dollars)
------------------
Commonwealth
Consolidated
my
---------- Inscribed Stock, and all property and interest in and right
to
our
the same, and
Government
to the interest accrued thereon.
As witness hand this day of 19
.
Witness
Witness
Witness
Witness
------------------------------------------------------------------------------
-
I
the abovenamed transferee(s) hereby accept the stock mentioned above
We
transferred into
my
our name.
As witness hand this day of 19 .
Witness
Witness
Witness
Witness
---------
FORM 22
Regulation
28
AUSTRALIAN CONSOLIDATED
--------------------------------
COMMONWEALTH GOVERNMENT INSCRIBED STOCK
per cent., maturing 19
REQUEST FOR TRANSMISSION
To the Registrar,
Commonwealth Government Registry of
Inscribed Stock at
Please have the undermentioned Transmission effected-
From who lately
resided
at but who is now*
$
(dollars)
Australian Consolidated
of Commonwealth Government Inscribed Stock to
who reside(s) at
and is a
are and claim(s) by
transmission.
(Occupation)
I
We submit herewith the following documents in support of this claim:
Signature )
)
(The capacity of the person(s) making the request, e.g., "Executor(s)",
&c.,
must be shown.)
Witness-Address
Date
* Dead, bankrupt, or insolvent.
---------
FORM 26
Regulations 41 and
42
AUSTRALIAN CONSOLIDATED
--------------------------------------
COMMONWEALTH GOVERNMENT INSCRIBED STOCK
per cent., maturing 19
APPLICATION FOR THE ISSUE OF BEARER SECURITIES IN EXCHANGE FOR STOCK
To the Registrar,
Commonwealth Government Registry of Inscribed
Stock at
I
We hereby request that $ (
dollars) of the Australian
Consolidated
---------------------
Commonwealth
Government Inscribed Stock
standing in
my
our
name(s) be exchanged for bearer securities
It is requested that the bearer
securities be delivered *at
*at the Post Office
to whose signature appears in the margin.
Signature
Address
Date
Witness
Received as undermentioned-
Bearer securities totalling $
(Here insert particulars of the securities)
First interest coupon due
Signature of
recipient
*Cross out whichever is inapplicable.
(Signature)
FORM 28
Regulation
43
COMMONWEALTH TREASURY BOND
TRANSFERABLE BY DELIVERY
Issued under the Commonwealth Inscribed Stock Act 1911-19 .
$ $
This Bond entitles the bearer to the payment at the Reserve Bank of
Australia
at Canberra, Sydney, Melbourne, Brisbane, Adelaide, Perth, Hobart or
Launceston
of $ , together with interest thereon at the rate of per centum
per annum in accordance with the attached coupons and such sums are secured
on
the Consolidated Revenue of the Commonwealth of Australia.
Principal is repayable on the day of,
19 .
Dated this day of 19 .
Secretary to the
Treasury
COMMONWEALTH TREASURY BOND
Coupon for six months' interest on $ repayable 19 .
---------
FORM 32
Regulation
46
Payable
19 .
No.
COMMONWEALTH OF AUSTRALIA
TREASURY BILL
Issued under the Commonwealth Inscribed Stock Act 1911-19 .
TRANSFERABLE BY DELIVERY
This Treasury Bill entitles the Bearer to the payment at
of on the day of, One thousand
nine hundred and, and such sum is secured on the Consolidated
Revenue of the Commonwealth of Australia.
Dated this day of , 19 .
Secretary to the
Treasury
FORM 32A
Regulation
46A
(Front of Form)
Series -Finally Repayable , 19 .
COMMONWEALTH OF AUSTRALIA
SPECIAL BOND-SERIES
Issued under the Commonwealth Inscribed Stock Act 1911-19 .
TRANSFERABLE BY DELIVERY
This Bond of a face value ofentitles the bearer to payment at
the office of the Commonwealth Bank of Australia at Sydney, Melbourne,
Brisbane, Adelaide, Perth, Hobart or Launceston of the amount indicated
hereon, together
with interest on face value at the rates shown hereon in accordance with the
attached coupons and such sums are secured on the Consolidated Revenue of the
Commonwealth of Australia.
------------------------------------------------------------------------------
-
Amount payable at redemption Interest payable each year on 1st
January
and 1st July
------------------------------------------------------------------------------
-
At Maturity (date) $or (subject
to one month's notice) ................ % per annum (date) to (date)
From (date) to (date) $ ................ % per annum (date) to (date)
From (date) to (date) $ ................ % per annum (date) to (date)
From (date) to (date) $ ................ % per annum (date) to (date)
------------------------------------------------------------------------------
-
No person shall be entitled to own Special Bonds-
Series -of a greater value than $ .
Dated this day of , 19 .
(Signature of Treasurer or person
appointed
by the Governor-General)
COMMONWEALTH OF AUSTRALIA
SPECIAL BOND INTEREST COUPON
%.
Interest for months
(Date of interest
payment)
on $
Repayable 19 .
$ (amount of
interest)
(Reverse side of Form)
COMMONWEALTH OF AUSTRALIA
SPECIAL BOND-SERIES
$
Finally repayable , 19 .
