COMMONWEALTH OF AUSTRALIA
Financial Sector (Shareholdings) Act 1998
Approval under Section 14(1)
I, MATHIAS CORMANN, Acting Assistant Treasurer, being satisfied that it is in the national interest, under subsection 14(1) of the Financial Sector (Shareholdings) Act 1998, approve UBS Group AG and each company specified in the Schedule, to hold a stake of up to 100 per cent in UBS AG.
The approval comes into force on the date that UBS Group AG acquires 100 per cent of the shares in UBS AG and remains in force indefinitely.
Dated: 17 October 2014
MATHIAS CORMANN
Acting Assistant Treasurer
Schedule
Entity | ABN |
Brispot Nominees Pty Ltd | 51 009 839 070 |
Chesspot Nominees Pty Ltd | 20 000 915 506 |
Melnew Nominees Pty Ltd | 97 004 910 383 |
Prime Security Holdings Pty Ltd | 80 071 877 980 |
UBS AG | 47 088 129 613 |
UBS Australia Foundation Pty Ltd | 49 117 649 251 |
UBS Australia Holdings Pty Ltd | 75 003 059 498 |
UBS Cash Management Australia Ltd | 80 005 926 063 |
UBS Funds Australia Ltd | 20 149 524 694 |
UBS Global Asset Management (Australia) Investors Ltd | 23 003 731 959 |
UBS Global Asset Management (Australia) Ltd | 31 003 146 290 |
UBS Grocon Real Estate Holdings Pty Ltd | 64 167 596 429 |
UBS Grocon Real Estate Investment Management Pty Ltd | 58 167 604 864 |
UBS Grocon Real Estate Nominees Pty Ltd | 31 601 567 097 |
UBS Holdings Pty Ltd | 50 050 101 249 |
UBS Investments Australia Pty Ltd | 79 002 585 677 |
UBS Nominees Pty Ltd | 32 001 450 522 |
UBS Securities Australia Ltd | 62 008 586 481 |
UBS Wealth Management Australia Ltd | 50 005 311 937 |
UBS Wealth Management Australia Nominees Pty Ltd | 95 004 910 374 |
Warbont Nominees Pty Ltd | 19 003 943 799 |