(Here insert conditions subject to which interest on Bonds is payable)
FORM 32B
Regulation
46A
(Front of Form)
Series
COMMONWEALTH OF AUSTRALIA
SPECIAL BOND
Issued under the Commonwealth Inscribed Stock Act 1911-19 .
Transferable by Delivery
This Bond entitles the Bearer to payment at the Reserve Bank of Australia at
Canberra, Sydney, Melbourne, Brisbane, Adelaide, Perth, Hobart or Launceston
of on the
day of, One thousand nine hundred and
.
The Bearer of this Bond is entitled, subject to compliance with the
conditions endorsed on the reverse side of this Bond, to have this Bond
redeemed at any
time after the day of , One thousand nine hundred and
, at any of the above-mentioned offices. The amount payable on the
redemption
of the Bond is that ascertained in accordance with the following table:
------------------------------------------------------------------------------
--
Date of Redemption Amount Payable on Redemption
------------------------------------------------------------------------------
-
------------------------------------------------------------------------------
-
The Bearer of this Bond is entitled to payment of interest in accordance
with
the attached coupons and the conditions endorsed on the reverse side of this
Bond.
An amount (including an amount of interest) payable on this Bond is secured
on the Consolidated Revenue of the Commonwealth of Australia.
Dated this day of , 19 .
Signature of Treasurer
or
person appointed by the
Governor-General
COMMONWEALTH OF AUSTRALIA
SPECIAL BOND-Series
Interest Coupon
Interest rate
Interest for months
on $(Date of interest
payment) Repayable, 19 .
$ (Amount of
interest)
(Reverse side of Form)
SPECIAL BOND-Series
$
Maturity Date 19 .
(Here insert Conditions subject to which the Bond is issued).
FORM 32C
Regulation
46A
(Front of Form)
COMMONWEALTH OF AUSTRALIA
AUSTRALIAN SAVINGS BOND
SERIES FINALLY REPAYABLE ON 19 .
This Bond entitles the Bearer to payment at the Reserve Bank of Australia
at
Canberra, Sydney, Melbourne, Brisbane, Adelaide, Perth, Hobart or Darwin of
on the day of 19 , together with interest thereon at
the
rate of per centum per annum in accordance with the attached
coupons, and such sums are secured on the Consolidated Revenue of the
Commonwealth of
Australia.
The Bearer of this Bond is entitled to have this Bond redeemed prior to
subject to compliance with the conditions endorsed on the reverse of this
Bond.
Dated this day of19 .
(Signature of
Treasurer
or person appointed
by
the
Governor-General) Issued under the Commonwealth Inscribed Stock Act 1911-19
.
TRANSFERABLE BY DELIVERY
COMMONWEALTH OF AUSTRALIA
AUSTRALIAN SAVINGS BOND INTEREST COUPON
SERIES
% interest for 6 months on (amount of Bond). (Date of interest payment).
Repayable, 19 . (Amount of interest).
(Reverse side of Form)
COMMONWEALTH OF AUSTRALIA
AUSTRALIAN SAVINGS BOND
Series
Maturity Date 19 .
(Here insert conditions subject to which Bond is issued).
FORM 33
Regulations 16 and
49A
AUSTRALIAN CONSOLIDATED
----------------------------------------
COMMONWEALTH GOVERNMENT INSCRIBED STOCK
per cent., maturing , 19 .
APPLICATION FOR THE INSCRIPTION OF STOCK IN EXCHANGE FOR
BEARER SECURITIES
To the Registrar,
Commonwealth Government Registry of Inscribed
Stock at
I forward herewith bearer securities, detailed below, of a total value of
$
(dollars), with the request that they be exchanged for Australian
Consolidated
Inscribed Stock, to be inscribed in
the name(s) of- Commonwealth Government
------------------------------------------------------------------------------
-
Name Address
Occupation
------------------------------------------------------------------------------
-
------------------------------------------------------------------------------
-
Bearer security numbers. Next interest payable-
(Here insert particulars of the securities)
(Signature)
Full Address
Date
FORM 38A
Regulation
51A
COMMONWEALTH OF AUSTRALIA
SAVINGS CERTIFICATE
Issued under the Commonwealth Inscribed Stock Act 1911-19 .
This Certificate entitles the bearer to payment at the Commonwealth Bank of
Australia
at
of the sum of on the day of 19 , and that sum is
secured on the Consolidated Revenue of the Commonwealth of Australia.
Secretary to the
Treasury
Signature of Registrar of Inscribed Stock
Registry stamp
FORM 39A
Regulation
48
COMMONWEALTH OF AUSTRALIA
TREASURY NOTE
ISSUED UNDER THE COMMONWEALTH INSCRIBED STOCK ACT 1911-1946
This Treasury Note entitles the Bearer to payment of
dollars on the
day of
One thousand nine hundred and .
The money secured by this Note is payable by the Commonwealth of Australia
out
of the Consolidated Revenue Fund.
Payment of the money secured by this Note will be made at .
Issued at this day of
19 .
Signature of Treasurer or
person
appointed by the
Governor-General